0001137774-16-000228.txt : 20160225
0001137774-16-000228.hdr.sgml : 20160225
20160225165923
ACCESSION NUMBER: 0001137774-16-000228
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160223
FILED AS OF DATE: 20160225
DATE AS OF CHANGE: 20160225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
CENTRAL INDEX KEY: 0001570318
IRS NUMBER: 462078197
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (888) 777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000729057
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22805
FILM NUMBER: 161456686
BUSINESS ADDRESS:
STREET 1: PRUDENTIAL PLAZA
STREET 2: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102-3777
BUSINESS PHONE: (973) 802-5037
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22805
FILM NUMBER: 161456687
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-23
0
0001570318
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
CBA
0001137774
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK
NJ
07102
0
0
1
0
0000729057
PRUDENTIAL INSURANCE CO OF AMERICA
751 BROAD STREET
NEWARK
NJ
07102
0
0
1
0
Series C Mandatory Redeemable Preferred Stock
2016-02-23
4
J
0
58
103080
D
41
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series D Mandatory Redeemable Preferred Stock
2016-02-23
4
J
0
120
103159
D
85
I
By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
Series D Mandatory Redeemable Preferred Stock
2016-02-23
4
J
0
32
103159
D
24
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Share transfer to Issuer on 2/23/2016.
Per Share Price includes accrued dividends and 2% premium.
As grantor of the PICA Hartford Life & Annuity Comfort Trust.
Prudential Financial, Inc., By: /s/ Hillary Lorenzo, Vice President
2016-02-25
The Prudential Insurance Company of America, By: /s/ Christopher Halloran, Vice President
2016-02-25
Prudential Legacy Insurance Company of New Jersey, By: PGIM, Inc., as Investment Manager, By: /s/ Christopher Halloran, Vice President
2016-02-25
EX-99
2
ex99cba.txt
EXHIBIT 99
Exhibit 99
Joint Filing Information
The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102.
The address of The Prudential Insurance Company of America is
751 Broad Street, Newark, NJ 07102.
The address of Prudential Legacy Insurance Company of New Jersey is
751 Broad Street, Newark, NJ 07102.