0001137774-18-000104.txt : 20181217
0001137774-18-000104.hdr.sgml : 20181217
20181217111340
ACCESSION NUMBER: 0001137774-18-000104
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181213
FILED AS OF DATE: 20181217
DATE AS OF CHANGE: 20181217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22585
FILM NUMBER: 181237349
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000729057
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22585
FILM NUMBER: 181237350
BUSINESS ADDRESS:
STREET 1: PRUDENTIAL PLAZA
STREET 2: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102-3777
BUSINESS PHONE: (973) 802-5037
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE PIPELINE & ENERGY FUND, INC.
CENTRAL INDEX KEY: 0001526329
IRS NUMBER: 452785066
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2018-12-13
0
0001526329
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
0001137774
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK
NJ
07102
0
0
1
0
0000729057
PRUDENTIAL INSURANCE CO OF AMERICA
751 BROAD STREET
NEWARK
NJ
07102
0
0
1
0
Series B Mandatory Redeemable Preferred Stock
640000
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
3.97% Senior Notes, Series H, due December 13, 2024
5000000
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
3.97% Senior Notes, Series H, due December 13, 2024
1000000
I
By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person
(1) Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
(2) The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Prudential Financial, Inc. By:/s/Hillary Lorenzo, Vice President
2018-12-17
The Prudential Insurance Company of America By: PGIM, Inc., as Investment Manager By: /s/Christopher Halloran, Vice President
2018-12-17
EX-99
2
exjointttp.txt
JOINT FILING
EXHIBIT 99
Joint Filing Information
The address of Prudential Financial, Inc. is 751 Broad
Street, Newark, NJ 07102.
The address of The Prudential Insurance Company of
America is 751 Broad Street, Newark, NJ 07102.