-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JgtwNOK3v9wf7Ar63LIwAhuaQHY83boF9TEf6sAS3ktB1nY1FexmFxnCvjLFY6Fp +3HNGqGkiYIR4zDB3aaXdQ== 9999999995-09-000632.txt : 20090316 9999999995-09-000632.hdr.sgml : 20090316 20090316001531 ACCESSION NUMBER: 9999999995-09-000632 CONFORMED SUBMISSION TYPE: EFFECT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090316 EFFECTIVENESS DATE: 20090313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-96063 FILM NUMBER: 09682324 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 EFFECT 1 primary_doc.xml X0101 EFFECT 33 LIVE 2009-03-13 0000947871-09-000178 POS AM 0000728612 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 333-96063 -----END PRIVACY-ENHANCED MESSAGE-----