0001137774-16-000136.txt : 20160104 0001137774-16-000136.hdr.sgml : 20160104 20160104163344 ACCESSION NUMBER: 0001137774-16-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151230 FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CENTRAL INDEX KEY: 0001570318 IRS NUMBER: 462078197 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (888) 777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000729057 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 161318514 BUSINESS ADDRESS: STREET 1: PRUDENTIAL PLAZA STREET 2: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102-3777 BUSINESS PHONE: (973) 802-5037 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 161318515 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-30 0 0001570318 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0000729057 PRUDENTIAL INSURANCE CO OF AMERICA 751 BROAD STREET NEWARK NJ 07102 0 0 1 0 Series C Mandatory Redeemable Preferred Stock 2015-12-30 4 J 0 185 102490 D 0 I By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person Series C Mandatory Redeemable Preferred Stock 2015-12-30 4 J 0 55 102490 D 140 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Share transfer to Issuer on 12/30/2015. Per Share Price includes accrued dividends. The Prudential Insurance Company of America and Prudential Legacy Insurance Company of New Jersey, each a wholly-owned subsidiary of the Reporting Person, own 80 shares and 290 shares, respectively, of Series D Mandatory Redeemable Preferred Stock. Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President 2016-01-04 The Prudential Insurance Company of America, By: /s/Christopher L. Halloran, Vice President 2016-01-04 The Gibraltar Life Insurance Co., Ltd., By: Prudential Investment Management Japan Co., Ltd., as Investment Manager; By:PGIM, Inc., as Sub-Advisor; By: /s/Christopher L. Halloran, Vice President 2016-01-04