0001137774-18-000104.txt : 20181217 0001137774-18-000104.hdr.sgml : 20181217 20181217111340 ACCESSION NUMBER: 0001137774-18-000104 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181213 FILED AS OF DATE: 20181217 DATE AS OF CHANGE: 20181217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22585 FILM NUMBER: 181237349 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000729057 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22585 FILM NUMBER: 181237350 BUSINESS ADDRESS: STREET 1: PRUDENTIAL PLAZA STREET 2: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102-3777 BUSINESS PHONE: (973) 802-5037 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE PIPELINE & ENERGY FUND, INC. CENTRAL INDEX KEY: 0001526329 IRS NUMBER: 452785066 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-12-13 0 0001526329 TORTOISE PIPELINE & ENERGY FUND, INC. TTP 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0000729057 PRUDENTIAL INSURANCE CO OF AMERICA 751 BROAD STREET NEWARK NJ 07102 0 0 1 0 Series B Mandatory Redeemable Preferred Stock 640000 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person 3.97% Senior Notes, Series H, due December 13, 2024 5000000 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person 3.97% Senior Notes, Series H, due December 13, 2024 1000000 I By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person (1) Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. (2) The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Prudential Financial, Inc. By:/s/Hillary Lorenzo, Vice President 2018-12-17 The Prudential Insurance Company of America By: PGIM, Inc., as Investment Manager By: /s/Christopher Halloran, Vice President 2018-12-17 EX-99 2 exjointttp.txt JOINT FILING EXHIBIT 99 Joint Filing Information The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102. The address of The Prudential Insurance Company of America is 751 Broad Street, Newark, NJ 07102.