0001137774-18-000100.txt : 20181120 0001137774-18-000100.hdr.sgml : 20181120 20181120162827 ACCESSION NUMBER: 0001137774-18-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181120 DATE AS OF CHANGE: 20181120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 181195876 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY CENTRAL INDEX KEY: 0001755924 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 181195877 BUSINESS ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: (973) 367-5329 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000729057 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 181195878 BUSINESS ADDRESS: STREET 1: PRUDENTIAL PLAZA STREET 2: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102-3777 BUSINESS PHONE: (973) 802-5037 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CENTRAL INDEX KEY: 0001570318 IRS NUMBER: 462078197 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (888) 777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-16 0 0001570318 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 0 1 See Footnote 1 0001755924 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY 751 BROAD STREET NEWARK NJ 07102 0 0 0 1 See Footnote 1 0000729057 PRUDENTIAL INSURANCE CO OF AMERICA 751 BROAD STREET NEWARK NJ 07102 0 0 0 1 See Footnote 1 Series C Mandatory Redeemable Preferred Stock 2018-11-16 4 J 0 41 0 D 0 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series D Mandatory Redeemable Preferred Stock 2018-11-16 4 J 0 85 0 D 0 I By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Series D Mandatory Redeemable Preferred Stock 2018-11-16 4 J 0 24 0 D 0 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. Prudential Financial, Inc., by: /s/Hillary Lorenzo, Vice President 2018-11-20 The Prudential Insurance Company of America, by: /s/Christopher Halloran, Vice President 2018-11-20 Prudential Legacy Insurance Company of New Jersey, By:PGIM, Inc., as Investment Manager, by:/s/Christopher Halloran, Vice President 2018-11-20