-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TRuxRb/98GCWVdimgm7dwCzvtMEfn/NpIA7rHGxdJaHqRUQN7LnXl7hsNa1ktCGn sYxTn63iCopLIs7bcpQ8aw== 9999999995-07-003744.txt : 20070921 9999999995-07-003744.hdr.sgml : 20070921 20070921001518 ACCESSION NUMBER: 9999999995-07-003744 CONFORMED SUBMISSION TYPE: EFFECT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070920 DATE AS OF CHANGE: 20070921 EFFECTIVENESS DATE: 20070920 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-54662 FILM NUMBER: 071128083 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 EFFECT 1 primary_doc.xml X0101 EFFECT 33 LIVE 2007-09-20 0000947871-07-001137 POS AM 0000728612 MERRILL LYNCH PIERCE FENNER & SMITH INC 333-54662 -----END PRIVACY-ENHANCED MESSAGE-----