0001137774-16-000229.txt : 20160226
0001137774-16-000229.hdr.sgml : 20160226
20160226154034
ACCESSION NUMBER: 0001137774-16-000229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160224
FILED AS OF DATE: 20160226
DATE AS OF CHANGE: 20160226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ClearBridge Energy MLP Fund Inc.
CENTRAL INDEX KEY: 0001488775
IRS NUMBER: 272282398
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (888) 777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co
CENTRAL INDEX KEY: 0001444597
STATE OF INCORPORATION: CT
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22405
FILM NUMBER: 161461271
BUSINESS ADDRESS:
STREET 1: prudentail retirement insurance and Annu
STREET 2: 280 Trumbull Street
CITY: Hartford
STATE: CT
ZIP: 06103
BUSINESS PHONE: (877)778-2100
MAIL ADDRESS:
STREET 1: prudentail retirement insurance and Annu
STREET 2: 280 Trumbull Street
CITY: Hartford
STATE: CT
ZIP: 06103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000729057
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22405
FILM NUMBER: 161461272
BUSINESS ADDRESS:
STREET 1: PRUDENTIAL PLAZA
STREET 2: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102-3777
BUSINESS PHONE: (973) 802-5037
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22405
FILM NUMBER: 161461273
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-24
0
0001488775
ClearBridge Energy MLP Fund Inc.
CEM
0001137774
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK
NJ
07102
0
0
1
0
0000729057
PRUDENTIAL INSURANCE CO OF AMERICA
751 BROAD STREET
NEWARK
NJ
07102
0
0
1
0
0001444597
Prudential Retirement Insurance & Annuity Co
280 TRUMBULL STREET
HARTFORD
CT
06103
0
0
1
0
Series C Mandatory Redeemable Preferred Stock
2016-02-24
4
J
0
152
102958
D
58
I
By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P
Series D Mandatory Redeemable Preferred Stock
2016-02-24
4
J
0
420
103132
D
160
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Share transfer to Issuer on 2/24/2016.
Per Share Price includes accrued dividends and 2% premium.
Prudential Financial, Inc., By: /s/ Hillary Lorenzo, Vice President
2016-02-26
The Prudential Insurance Company of America, By: /s/ Christopher Halloran, Vice President
2016-02-26
Prudential Retirement Insurance and Annuity Company, By: PGIM, Inc., as Investment Manager, By: /s/ Christopher Halloran, Vice President
2016-02-26
EX-99
2
ex99cem.txt
EXHIBIT 99
Exhibit 99
Joint Filing Information
The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102.
The address of The Prudential Insurance Company of America is
751 Broad Street, Newark, NJ 07102.
The address of Prudential Retirement Insurance and Annuity Company is
280 Trumbull Street, One Commercial Plaza, Hartford, CT 06103