0001209191-12-047982.txt : 20121003 0001209191-12-047982.hdr.sgml : 20121003 20121003142034 ACCESSION NUMBER: 0001209191-12-047982 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20111215 FILED AS OF DATE: 20121003 DATE AS OF CHANGE: 20121003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE PIPELINE & ENERGY FUND, INC. CENTRAL INDEX KEY: 0001526329 IRS NUMBER: 452785066 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22585 FILM NUMBER: 121126190 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125785914 MAIL ADDRESS: STREET 1: ONE MADISON AVENUE LAW DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10010-3690 3 1 c30085_3x3.xml MAIN DOCUMENT DESCRIPTION X0206 3 2011-12-15 0 0001526329 TORTOISE PIPELINE & ENERGY FUND, INC. TTP 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE P.O. BOX 1902 MORRISTOWN NJ 07962 0 0 1 0 Tortoise Pipeline and Energy Fund, Inc. 2000000.00 D Tortoise Pipeline and Energy Fund, Inc. 4250000.00 D Tortoise Pipeline and Energy Fund, Inc. 3000000.00 I Investment Manager Floating Rate Senior Note, Series A, Due 12/15/2016. See Exh 99-1. 2.50% Senior Note, Series B, Due 12/15/2014. See Exh 99-2. Floating Rate Senior Note, Series A, Due 12/15/2016. See Exh 99-3. 2nd funding to 2011-11-15 deal /s/ Daniel F. Scudder, Associate General Counsel 2012-10-03 EX-99.1 2 c30085_99x1.htm ADDITIONAL EXHIBITS Exhibit 99.1
Form 3 — Joint Filer Information
Exhibit 99-1
     
Name:
  Metropolitan Life Insurance Company*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Pipeline & Energy Fund, Inc.(“TTP”)
Date of Event Requiring Statement:
  December 15, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
*Metropolitan Life Insurance Company as a direct owner/purchaser of $2,000,000 Floating Rate Senior Note, Series A, Due December 15, 2016.

 

EX-99.2 3 c30085_99x2.htm ADDITIONAL EXHIBITS Exhibit 99.2
Form 3 — Joint Filer Information
Exhibit 99-2
     
Name:
  Metropolitan Life Insurance Company**
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Pipeline & Energy Fund, Inc.(“TTP”)
Date of Event Requiring Statement:
  December 15, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
**Metropolitan Life Insurance Company as a direct owner/purchaser of $4,250,000 2.50% Senior Note, Series B, Due December 15, 2014.

 

EX-99.3 4 c30085_99x3.htm ADDITIONAL EXHIBITS Exhibit 99.3
Form 3 — Joint Filer Information
Exhibit 99-3
     
Name:
  MetLife Reinsurance Company of Charleston, Trust Account B***
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise Pipeline & Energy Fund, Inc.(“TTP”)
Date of Event Requiring Statement:
  November 15, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
***MetLife Reinsurance Company of Charleston, Trust Account B as direct owner/purchaser of $3,000,000 Floating Rate Senior Note, Series A, Due December 15, 2016 by Metropolitan Life Insurance Company, the indirect owner and investment manager.