0001137774-18-000100.txt : 20181120
0001137774-18-000100.hdr.sgml : 20181120
20181120162827
ACCESSION NUMBER: 0001137774-18-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181116
FILED AS OF DATE: 20181120
DATE AS OF CHANGE: 20181120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22805
FILM NUMBER: 181195876
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY
CENTRAL INDEX KEY: 0001755924
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22805
FILM NUMBER: 181195877
BUSINESS ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: (973) 367-5329
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000729057
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22805
FILM NUMBER: 181195878
BUSINESS ADDRESS:
STREET 1: PRUDENTIAL PLAZA
STREET 2: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102-3777
BUSINESS PHONE: (973) 802-5037
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
CENTRAL INDEX KEY: 0001570318
IRS NUMBER: 462078197
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (888) 777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-11-16
0
0001570318
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
CBA
0001137774
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK
NJ
07102
0
0
0
1
See Footnote 1
0001755924
PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY
751 BROAD STREET
NEWARK
NJ
07102
0
0
0
1
See Footnote 1
0000729057
PRUDENTIAL INSURANCE CO OF AMERICA
751 BROAD STREET
NEWARK
NJ
07102
0
0
0
1
See Footnote 1
Series C Mandatory Redeemable Preferred Stock
2018-11-16
4
J
0
41
0
D
0
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series D Mandatory Redeemable Preferred Stock
2018-11-16
4
J
0
85
0
D
0
I
By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
Series D Mandatory Redeemable Preferred Stock
2018-11-16
4
J
0
24
0
D
0
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
(1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO.
(2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018.
Prudential Financial, Inc., by: /s/Hillary Lorenzo, Vice President
2018-11-20
The Prudential Insurance Company of America, by: /s/Christopher Halloran, Vice President
2018-11-20
Prudential Legacy Insurance Company of New Jersey, By:PGIM, Inc., as Investment Manager, by:/s/Christopher Halloran, Vice President
2018-11-20