0001209191-13-047711.txt : 20131008 0001209191-13-047711.hdr.sgml : 20131008 20131008150239 ACCESSION NUMBER: 0001209191-13-047711 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20130918 FILED AS OF DATE: 20131008 DATE AS OF CHANGE: 20131008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND CENTRAL INDEX KEY: 0001228361 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 212-476-8800 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 FORMER COMPANY: FORMER CONFORMED NAME: LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND DATE OF NAME CHANGE: 20030422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21342 FILM NUMBER: 131141175 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 100166 BUSINESS PHONE: 212-578-2211 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 c610456_3x5.xml MAIN DOCUMENT DESCRIPTION X0206 3 2013-09-18 0 0001228361 NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND NHS 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE P.O. BOX 1902 MORRISTOWN NJ 07962 0 0 1 0 Neuberger Berman High Yield Strategies Fund Inc. 23954000.00 D Neuberger Berman High Yield Strategies Fund Inc. 26432000.00 D Neuberger Berman High Yield Strategies Fund Inc. 10738000.00 D Neuberger Berman High Yield Strategies Fund Inc. 28876000.00 D Neuberger Berman High Yield Strategies Fund Inc. 1400 D FRN Senior Note, Series A, Due 9/18/2023. See Exh 99-1. FRN Senior Note, Series A, Due 9/18/2023. See Exh 99-2. FRN Senior Note, Series A, Due 9/18/2023. See Exh 99-3. FRN Senior Note, Series A, Due 9/18/2023. See Exh 99-4. Series B Mandatory Redeemable Preferred Shares. See Exh 99-5. /s/ Thomas J. Pasuit, Assistant General Counsel 2013-10-08 EX-99.1 2 c610456_99x1.htm ADDITIONAL EXHIBITS Exhibit 99.1
Form 3 — Joint Filer Information
Exhibit 99-1
     
Name:
  Metropolitan Life Insurance Company*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Neuberger Berman High Yield Strategies Fund Inc.(“NHS”)
Date of Event Requiring Statement:
  September 18, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Associate General Counsel
    
*Metropolitan Life Insurance Company as a direct owner/purchaser of $23,954,000 Floating Rate Senior Note, Series A Note Due September 18, 2023.

 

EX-99.2 3 c610456_99x2.htm ADDITIONAL EXHIBITS Exhibit 99.2
Form 3 — Joint Filer Information
Exhibit 99-2
     
Name:
  MetLife Reinsurance Company of Charleston, Trust Account B **
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Neuberger Berman High Yield Strategies Fund Inc.(“NHS”)
Date of Event Requiring Statement:
  September 18, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Associate General Counsel
    
**MetLife Reinsurance Company of Charleston, Trust Account B as direct owner/purchaser of $26,432,000 Floating Rate Senior Note, Series A Note Due September 18, 2023 by Metropolitan Life Insurance Company, the indirect owner and investment manager.

 

EX-99.3 4 c610456_99x3.htm ADDITIONAL EXHIBITS Exhibit 99.3
Form 3 — Joint Filer Information
Exhibit 99-3
     
Name:
  MetLife Reinsurance Company of South Carolina, Trust Account B ***
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Neuberger Berman High Yield Strategies Fund Inc.(“NHS”)
Date of Event Requiring Statement:
  September 18, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Associate General Counsel
    
***MetLife Reinsurance Company of South Carolina, Trust Account B as direct owner/purchaser of $10,738,000 Floating Rate Senior Note, Series A Note Due September 18, 2023 by Metropolitan Life Insurance Company, the indirect owner and investment manager.

 

EX-99.4 5 c610456_99x4.htm ADDITIONAL EXHIBITS Exhibit 99.4
Form 3 — Joint Filer Information
Exhibit 99-4
     
Name:
  MetLife Reinsurance Company of South Carolina, Trust Account B ****
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Neuberger Berman High Yield Strategies Fund Inc.(“NHS”)
Date of Event Requiring Statement:
  September 18, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Associate General Counsel
    
****MetLife Reinsurance Company of South Carolina, Trust Account B as direct owner/purchaser of $28,876,000 Floating Rate Senior Note, Series A Note Due September 18, 2023 by Metropolitan Life Insurance Company, the indirect owner and investment manager.

 

EX-99.5 6 c610456_99x5.htm ADDITIONAL EXHIBITS Exhibit 99.5
Form 3 — Joint Filer Information
Exhibit 99-5
     
Name:
  Metropolitan Life Insurance Company *****
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Neuberger Berman High Yield Strategies Fund Inc.(“NHS”)
Date of Event Requiring Statement:
  September 18, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Associate General Counsel
    
*****Metropolitan Life Insurance Company as a direct owner/purchaser of 1,400 Series B Mandatory Redeemable Preferred Shares (USD Value $35,000,000).