-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GzMn0zWd28U3WtoyMgCeWet4KyEhtEbtgSsZ61CW4iALakEUBqogosjay1pJTZeq xL0RC+Shj0RFrG3vYFkd7Q== 0000947871-99-000578.txt : 19991224 0000947871-99-000578.hdr.sgml : 19991224 ACCESSION NUMBER: 0000947871-99-000578 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19991119 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19991223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-15299 FILM NUMBER: 99779944 BUSINESS ADDRESS: STREET 1: NORTH TOWER WORLD FINANCIAL CENTER STREET 2: NORTH TOWER WORLD FINANCIAL CENTER 5TH F CITY: NEW YORK STATE: NY ZIP: 10281-1323 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: WORLD FINANCIAL CENTER STREET 2: NORTH TOWER 23RD FL CITY: NEW YORK STATE: NY ZIP: 10281-1323 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Initial Depositor (Exact name of registrant as specified in its charter) Internet HOLDRsSM Trust [Issuer with respect to the receipts] DELAWARE (State or other jurisdiction of incorporation) Commission File Number 13-5674085 (I.R.S. Employer Identification No.) 250 Vesey Street New York, New York 10281 (Address of principal executive offices and zip code) (212) 449-1000 (Registrant's telephone number, including area code) Page 1 of 5 pages. The Exhibit Index appears at Page 4. Item 5. Other Events On November 19, 1999 Exodus Communications, Inc., effected a two-for-one stock split on its common stock by means of a stock dividend. On December 14, 1999 shareholders received one additional share for every share they owned of record on November 30, 1999. On December 3, 1999 Inktomi Corporation declared a two-for-one stock split on its common stock to be effected by means of a stock dividend to shareholders of record on December 14, 1999. At such date, the shares of common stock will begin trading on a split-adjusted basis on December 30, 1999. On December 15, 1999 CMGI, Inc. declared a two-for-one stock split on its common stock to be effected by means of a stock dividend to shareholders of record on December 28, 1999. The shares of common stock will begin trading on a split-adjusted basis on January 11, 2000. On December 20, 1999, DoubleClick Inc. declared a two-for-one stock split on its common stock, to be effected by means of a stock dividend to shareholders of record on December 31, 1999. The shares of common stock will begin trading on a split-adjusted basis on January 10, 2000. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits (99) Internet HOLDRsSM Trust Prospectus Supplement No. 2 dated December 23, 1999 to Prospectus dated September 22, 1999. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Date: December 23, 1999 By: /s/ Stephen G. Bodurtha --------------------------- Name: Stephen G. Bodurtha Title: Attorney-in-Fact 3 EXHIBIT INDEX Number and Description of Exhibit Sequential - --------------------------------- Page Number ----------- (99) Internet HOLDRsSM Trust Prospectus Pg. 5 Supplement No. 2 dated December 23, 1999 to Prospectus dated September 22, 1999. 4 EX-99 2 PROSPECTUS SUPPLEMENT PROSPECTUS SUPPLEMENT No. 2 (To Prospectus dated September 22, 1999) [LOGO] INTERNET HOLDRs 1,000,000,000 Depositary Receipts Internet HOLDRsSM Trust This prospectus supplement amends and supplements certain information contained in the prospectus dated September 22, 1999 relating to the sale of up to 1,000,000,000 depositary receipts by Internet HOLDRsSM Trust. The share amounts specified in the table on page 8 of the base prospectus shall be replaced with the following:
Primary Share Trading Name of Company Ticker Amounts Market - ------------------------------- ------ ------- ------ America Online Inc. AOL 42* NYSE Yahoo Inc. YHOO 13 NASDAQ Amazon.com Inc. AMZN 18 NASDAQ eBay Inc. EBAY 6 NASDAQ At Home Corp. ATHM 17 NASDAQ Priceline.Com Inc. PCLN 7 NASDAQ CMGI Inc. (1) CMGI 5 NASDAQ Inktomi Corporation (2) INKT 3 NASDAQ RealNetworks, Inc. RNWK 4 NASDAQ Exodus Communications, Inc. (3) EXDS 8 NASDAQ E*TRADE Group Inc. EGRP 12 NASDAQ DoubleClick Inc. (4) DCLK 2 NASDAQ Ameritrade Holding Corp. AMTD 9 NASDAQ Lycos, Inc. LCOS 4 NASDAQ CNET, Inc. CNET 4 NASDAQ PSINet, Inc. PSIX 3 NASDAQ Network Associates, Inc. NETA 7 NASDAQ EarthLink Network, Inc. ELNK 2 NASDAQ MindSpring Enterprises, Inc. MSPG 3 NASDAQ Go2Net, Inc. GNET 1 NASDAQ
- -------- * Reflects previous stock split. (1) On December 15, 1999, CMGI, Inc. declared a two-for-one stock split on its common stock, to be effected by means of a stock dividend to shareholders of record on December 28, 1999. The shares of common stock will begin trading on a split-adjusted basis on January 11, 2000. At such date, the share amount of CMGI, Inc. represented by a round-lot of 100 Internet HOLDRs SM will be 10. (2) On December 3, 1999, Inktomi Corporation declared a two-for-one stock split on its common stock, to be effected by means of a stock dividend to shareholders of record on December 14, 1999. The shares of common stock will begin trading on a split-adjusted basis on December 30, 1999. At such date, the share amount of Inktomi Corporation represented by a round-lot of 100 Internet HOLDRs SM will be 6. (3) On November 19, 1999, Exodus Communications, Inc., effected a two-for-one stock split on its common stock by means of a stock dividend. On December 14, 1999, shareholders received one additional share for every share they owned of record on November 20, 1999. The share amount of Exodus Communications, Inc. represented by a round-lot of 100 Internet HOLDRs SM is 8. (4) On December 20, 1999, DoubleClick Inc. declared a two-for-one stock split on its common stock to be effected by means of a stock dividend to shareholders of record on December 31, 1999. The shares of common stock will begin trading on a split-adjusted basis on January 10, 2000. At such date, the share amount of DoubleClick Inc. represented by a round-lot of 100 Internet HOLDRs SM will be 4. The stock prices in the tables set forth in Annex A of the accompanying prospectus have not been and will not be, adjusted to account for any stock splits. The date of this prospectus supplement is December 23, 1999. -----END PRIVACY-ENHANCED MESSAGE-----