-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SHR94/mbbSzVYYbIHfEaSqD/B2P1T2Q5y59a4MTe7a6tjKsTCUrKmBOtOEydmCkx CrPYaUBzBa0nSmU9UFpgEA== 0001209191-08-062157.txt : 20081121 0001209191-08-062157.hdr.sgml : 20081121 20081121151846 ACCESSION NUMBER: 0001209191-08-062157 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081113 FILED AS OF DATE: 20081121 DATE AS OF CHANGE: 20081121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND CENTRAL INDEX KEY: 0001228361 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 61793775523 MAIL ADDRESS: STREET 1: 399 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21342 FILM NUMBER: 081207286 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125785914 MAIL ADDRESS: STREET 1: ONE MADISON AVENUE LAW DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10010-3690 3 1 c77657_3x1.xml MAIN DOCUMENT DESCRIPTION X0203 3 2008-11-13 0 0001228361 LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND LBC 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE MORRISTOWN NJ 07962 0 1 1 0 Assistant Secretary See footnote 45900000.00 D Lehman Brothers/First Trust Income Opportunity Fund 12300000.00 D Lehman Brothers/First Trust Income Opportunity Fund Floating Rate Senior Notes Series A due 11-13-13. Preferred Stock directly owned by Metropolitan Life Insurance Company. Exhibit 99 - Joint Filer Information Thomas C. Hoi 2008-11-21 EX-99 2 c77657_99.htm ADDITIONAL EXHIBITS Exhibit 99

Exhibit 99

Form 3 — Joint Filer Information

     
Name:
  MetLife Reinsurance Company of Charleston*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
Designated Filer:
  Thomas C. Hoi Assistant Secretary Metropolitan Life Insurance Company
Issuer & Ticker Symbol:
  Lehman Brothers/First Trust Income Opportunity Fund
(“LBC”)
Date of Event Requiring Statement:
 
November 13, 2008

Signature: /s/ Thomas C. Hoi                             
                   Thomas C. Hoi, Assistant Secretary

     
Name:
  MetLife Reinsurance Company of South Carolina*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
Designated Filer:
  Thomas C. Hoi Assistant Secretary Metropolitan Life Insurance Company
Issuer & Ticker Symbol:
  Lehman Brothers/First Trust Income Opportunity Fund
(“LBC”)
Date of Event Requiring Statement:
 
November 13, 2008

Signature: /s/ Thomas C. Hoi                             
                   Thomas C. Hoi, Assistant Secretary

*Metropolitan Life Insurance Company as a direct purchaser of $13,311,000 and MetLife Reinsurance Company of Charleston and MetLife Reinsurance Company of South Carolina as direct owner/purchasers of $14,688,000 and $17,901,000, respectively, by Metropolitan Life Insurance Company, the investment manager.

(2) Preferred Stock directly owned by Metropolitan Life Insurance Company.

 

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