9999999995-11-000803.txt : 20110329 9999999995-11-000803.hdr.sgml : 20110329 20110329001523 ACCESSION NUMBER: 9999999995-11-000803 CONFORMED SUBMISSION TYPE: EFFECT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110328 DATE AS OF CHANGE: 20110329 EFFECTIVENESS DATE: 20110328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-96063 FILM NUMBER: 11717224 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 980-383-5633 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 EFFECT 1 primary_doc.xml X0101 EFFECT 33 LIVE 2011-03-28 0000947871-11-000258 POS AM 0000728612 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 333-96063