0001137774-16-000228.txt : 20160225 0001137774-16-000228.hdr.sgml : 20160225 20160225165923 ACCESSION NUMBER: 0001137774-16-000228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160223 FILED AS OF DATE: 20160225 DATE AS OF CHANGE: 20160225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CENTRAL INDEX KEY: 0001570318 IRS NUMBER: 462078197 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (888) 777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000729057 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 161456686 BUSINESS ADDRESS: STREET 1: PRUDENTIAL PLAZA STREET 2: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102-3777 BUSINESS PHONE: (973) 802-5037 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 161456687 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-23 0 0001570318 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0000729057 PRUDENTIAL INSURANCE CO OF AMERICA 751 BROAD STREET NEWARK NJ 07102 0 0 1 0 Series C Mandatory Redeemable Preferred Stock 2016-02-23 4 J 0 58 103080 D 41 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series D Mandatory Redeemable Preferred Stock 2016-02-23 4 J 0 120 103159 D 85 I By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Series D Mandatory Redeemable Preferred Stock 2016-02-23 4 J 0 32 103159 D 24 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Share transfer to Issuer on 2/23/2016. Per Share Price includes accrued dividends and 2% premium. As grantor of the PICA Hartford Life & Annuity Comfort Trust. Prudential Financial, Inc., By: /s/ Hillary Lorenzo, Vice President 2016-02-25 The Prudential Insurance Company of America, By: /s/ Christopher Halloran, Vice President 2016-02-25 Prudential Legacy Insurance Company of New Jersey, By: PGIM, Inc., as Investment Manager, By: /s/ Christopher Halloran, Vice President 2016-02-25 EX-99 2 ex99cba.txt EXHIBIT 99 Exhibit 99 Joint Filing Information The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102. The address of The Prudential Insurance Company of America is 751 Broad Street, Newark, NJ 07102. The address of Prudential Legacy Insurance Company of New Jersey is 751 Broad Street, Newark, NJ 07102.