0001567619-19-005183.txt : 20190221 0001567619-19-005183.hdr.sgml : 20190221 20190221192038 ACCESSION NUMBER: 0001567619-19-005183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Connor Timothy John CENTRAL INDEX KEY: 0001570155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03034 FILM NUMBER: 19623640 MAIL ADDRESS: STREET 1: 414 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCEL ENERGY INC CENTRAL INDEX KEY: 0000072903 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410448030 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 BUSINESS PHONE: 6123305500 MAIL ADDRESS: STREET 1: 414 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN STATES POWER CO /MN/ DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2019-02-19 0 0000072903 XCEL ENERGY INC XEL 0001570155 O'Connor Timothy John 414 NICOLLET MALL MINNEAPOLIS MN 55401 0 1 0 0 SVP and CNO Common Stock 2019-02-19 4 A 0 304.125 0 A 10964.888 D Common Stock 2019-02-19 4 M 0 4314.561 A 15279.449 D Common Stock 2019-02-19 4 F 0 1557.686 53.46 D 13721.763 D Common Stock 334.543 I 401(k) Phantom Stock 0 2019-02-19 4 A 0 12637.00 53.46 A Common Stock 12637.00 83146.852 D Restricted Stock Units 2019-02-19 4 M 0 4314.561 0 D Common Stock 4314.561 0 D This amount also includes 35.578 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 15, 2019. Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due the unitized nature of the Plan's Issuer stock fund. Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 3,922 units. Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. Jodee L. Marble, Attorney in Fact for Timothy John O'Connor 2019-02-21