0001137774-15-000120.txt : 20150814 0001137774-15-000120.hdr.sgml : 20150814 20150814125704 ACCESSION NUMBER: 0001137774-15-000120 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150807 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CENTRAL INDEX KEY: 0001570318 IRS NUMBER: 462078197 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (888) 777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000729057 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 151054245 BUSINESS ADDRESS: STREET 1: PRUDENTIAL PLAZA STREET 2: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102-3777 BUSINESS PHONE: (973) 802-5037 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22805 FILM NUMBER: 151054246 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2015-08-07 0 0001570318 CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0000729057 PRUDENTIAL INSURANCE CO OF AMERICA 751 BROAD STREET NEWARK NJ 07102 0 0 1 0 Series C Mandatory Redeemable Preferred Stock 185 I By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person Series C Mandatory Redeemable Preferred Stock 195 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series D Mandatory Redeemable Preferred Stock 80 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series D Mandatory Redeemable Preferred Stock 290 I By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Preferred stock owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. As grantor of the PICA Hartford Life & Annuity Comfort Trust. Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President 2015-08-14 The Prudential Insurance Company of America, By: /s/Christopher L. Halloran, Vice President 2015-08-14 The Gibraltar Life Insurance Co., Ltd., By: Prudential Investment Management Japan Co., Ltd., as investment manager; By: Prudential Investment Management, Inc., as Sub-Advisor; By: /s/Christopher L. Halloran, Vice President 2015-08-14 Prudential Legacy Insurance Company of New Jersey, By: Prudential Investment Management, Inc., as investment manager; By: /s/Christopher L. Halloran, Vice President 2015-08-14 EX-99 2 exhibit99forcbafiling.txt EXHIBIT 99 FOR CBA JOINT FILING Exhibit 99 Joint Filing Information The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102. The address of The Prudential Insurance Company of America is 751 Broad Street, Newark, NJ 07102. The address of Prudential Legacy Insurance Company of New Jersey is 751 Broad Street, Newark, NJ 07102. The address of The Gibraltar Life Insurance Co., Ltd. is Prudential Tower, 2-13-10 Nagatacho, Chiyoda-ku, Tokyo, 100-0014, Japan.