-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NDuopJS1xDG6qHJmub2do5TcOThTd/W7WbvVMHJZxh15mvAEatsrGNeBfwHjQKh1 uJpQqDOsAHYLU6bTXZnnwg== 0001209191-10-050215.txt : 20101013 0001209191-10-050215.hdr.sgml : 20101013 20101013113333 ACCESSION NUMBER: 0001209191-10-050215 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20101007 FILED AS OF DATE: 20101013 DATE AS OF CHANGE: 20101013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC. CENTRAL INDEX KEY: 0001490286 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE MLP CORP. DATE OF NAME CHANGE: 20100423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 101120809 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125785914 MAIL ADDRESS: STREET 1: ONE MADISON AVENUE LAW DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10010-3690 3 1 c06803_3x5.xml MAIN DOCUMENT DESCRIPTION X0203 3 2010-10-07 0 0001490286 TORTOISE MLP FUND, INC. NTG 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE P.O. BOX 1902 MORRISTOWN NJ 07962 0 0 1 0 Tortoise MLP Fund, Inc. 16667000.00 D Tortoise MLP Fund, Inc. 10000000.00 D Tortoise MLP Fund, Inc. 5333000.00 D Tortoise MLP Fund, Inc. 20000000.00 D Tortoise MLP Fund, Inc. 11333000.00 D Floating Rate Senior Note, Series E, Due 12/15/2015. See Exh 99-1. 3.73% Senior Note, Series C, Due 12/15/2017. See Exh 99-2. 3.73% Senior Note, Series C, Due 12/15/2017. See Exh 99-3. 4.29% Senior Note, Series D, Due 12/15/2020. See Exh 99-4. 4.29% Senior Note, Series D, Due 12/15/2020. See Exh 99-5. /s/ Daniel F. Scudder, Assistant General Counsel 2010-10-11 EX-99.1 2 c06803_99x1.htm ADDITIONAL EXHIBITS EXHIBIT 99.1

Form 3 – Joint Filer Information

Exhibit 99-1

     
Name:
  Metropolitan Life Insurance Company*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
 
Designated Filer:
  Daniel F. Scudder
Assistant General Counsel
Metropolitan Life Insurance Company
 
 
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 7, 2010
 
 
Signature: /s/Daniel F. Scudder
 
Daniel F. Scudder, Assistant General Counsel
 

*Metropolitan Life Insurance Company as a direct owner/purchaser of $16,667,000 Floating Rate Senior Note, Series E, Due December 15, 2015.

 

EX-99.2 3 c06803_99x2.htm ADDITIONAL EXHIBITS EXHIBIT 99.2

Form 3 – Joint Filer Information

Exhibit 99-2

     
Name:
  Metropolitan Life Insurance Company *
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
 
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
 
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 7, 2010
 
 
Signature: /s/Daniel F. Scudder
 
Daniel F. Scudder, Assistant General Counsel
 

* Metropolitan Life Insurance Company as direct owner/purchaser of $10,000,000 3.73% Senior Note, Series C, Due December 15, 2017.

 

EX-99.3 4 c06803_99x3.htm ADDITIONAL EXHIBITS EXHIBIT 99.3

Form 3 – Joint Filer Information

Exhibit 99-3

     
Name:
  MetLife Insurance Company of Connecticut, On Behalf of Its Separate Account MGA*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
 
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
 
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 7, 2010
 
 
Signature: /s/Daniel F. Scudder
 
Daniel F. Scudder, Assistant General Counsel
 

* MetLife Insurance Company of Connecticut, On Behalf of Its Separate Account MGA as a direct owner/purchaser of $5,333,000 3.73% Senior Note, Series C, Due December 15, 2017 by Metropolitan Life Insurance Company, the indirect owner and investment manager.

 

EX-99.4 5 c06803_99x4.htm ADDITIONAL EXHIBITS EXHIBIT 99.4

Form 3 – Joint Filer Information

Exhibit 99-4

     
Name:
  Metropolitan Life Insurance Company *
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
 
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
 
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 7, 2010
 
 
Signature: /s/Daniel F. Scudder
 
Daniel F. Scudder, Assistant General Counsel
 

* Metropolitan Life Insurance Company as direct owner/purchaser of $20,000,000 4.29% Senior Note, Series D, Due December 15, 2020.

 

EX-99.5 6 c06803_99x5.htm ADDITIONAL EXHIBITS EXHIBIT 99.5

Form 3 – Joint Filer Information

Exhibit 99-5

     
Name:
  MetLife Insurance Company of Connecticut *
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
 
Designated Filer:
  Daniel F. Scudder
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
 
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  October 7, 2010
 
 
Signature: /s/Daniel F. Scudder
 
Daniel F. Scudder, Assistant General Counsel
 

* MetLife Insurance Company of Connecticut as a direct owner/purchaser of $11,333,000 4.29% Senior Note, Series D, Due December 15, 2020 by Metropolitan Life Insurance Company, the indirect owner and investment manager.

 

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