0001137774-15-000120.txt : 20150814
0001137774-15-000120.hdr.sgml : 20150814
20150814125704
ACCESSION NUMBER: 0001137774-15-000120
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150807
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
CENTRAL INDEX KEY: 0001570318
IRS NUMBER: 462078197
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (888) 777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000729057
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22805
FILM NUMBER: 151054245
BUSINESS ADDRESS:
STREET 1: PRUDENTIAL PLAZA
STREET 2: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102-3777
BUSINESS PHONE: (973) 802-5037
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22805
FILM NUMBER: 151054246
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2015-08-07
0
0001570318
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
CBA
0001137774
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK
NJ
07102
0
0
1
0
0000729057
PRUDENTIAL INSURANCE CO OF AMERICA
751 BROAD STREET
NEWARK
NJ
07102
0
0
1
0
Series C Mandatory Redeemable Preferred Stock
185
I
By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person
Series C Mandatory Redeemable Preferred Stock
195
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series D Mandatory Redeemable Preferred Stock
80
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series D Mandatory Redeemable Preferred Stock
290
I
By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
Preferred stock owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
As grantor of the PICA Hartford Life & Annuity Comfort Trust.
Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
2015-08-14
The Prudential Insurance Company of America, By: /s/Christopher L. Halloran, Vice President
2015-08-14
The Gibraltar Life Insurance Co., Ltd., By: Prudential Investment Management Japan Co., Ltd., as investment manager; By: Prudential Investment Management, Inc., as Sub-Advisor; By: /s/Christopher L. Halloran, Vice President
2015-08-14
Prudential Legacy Insurance Company of New Jersey, By: Prudential Investment Management, Inc., as investment manager; By: /s/Christopher L. Halloran, Vice President
2015-08-14
EX-99
2
exhibit99forcbafiling.txt
EXHIBIT 99 FOR CBA JOINT FILING
Exhibit 99
Joint Filing Information
The address of Prudential Financial, Inc. is
751 Broad Street, Newark, NJ 07102.
The address of The Prudential Insurance Company
of America is 751 Broad Street, Newark, NJ 07102.
The address of Prudential Legacy Insurance Company of
New Jersey is 751 Broad Street, Newark, NJ 07102.
The address of The Gibraltar Life Insurance Co., Ltd.
is Prudential Tower, 2-13-10 Nagatacho, Chiyoda-ku,
Tokyo, 100-0014, Japan.