0001209191-13-048164.txt : 20131011 0001209191-13-048164.hdr.sgml : 20131011 20131011150826 ACCESSION NUMBER: 0001209191-13-048164 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20130614 FILED AS OF DATE: 20131011 DATE AS OF CHANGE: 20131011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP CENTRAL INDEX KEY: 0001319869 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise MLP Investment CORP DATE OF NAME CHANGE: 20050304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 131147846 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 100166 BUSINESS PHONE: 212-578-2211 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 c609034_3x8.xml MAIN DOCUMENT DESCRIPTION X0206 3 2013-06-14 0 0001319869 TORTOISE ENERGY CAPITAL CORP TYY 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE P.O. BOX 1902 MORRISTOWN NJ 07962 0 0 1 0 Tortoise Energy Capital Corporation 1000000.00 D Tortoise Energy Capital Corporation 1000000.00 D Tortoise Energy Capital Corporation 2000000.00 D Tortoise Energy Capital Corporation 6100000.00 D Tortoise Energy Capital Corporation 1000000.00 D Tortoise Energy Capital Corporation 2500000.00 D Tortoise Energy Capital Corporation 800000.00 D Tortoise Energy Capital Corporation 2500000.00 D 2.77% Series J Senior Note Due 6/14/2020. See Exh 99-1. 2.77% Series J Senior Note Due 6/14/2020. See Exh 99-2. 2.77% Series J Senior Note Due 6/14/2020. See Exh 99-3. 2.98% Series K Senior Note Due 6/14/2021. See Exh 99-4. 2.98% Series K Senior Note Due 6/14/2021. See Exh 99-5. 3.48% Series L Senior Note Due 6/14/2025. See Exh 99-6. 3.48% Series L Senior Note Due 6/14/2025. See Exh 99-7. 3.48% Series L Senior Note Due 6/14/2025. See Exh 99-8. /s/ Thomas J. Pasuit, Assistant General Counsel 2013-10-10 EX-99.1 2 c609034_99x1.htm ADDITIONAL EXHIBITS Exhibit 99.1
Form 3 — Joint Filer Information
Exhibit 99-1
     
Name:
  Metropolitan Life Insurance Company (i)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corporation (“TYY”)
Date of Event Requiring Statement:
  June 14, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(i) MetLife Reinsurance Company of Vermont as direct owner/purchaser of $1,000,000 2.77% Senior Note, Series J, Due June 14, 2020 by Metropolitan Life Insurance Company, the indirect owner and investment manager (CUSIP 89147@AG0, Certificate J-2).

 

EX-99.2 3 c609034_99x2.htm ADDITIONAL EXHIBITS Exhibit 99.2
Form 3 — Joint Filer Information
Exhibit 99-2
     
Name:
  Metropolitan Life Insurance Company (ii)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corporation (“TYY”)
Date of Event Requiring Statement:
  June 14, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(ii) MetLife Reinsurance Company of Vermont as direct owner/purchaser of $1,000,000 2.77% Senior Note, Series J, Due June 14, 2020 by Metropolitan Life Insurance Company, the indirect owner and investment manager (CUSIP 89147@AG0, Certificate J-3).

 

EX-99.3 4 c609034_99x3.htm ADDITIONAL EXHIBITS Exhibit 99.3
Form 3 — Joint Filer Information
Exhibit 99-3
     
Name:
  Metropolitan Life Insurance Company (iii)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corporation (“TYY”)
Date of Event Requiring Statement:
  June 14, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(iii) MetLife Reinsurance Company of Vermont as direct owner/purchaser of $2,000,000 2.77% Senior Note, Series J, Due June 14, 2020 by Metropolitan Life Insurance Company, the indirect owner and investment manager (CUSIP 89147@AG0).

 

EX-99.4 5 c609034_99x4.htm ADDITIONAL EXHIBITS Exhibit 99.4
Form 3 — Joint Filer Information
Exhibit 99-4
     
Name:
  MetLife Reinsurance Company of Charleston, Trust B (iv)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corporation (“TYY”)
Date of Event Requiring Statement:
  June 14, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(iv) Metropolitan Life Insurance Company as a direct owner/purchaser of $6,100,000 2.98% Senior Note, Series K, Due June 14, 2021 (CUSIP 89147@AH8).

 

EX-99.5 6 c609034_99x5.htm ADDITIONAL EXHIBITS Exhibit 99.5
Form 3 — Joint Filer Information
Exhibit 99-5
     
Name:
  Metropolitan Life Insurance Company (v)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corporation (“TYY”)
Date of Event Requiring Statement:
  June 14, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(v) New England Life Insurance Company as a direct owner/purchaser of $1,000,000 2.98% Senior Note, Series K, Due June 14, 2021 by Metropolitan Life Insurance Company, the indirect owner and investment manager (CUSIP 89147@AH8).

 

EX-99 7 c609034_99x6.htm ADDITIONAL EXHIBITS Exhibit 99.6
Form 3 — Joint Filer Information
Exhibit 99-6
     
Name:
  Metropolitan Property and Casualty Insurance Company (vi)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corporation (“TYY”)
Date of Event Requiring Statement:
  June 14, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(vi) Metropolitan Life Insurance Company as a direct owner/purchaser of $2,500,000 3.48% Senior Note, Series L, Due June 14, 2025 (CUSIP 89147@AJ4).

 

EX-99 8 c609034_99x7.htm ADDITIONAL EXHIBITS Exhibit 99.7
Form 3 — Joint Filer Information
Exhibit 99-7
     
Name:
  Metropolitan Property and Casualty Insurance Company (vii)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corporation (“TYY”)
Date of Event Requiring Statement:
  June 14, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(vii) First MetLife Investors Insurance Company as a direct owner/purchaser of $800,000 3.48% Senior Note, Series L, Due June 14, 2025 by Metropolitan Life Insurance Company, the indirect owner and investment manager (CUSIP 89147@AJ4).

 

EX-99 9 c609034_99x8.htm ADDITIONAL EXHIBITS Exhibit 99.8
Form 3 — Joint Filer Information
Exhibit 99-8
     
Name:
  Metropolitan Property and Casualty Insurance Company (viii)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corporation (“TYY”)
Date of Event Requiring Statement:
  June 14, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(viii) MetLife Investors Insurance Company as a direct owner/purchaser of $2,500,000 3.48% Senior Note, Series L, Due June 14, 2025 by Metropolitan Life Insurance Company, the indirect owner and investment manager (CUSIP 89147@AJ4).