0001140361-14-021672.txt : 20140515 0001140361-14-021672.hdr.sgml : 20140515 20140515171735 ACCESSION NUMBER: 0001140361-14-021672 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-00962 FILM NUMBER: 14848880 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 212-670-2756 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0000728612 XXXXXXXX 03-31-2014 03-31-2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080

13F NOTICE 028-00962 0000070858 028-00158 BANK OF AMERICA CORP /DE/ N Lawrence Emerson 212-670-2756 Lawrence Emerson New York NY 05-13-2014