0000899243-15-004233.txt : 20150831 0000899243-15-004233.hdr.sgml : 20150831 20150831115732 ACCESSION NUMBER: 0000899243-15-004233 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150824 FILED AS OF DATE: 20150831 DATE AS OF CHANGE: 20150831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Global Utility Income Fund Inc. CENTRAL INDEX KEY: 0001515671 IRS NUMBER: 452261437 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Global Utility & Midstream Energy Income Fund Inc. DATE OF NAME CHANGE: 20110316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22533 FILM NUMBER: 151084041 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 100166 BUSINESS PHONE: 212-578-2211 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-08-24 0 0001515671 Duff & Phelps Global Utility Income Fund Inc. DPG 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE MORRISTOWN NJ 07960 0 0 1 0 Duff & Phelps Global Utility Income Fund Inc. (Exh 99-1) 5600000.00 D Duff & Phelps Global Utility Income Fund Inc. (Exh 99-2) 15700000.00 D Duff & Phelps Global Utility Income Fund Inc. (Exh 99-3) 15700000.00 D Duff & Phelps Global Utility Income Fund Inc. (Exh 99-4) 3000000.00 D Duff & Phelps Global Utility Income Fund Inc. (Exh 99-5) 6000000.00 D Duff & Phelps Global Utility Income Fund Inc. (Exh 99-6) 6000000.00 D Duff & Phelps Global Utility Income Fund Inc. (Exh 99-7) 4000000.00 D Duff & Phelps Global Utility Income Fund Inc. (Exh 99-8) 3500000.00 D Duff & Phelps Global Utility Income Fund Inc. (Exh 99-9) 3500000.00 D Metropolitan Life Insurance Company, /s/ Daniel F. Scudder, Associate General Counsel 2015-08-28 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Form 3 Exhibit - Joint Filer Information

                                  Exhibit 99-1

Name:                                   Metropolitan Life Insurance Company*
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

                                  Exhibit 99-2

Name:                                   Metropolitan Life Insurance Company **
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

                                  Exhibit 99-3

Name:                                   Metropolitan Life Insurance Company***
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

                                  Exhibit 99-4

Name:                                   MetLife Insurance Company USA****
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

                                  Exhibit 99-5

Name:                                   MetLife Insurance Company USA *****
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

                                  Exhibit 99-6

Name:                                   MetLife Insurance Company USA******
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

                                  Exhibit 99-7

Name:                                   Metropolitan Tower Life Insurance
                                        Company*******
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

                                  Exhibit 99-8

Name:                                   Metropolitan Tower Life Insurance
                                        Company********
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

                                  Exhibit 99-9

Name:                                   Metropolitan Tower Life Insurance
                                        Company*********
Address:                                10 Park Avenue, Morristown,
                                        New Jersey 07962

Designated Filer:                       Daniel F. Scudder
                                        Associate General Counsel
                                        Metropolitan Life Insurance Company

Issuer & Ticker Symbol:                 Duff & Phelps Global Utility Income
                                        Fund Inc. ("DPG")

Date of Event Requiring Statement:      August 24, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

*Metropolitan Life Insurance Company as a direct owner/purchaser of $5,600,000
(224,000 shares), Floating Rate Mandatory Redeemable Preferred Shares, Series A
Due August 24, 2020.

** Metropolitan Life Insurance Company as a direct owner/purchaser of
$15,700,000 (628,000 shares), Floating Rate Mandatory Redeemable Preferred
Shares, Series B Due August 24, 2022.

*** Metropolitan Life Insurance Company as a direct owner/purchaser of
$15,700,000 (628,000 shares), Floating Rate Mandatory Redeemable Preferred
Shares, Series C Due August 24, 2025.

**** MetLife Insurance Company USA as direct owner/purchaser of $3,000,000
(120,000 shares), Floating Rate Mandatory Redeemable Preferred Shares, Series A
Due August 24, 2020 by Metropolitan Life Insurance Company, the indirect owner
and investment manager.

***** MetLife Insurance Company USA as a direct owner/purchaser of $6,000,000
(240,000 shares), Floating Rate Mandatory Redeemable Preferred Shares, Series B
Due August 24, 2022 by Metropolitan Life Insurance Company, the indirect owner
and investment manager.

****** MetLife Insurance Company USA as direct owner/purchaser of $6,000,000
(240,000 shares), Floating Rate Mandatory Redeemable Preferred Shares, Series C
Due August 24, 2025 by Metropolitan Life Insurance Company, the indirect owner
and investment manager.

******* Metropolitan Tower Life Insurance Company as direct owner/purchaser of
$4,000,000 (160,000 shares), Floating Rate Mandatory Redeemable Preferred
Shares, Series A Due August 24, 2020 by Metropolitan Life Insurance Company, the
indirect owner and investment manager.

******** Metropolitan Tower Life Insurance Company as a direct owner/purchaser
of $3,500,000 (140,000 shares), Floating Rate Mandatory Redeemable Preferred
Shares, Series B Due August 24, 2022 by Metropolitan Life Insurance Company, the
indirect owner and investment manager.

********* Metropolitan Tower Life Insurance Company as direct owner/purchaser of
$3,500,000 (140,000 shares), Floating Rate Mandatory Redeemable Preferred
Shares, Series C Due August 24, 2025 by Metropolitan Life Insurance Company, the
indirect owner and investment manager.