0001567619-18-004221.txt : 20181017 0001567619-18-004221.hdr.sgml : 20181017 20181017144141 ACCESSION NUMBER: 0001567619-18-004221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181016 FILED AS OF DATE: 20181017 DATE AS OF CHANGE: 20181017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter Brett C CENTRAL INDEX KEY: 0001739288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03034 FILM NUMBER: 181126219 MAIL ADDRESS: STREET 1: 414 NICOLLET MALL, 401-9 CITY: MINNEAPOLIS STATE: MN ZIP: 55401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCEL ENERGY INC CENTRAL INDEX KEY: 0000072903 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410448030 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 BUSINESS PHONE: 6123305500 MAIL ADDRESS: STREET 1: 414 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN STATES POWER CO /MN/ DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2018-10-16 0 0000072903 XCEL ENERGY INC XEL 0001739288 Carter Brett C 414 NICOLLET MALL MINNEAPOLIS MN 55401 0 1 0 0 EVP, Chief Customer and Innova Phantom Stock 2018-10-16 4 A 0 4.316 48.27 A Common Stock 4.316 35.195 D Each share of phantom stock represents the right to receive the cash value of one share of common stock. Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Kristin L. Westlund, Attorney in Fact for Brett C. Carter 2018-10-17