-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L3xbZOHY4MnrOQF2oTcjbCnDaJzimnuy/CosHz0dy1YToYn5jJNUTFH4ZBqjQUy9 IPkToHB4rtLoZnQL0K3svg== 9999999995-10-001822.txt : 20100616 9999999995-10-001822.hdr.sgml : 20100616 20100616001513 ACCESSION NUMBER: 9999999995-10-001822 CONFORMED SUBMISSION TYPE: EFFECT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100615 DATE AS OF CHANGE: 20100616 EFFECTIVENESS DATE: 20100615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-31226 FILM NUMBER: 10899401 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 EFFECT 1 primary_doc.xml X0101 EFFECT 33 LIVE 2010-06-15 0000947871-10-000479 POS AM 0000728612 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 333-31226 -----END PRIVACY-ENHANCED MESSAGE-----