9999999995-12-000256.txt : 20120123
9999999995-12-000256.hdr.sgml : 20120123
20120123001510
ACCESSION NUMBER: 9999999995-12-000256
CONFORMED SUBMISSION TYPE: EFFECT
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120120
DATE AS OF CHANGE: 20120123
EFFECTIVENESS DATE: 20120120
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
CENTRAL INDEX KEY: 0000728612
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: EFFECT
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-96063
FILM NUMBER: 12538184
BUSINESS ADDRESS:
STREET 1: 4 WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER
CITY: NEW YORK
STATE: NY
ZIP: 10080
BUSINESS PHONE: 212-670-2756
MAIL ADDRESS:
STREET 1: 4 WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER
CITY: NEW YORK
STATE: NY
ZIP: 10080
FORMER COMPANY:
FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC
DATE OF NAME CHANGE: 19920929
EFFECT
1
primary_doc.xml
X0101
EFFECT
33
LIVE
2012-01-20
0000947871-12-000014
POS AM
0000728612
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
333-96063