-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JCvqhRa2NNswc8YRb7HJ1hRAeO4BBnson8AAQTIEBa5oePrd+tHQJUA7Js1juseH P4cxaUVTkGHAfvfSxH1gng== 0000950142-07-002840.txt : 20071226 0000950142-07-002840.hdr.sgml : 20071225 20071226170809 ACCESSION NUMBER: 0000950142-07-002840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071106 FILED AS OF DATE: 20071226 DATE AS OF CHANGE: 20071226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELPHI CORP CENTRAL INDEX KEY: 0001072342 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 383430473 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5725 DELPHI DRIVE CITY: TROY STATE: MI ZIP: 48098 BUSINESS PHONE: 248-813-2000 MAIL ADDRESS: STREET 1: 5725 DELPHI DRIVE CITY: TROY STATE: MI ZIP: 48098 FORMER COMPANY: FORMER CONFORMED NAME: DELPHI AUTOMOTIVE SYSTEMS CORP DATE OF NAME CHANGE: 19981020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH INTERNATIONAL CENTRAL INDEX KEY: 0001062577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14787 FILM NUMBER: 071327173 BUSINESS ADDRESS: STREET 1: 20 FARRINGDON RD STREET 2: EC1M 3NH CITY: LONDON ENGLAND ECIM STATE: A1 MAIL ADDRESS: STREET 1: 250 VESY ST WORLD FINANCIAL CENTER STREET 2: NORTH TOWER 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH BANK & TRUST CO FSB CENTRAL INDEX KEY: 0001106135 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14787 FILM NUMBER: 071327174 BUSINESS ADDRESS: STREET 1: C/O MERRILL LYNCH STREET 2: 300 DANDSON AVE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 7323561395 MAIL ADDRESS: STREET 1: C/O MERRILL LYNCH WORLD FIN. CTR N. TWR STREET 2: 250 VESSEY ST. 12TH FL CITY: NEW YORK STATE: NY ZIP: 10281 FORMER NAME: FORMER CONFORMED NAME: MERRILL LYNCH TRUST CO FSB DATE OF NAME CHANGE: 20000210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH FINANCIAL MARKETS, INC CENTRAL INDEX KEY: 0001383079 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14787 FILM NUMBER: 071327175 BUSINESS ADDRESS: STREET 1: OFFICE OF GENERAL COUNSEL STREET 2: 4804 DEER LAKE DR. E., 4TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32246 BUSINESS PHONE: 904-218-7922 MAIL ADDRESS: STREET 1: OFFICE OF GENERAL COUNSEL STREET 2: 4804 DEER LAKE DR. E., 4TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32246 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14787 FILM NUMBER: 071327176 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14787 FILM NUMBER: 071327177 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 4 1 form4-delphi_110607ex.xml FORM 4 X0202 4 2007-11-06 0 0001072342 DELPHI CORP DPHIQ.PK 0000065100 MERRILL LYNCH & CO INC 4 WORLD FINANCIAL CENTER, 250 VESEY ST. NORTH TOWER, 12TH FLOOR NEW YORK NY 10080 0 0 1 0 0000728612 MERRILL LYNCH PIERCE FENNER & SMITH INC 4 WORLD FINANCIAL CENTER, 250 VESEY ST. NORTH TOWER, 12TH FLOOR NEW YORK NY 10080 0 0 1 0 0001383079 MERRILL LYNCH FINANCIAL MARKETS, INC 4 WORLD FINANCIAL CENTER, 250 VESEY ST. NORTH TOWER, 12TH FLOOR NEW YORK NY 10080 0 0 1 0 0001106135 MERRILL LYNCH BANK & TRUST CO FSB 4 WORLD FINANCIAL CENTER, 250 VESEY ST. NORTH TOWER, 12TH FLOOR NEW YORK NY 10080 0 0 1 0 0001062577 MERRILL LYNCH INTERNATIONAL 4 WORLD FINANCIAL CENTER, 250 VESEY ST. NORTH TOWER 12TH FLOOR NEW YORK NY 10080 0 0 1 0 Common Stock, par value $0.01 per share (the "Common Stock") 2007-11-06 4 P 0 10000 0.28 A 1469280 I See footnotes Common Stock 2007-11-13 4 P 0 35000 0.24 A 1504280 I See footnotes Common Stock 2007-11-13 4 P 0 5000 0.24 A 1509280 I See footnotes Common Stock 2007-11-13 4 P 0 5000 0.23 A 1514280 I See footnotes Common Stock 2007-11-13 4 P 0 30000 0.24 A 1544280 I See footnotes Common Stock 2007-11-13 4 P 0 5000 0.24 A 1549280 I See footnotes Common Stock 2007-11-19 4 S 0 30000 0.22 D 1519280 I See footnotes Common Stock 2007-11-19 4 S 0 5000 0.22 D 1514280 I See footnotes Common Stock 2007-11-19 4 S 0 5000 0.23 D 1509280 I See footnotes Common Stock 2007-11-19 4 S 0 35000 0.22 D 1474280 I See footnotes Common Stock 2007-11-19 4 S 0 5000 0.22 D 1469280 I See footnotes Common Stock 2007-11-20 4 S 0 30000 0.23 D 1439280 I See footnotes Common Stock 2007-11-20 4 S 0 5000 0.23 D 1434280 I See footnotes Common Stock 2007-11-20 4 S 0 5000 0.23 D 1429280 I See footnotes Common Stock 2007-11-20 4 S 0 5000 0.24 D 1424280 I See footnotes Common Stock 2007-11-20 4 S 0 5000 0.24 D 1419280 I See footnotes Common Stock 2007-11-20 4 P 0 35000 0.24 A 1454280 I See footnotes Common Stock 2007-11-20 4 P 0 5000 0.24 A 1459280 I See footnotes This statement is being filed by Merrill Lynch & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S"), Merrill Lynch Financial Markets, Inc., Merrill Lynch Bank & Trust Co., FSB and Merrill Lynch International (collectively, the "Reporting Persons"). This statement reflects the purchases and sales made by MLPF&S between November 6, 2007 and November 20, 2007. All of these purchases and sales were made by MLPF&S's error correction section to correct errors made in connection with trades made on behalf of clients. In connection with all of the transactions reported on this Form 4, the Reporting Persons have agreed to voluntarily remit appropriate profits, if any, to Delphi Corporation. The Reporting Persons disclaim that the transactions reported on this Form 4 are subject to reporting under Section 16(a) or disgorgement under Section 16(b), and this report shall not be deemed an admission that those sections apply to these transactions. /s/ Cara Londin, Assistant Secretary of Merrill Lynch & Co., Inc. 2007-12-26 /s/ Cara Londin, Assistant Secretary of Merrill Lynch, Pierce, Fenner & Smith Incorporated 2007-12-26 /s/ Cara Londin, Attorney-in-Fact of Merrill Lynch Financial Markets, Inc. 2007-12-26 /s/ Cara Londin, Attorney-in-Fact of Merrill Lynch Bank & Trust Co. FSB 2007-12-26 /s/ Cara Londin, Attorney-in-Fact of Merrill Lynch International 2007-12-26 -----END PRIVACY-ENHANCED MESSAGE-----