-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BNYnZqwDRSQ/RO24SjoYVg9I/LHSoPfeNq/PMfZF0H2hXkHKaJyaCi/VKgkFDJlm xYFZXwXaVUkuZqghAWrFJA== 9999999997-09-021760.txt : 20090622 9999999997-09-021760.hdr.sgml : 20090622 20090622114632 ACCESSION NUMBER: 9999999997-09-021760 CONFORMED SUBMISSION TYPE: NO ACT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090609 FILED AS OF DATE: 20090611 DATE AS OF CHANGE: 20090622 EFFECTIVENESS DATE: 20090611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NO ACT SEC ACT: 1934 Act SEC FILE NUMBER: 001-15299 FILM NUMBER: 09011669 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 NO ACT 1 9999999997-09-021760.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 09011669 for access to the original document. -----END PRIVACY-ENHANCED MESSAGE-----