-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VrxZerd5l2Si13GKlI7HualIEBiBixPqC0IIkq9x16OtNk3FFBpavd9GmojDmoeB r1oDXG1agc1MpYARHot2zw== 0000950130-01-001807.txt : 20010420 0000950130-01-001807.hdr.sgml : 20010420 ACCESSION NUMBER: 0000950130-01-001807 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-43766 FILM NUMBER: 1605297 BUSINESS ADDRESS: STREET 1: NORTH TOWER WORLD FINANCIAL CENTER STREET 2: NORTH TOWER WORLD FINANCIAL CENTER 5TH F CITY: NEW YORK STATE: NY ZIP: 10281-1323 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: WORLD FINANCIAL CENTER STREET 2: NORTH TOWER 23RD FL CITY: NEW YORK STATE: NY ZIP: 10281-1323 424B3 1 0001.txt PROSPECTUS SUPPLEMENT RULE NO. 424(b)(3) REGISTRATION NO. 333-43766 PROSPECTUS SUPPLEMENT (To Prospectus dated September 26, 2000) [LOGO] SOFTWARE HOLDRs 1,000,000,000 Depositary Receipts Software HOLDRS SM Trust This prospectus supplement supplements information contained in the prospectus dated September 26, 2000 relating to the sale of up to 1,000,000,000 depositary receipts by the Software HOLDRS SM Trust. The share amounts specified in the table on page 12 of the base prospectus shall be replaced with the following:
Primary U.S. Share Trading Name of Company Ticker Amounts Market --------------------------------------- ------ ------- ---------- Adobe Systems Incorporated ADBE 6 Nasdaq NMS BMC Software, Inc.(/1/) BMC 7 NYSE Check Point Software Technologies Ltd. CHKP 6 Nasdaq NMS Computer Associates International, Inc. CA 17 NYSE i2 Technologies, Inc. ITWO 10 Nasdaq NMS Intuit Inc. INTU 6 Nasdaq NMS Macromedia, Inc. MACR 1 Nasdaq NMS Mercury Interactive Corporation MERQ 2 Nasdaq NMS Micromuse Inc. MUSE 2 Nasdaq NMS Microsoft Corporation MSFT 15 Nasdaq NMS Nuance Communications, Inc. NUAN 1 Nasdaq NMS Oracle Corporation ORCL 24 Nasdaq NMS PeopleSoft, Inc. PSFT 8 Nasdaq NMS Openwave Systems Inc.(/2/) OPWV 2 Nasdaq NMS Rational Software Corporation RATL 5 Nasdaq NMS SAP AG-preference shares SAP 16 NYSE Sapient Corporation SAPE 3 Nasdaq NMS Siebel Systems, Inc. SEBL 8 Nasdaq NMS TIBCO Software Inc. TIBX 5 Nasdaq NMS Veritas Software Corporation VRTS 7 Nasdaq NMS
------- (/1/)On March 13, 2001, BMC Software, Inc. began trading on the New York Stock Exchange under the symbol "BMC". BMC previously was quoted on Nasdaq NMS under the symbol "BMCS". (/2/)On November 17, 2000, Phone.com, Inc. changed its name to Openwave Systems Inc. and began trading on Nasdaq NMS under the symbol "OPWV". The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions. The date of this prospectus supplement is March 30, 2001. -----END PRIVACY-ENHANCED MESSAGE-----