-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TjuqnHX0YPWGXO8z085EXM4eGmp3K5yt7pywW7CZcFAwDcDLUYZKf4TAmTu1jruQ P7j9aeMAd+aLU8YU8EeZOw== 0001209191-10-052950.txt : 20101103 0001209191-10-052950.hdr.sgml : 20101103 20101103164607 ACCESSION NUMBER: 0001209191-10-052950 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20101028 FILED AS OF DATE: 20101103 DATE AS OF CHANGE: 20101103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC. CENTRAL INDEX KEY: 0001490286 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE MLP CORP. DATE OF NAME CHANGE: 20100423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 101161983 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125785914 MAIL ADDRESS: STREET 1: ONE MADISON AVENUE LAW DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10010-3690 3 1 c07798_3x5.xml MAIN DOCUMENT DESCRIPTION X0203 3 2010-10-28 0 0001490286 TORTOISE MLP FUND, INC. NTG 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE P.O. BOX 1902 MORRISTOWN NJ 07962 0 0 1 0 Tortoise MLP Fund, Inc. 8333000.00 D Tortoise MLP Fund, Inc. 5000000.00 D Tortoise MLP Fund, Inc. 2667000.00 D Tortoise MLP Fund, Inc. 10000000.00 D Tortoise MLP Fund, Inc. 5667000.00 D Floating Rate Senior Note, Series E, Due 12/15/2015. See Exh 99-1. 3.73% Senior Note, Series C, Due 12/15/2017. See Exh 99-2. 3.73% Senior Note, Series C, Due 12/15/2017. See Exh 99-3. 4.29% Senior Note, Series D, Due 12/15/2020. See Exh 99-4. 4.29% Senior Note, Series D, Due 12/15/2020. See Exh 99-5. /s/ Daniel F. Scudder, Assistant General Counsel 2010-11-03 EX-99.1 2 c07798_99x1.htm ADDITIONAL EXHIBITS Exhibit 99.1
Form 3 — Joint Filer Information
Exhibit 99-1
     
Name:
  Metropolitan Life Insurance Company*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
   
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
   
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 28, 2010
 
   
Signature: /s/Daniel F. Scudder
   
Daniel F. Scudder, Assistant General Counsel
   
*Metropolitan Life Insurance Company as a direct owner/purchaser of $8,333,000 Floating Rate Senior Note, Series E, Due December 15, 2015.

 

EX-99.2 3 c07798_99x2.htm ADDITIONAL EXHIBITS Exhibit 99.2
Form 3 — Joint Filer Information
Exhibit 99-2
     
Name:
  Metropolitan Life Insurance Company *
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
   
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
   
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 28, 2010
 
   
Signature: /s/Daniel F. Scudder
   
Daniel F. Scudder, Assistant General Counsel
   
* Metropolitan Life Insurance Company as direct owner/purchaser of $5,000,000 3.73% Senior Note, Series C, Due December 15, 2017.

 

EX-99.3 4 c07798_99x3.htm ADDITIONAL EXHIBITS Exhibit 99.3
Form 3 — Joint Filer Information
Exhibit 99-3
     
Name:
  MetLife Insurance Company of Connecticut, On
 
  Behalf of Its Separate Account MGA*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
   
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
   
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 28, 2010
 
   
Signature: /s/Daniel F. Scudder
   
Daniel F. Scudder, Assistant General Counsel
   
* MetLife Insurance Company of Connecticut, On Behalf of Its Separate Account MGA as a direct owner/purchaser of $2,667,000 3.73% Senior Note, Series C, Due December 15, 2017 by Metropolitan Life Insurance Company, the indirect owner and investment manager.

 

EX-99.4 5 c07798_99x4.htm ADDITIONAL EXHIBITS Exhibit 99.4
Form 3 — Joint Filer Information
Exhibit 99-4
     
Name:
  Metropolitan Life Insurance Company *
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
   
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
   
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 28, 2010
 
   
Signature: /s/Daniel F. Scudder
   
Daniel F. Scudder, Assistant General Counsel
   
* Metropolitan Life Insurance Company as direct owner/purchaser of $10,000,000 4.29% Senior Note, Series D, Due December 15, 2020.

 

EX-99.5 6 c07798_99x5.htm ADDITIONAL EXHIBITS Exhibit 99.5
Form 3 — Joint Filer Information
Exhibit 99-5
     
Name:
  MetLife Insurance Company of Connecticut *
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
   
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
   
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 28, 2010
 
   
Signature: /s/Daniel F. Scudder
   
Daniel F. Scudder, Assistant General Counsel
   
* MetLife Insurance Company of Connecticut as a direct owner/purchaser of $5,667,000 4.29% Senior Note, Series D, Due December 15, 2020 by Metropolitan Life Insurance Company, the indirect owner and investment manager.

 

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