0000899243-17-005371.txt : 20170227 0000899243-17-005371.hdr.sgml : 20170227 20170227120054 ACCESSION NUMBER: 0000899243-17-005371 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151002 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AllianzGI Diversified Income & Convertible Fund CENTRAL INDEX KEY: 0001636289 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3222 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Income & Growth Opportunities Fund DATE OF NAME CHANGE: 20150311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23039 FILM NUMBER: 17640372 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 100166 BUSINESS PHONE: 212-578-2211 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-10-02 0 0001636289 AllianzGI Diversified Income & Convertible Fund ACV 0000728618 METROPOLITAN LIFE INSURANCE CO/NY ONE METLIFE WAY WHIPPANY NJ 07981 0 0 1 0 AllianzGI Diversified Income & Convertible Fund (Exh 99-1) 50000000.00 D AllianzGI Diversified Income & Convertible Fund (Exh 99-2) 30000000.00 D Metropolitan Life Insurance Company/NY, /s/ Daniel F. Scudder, Associate General Counsel 2017-02-27 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Form 3 Exhibit - Joint Filer Information

                                  Exhibit 99-1

Name:                                Metropolitan Life Insurance Company*
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              AllianzGI Diversified Income & Convertible
                                     Fund ("ACV")

Date of Event Requiring Statement:   October 2, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate
General Counsel


                                  Exhibit 99-2

Name:                                Metropolitan Life Insurance Company **
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              AllianzGI Diversified Income & Convertible
                                     Fund ("ACV")

Date of Event Requiring Statement:   October 2, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate
General Counsel

*Metropolitan Life Insurance Company as a direct owner/purchaser of $50,000,000,
PPN 01883JA*9, 3.94% Series A Senior Secured Notes Due November 22, 2029.

** Metropolitan Life Insurance Company as a direct owner/purchaser of
$30,000,000 (1,200,000 shares), PPN 01883J2#4, Series A Mandatory Redeemable
Preferred Shares Due September 30, 2025.