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Filing Detail
Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001193125-09-124258
Filing Date
2009-06-03
Accepted
2009-06-03 16:07:38
Documents
1

Document Format Files

Seq Description Document Type Size
1 FORM 40-APP d40app.htm 40-APP 761446
  Complete submission text file 0001193125-09-124258.txt   776085
Mailing Address 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080
Business Address 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080 2126702273
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. (Filer) CIK: 0000728612 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-03 | Film No.: 09871382
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
NWQ INVESTMENT MANAGEMENT CO LLC (Filer) CIK: 0000763848 (see all company filings)

IRS No.: 470875103 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-10 | Film No.: 09871389

Mailing Address 4720 IDS TOWER 80 SOUTH 8TH ST MINNEAPOLIS MN 55402
Business Address 4720 IDS TOWER 80 S 8TH ST MINNEAPOLIS MN 55402 6123769122
WINSLOW CAPITAL MANAGEMENT INC /MN (Filer) CIK: 0000900973 (see all company filings)

IRS No.: 411719690 | State of Incorp.: MN | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-07 | Film No.: 09871386

Mailing Address 227 W MONROE ST STE 3000 CHICAGO IL 60606
Business Address 227 W MONROE STREET SUITE 3000 CHICAGO IL 60606 3126349231
COLUMBIA WANGER ASSET MANAGEMENT LP (Filer) CIK: 0000908733 (see all company filings)

IRS No.: 363820584 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-23 | Film No.: 09871402

Mailing Address
Business Address WORLD FINANCIAL CENTER SOUTH TOWER 225 LIBERTY STREET NEW YORK NY 10080
KECALP INC (Filer) CIK: 0000924107 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13662-02 | Film No.: 09871381

Mailing Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104
Business Address 555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104 4156764000
SYMPHONY ASSET MANAGEMENT LLC (Filer) CIK: 0001030815 (see all company filings)

IRS No.: 943252504 | State of Incorp.: CA | Fiscal Year End: 0331
Type: 40-APP | Act: 40 | File No.: 812-13662-12 | Film No.: 09871391

Mailing Address 200 EAST CARRILLO STREET, SUITE 300 SANTA BARBARA CA 93101
Business Address 200 EAST CARRILLO STREET, SUITE 300 SANTA BARBARA CA 93101 8059654600
SANTA BARBARA ASSET MANAGEMENT (Filer) CIK: 0001109426 (see all company filings)

IRS No.: 203432117 | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-08 | Film No.: 09871387

Mailing Address
Business Address 7 ROSZEL RD PRINCETON NJ 08540
ROSZEL ADVISORS LLC (Filer) CIK: 0001173862 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13662-05 | Film No.: 09871384

Mailing Address 101 S TYRON CHARLOTTE NC 28255
Business Address 101 S TYRON CHARLOTTE NC 28255 7043865494
Columbia Management Advisors, LLC (Filer) CIK: 0001185369 (see all company filings)

IRS No.: 941687665
Type: 40-APP | Act: 40 | File No.: 812-13662 | Film No.: 09871380

Mailing Address 100 N TRYON ST., 25TH FLOOR CHARLOTTE NC 28255
Business Address 100 N TRYON ST., 25TH FLOOR CHARLOTTE NC 28255 2026244127
BANC OF AMERICA SECURITIES LLC (Filer) CIK: 0001185371 (see all company filings)

IRS No.: 562058405 | State of Incorp.: DE
Type: 40-APP | Act: 40 | File No.: 812-13662-19 | Film No.: 09871398

Mailing Address
Business Address 4 WORLD FINANCIAL CENTER NEW YORK NY 10080
MERRILL LYNCH VENTURES LLC (Filer) CIK: 0001223419 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13662-04 | Film No.: 09871383

Mailing Address 100 FEDERAL STREET BOSTON MA 02110
Business Address 100 FEDERAL STREET BOSTON MA 02110 646-313-8680
Banc of America Investment Advisors, Inc. (Filer) CIK: 0001257381 (see all company filings)

IRS No.: 061143089 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-21 | Film No.: 09871400

Mailing Address US TRUST CO NA 225 HIGH RIDGE ROAD STAMFORD CT 06905
Business Address US TRUST CO NA 225 HIGH RIDGE ROAD STAMFORD CT 06905 2033524497
US TRUST HEDGE FUND MANAGEMENT INC (Filer) CIK: 0001272263 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-13662-18 | Film No.: 09871397

Mailing Address 101 SOUTH TRYON STREET CHARLOTTE NC 28255
Business Address 101 SOUTH TRYON STREET CHARLOTTE NC 28255 (617) 346-1957
BANC OF AMERICA INVESTMENT SERVICES INC (Filer) CIK: 0001279675 (see all company filings)

IRS No.: 592422159 | State of Incorp.: FL
Type: 40-APP | Act: 40 | File No.: 812-13662-20 | Film No.: 09871399

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Asset Management Inc. (Filer) CIK: 0001311016 (see all company filings)

IRS No.: 310942504 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-15 | Film No.: 09871394

Mailing Address 2 WORLD FINANCIAL CENTER 7TH FLOOR NEW YORK NY 10281
Business Address 2 WORLD FINANCIAL CENTER 7TH FLOOR NEW YORK NY 10281 609-282-5904
IQ Investment Adviser LLC (Filer) CIK: 0001312673 (see all company filings)

IRS No.: 000000000 | State of Incorp.: NJ | Fiscal Year End: 1204
Type: 40-APP | Act: 40 | File No.: 812-13662-06 | Film No.: 09871385

Mailing Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067
Business Address 2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067 (310) 552-5114
Tradewinds Global Investors, LLC (Filer) CIK: 0001383221 (see all company filings)

IRS No.: 020767178 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-01 | Film No.: 09871379

Mailing Address 100 FEDERAL STREET BOSTON MA 02110
Business Address 100 FEDERAL STREET BOSTON MA 02110 888-786-9977
Bank of America Capital Advisors LLC (Filer) CIK: 0001416568 (see all company filings)

IRS No.: 363009841
Type: 40-APP | Act: 40 | File No.: 812-13662-17 | Film No.: 09871396

Mailing Address 333 WEST WACKER DRIVE Chicago IL 60606
Business Address 333 WEST WACKER DRIVE Chicago IL 60606 312-917-7700
Nuveen Investments, LLC (Filer) CIK: 0001423264 (see all company filings)

IRS No.: 362639476
Type: 40-APP | Act: 40 | File No.: 812-13662-16 | Film No.: 09871395

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen HydePark Group, LLC (Filer) CIK: 0001426787 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-11 | Film No.: 09871390

Mailing Address ONE FINANCIAL CENTER BOSTON MA 02111
Business Address ONE FINANCIAL CENTER BOSTON MA 02111 617-772-3743
Columbia Management Distributors, Inc. (Filer) CIK: 0001455642 (see all company filings)

IRS No.: 043156901
Type: 40-APP | Act: 40 | File No.: 812-13662-22 | Film No.: 09871401

Mailing Address 333 WEST WACKER DRIVE CHICAGO IL 60606
Business Address 333 WEST WACKER DRIVE CHICAGO IL 60606 312-461-1100
Nuveen Investment Solutions, Inc. (Filer) CIK: 0001456515 (see all company filings)

IRS No.: 363293941 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-09 | Film No.: 09871388

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Institutional Services Group LLC (Filer) CIK: 0001463372 (see all company filings)

IRS No.: 861071549 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-13 | Film No.: 09871392

Mailing Address 333 W. WACKER DRIVE CHICAGO IL 60606
Business Address 333 W. WACKER DRIVE CHICAGO IL 60606 312-917-7700
Nuveen Investments Advisers Inc. (Filer) CIK: 0001463373 (see all company filings)

IRS No.: 043714572 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-13662-14 | Film No.: 09871393