-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hu2uNmm+o68nBuinSWyBkWModLf3Aef2msQfKVglvMt7Hvdg89G7RHw6MXRfCtr1 JEGesTMcMYTrfiieMSuDkA== 0000947871-99-000549.txt : 19991202 0000947871-99-000549.hdr.sgml : 19991202 ACCESSION NUMBER: 0000947871-99-000549 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991028 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19991201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-15299 FILM NUMBER: 99767539 BUSINESS ADDRESS: STREET 1: NORTH TOWER WORLD FINANCIAL CENTER STREET 2: NORTH TOWER WORLD FINANCIAL CENTER 5TH F CITY: NEW YORK STATE: NY ZIP: 10281-1323 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: WORLD FINANCIAL CENTER STREET 2: NORTH TOWER 23RD FL CITY: NEW YORK STATE: NY ZIP: 10281-1323 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28,1999 Merrill Lynch, Pierce, Fenner & Smith Incorporated Initial Depositor (Exact name of registrant as specified in its charter) Internet HOLDRs SM Trust [Issuer with respect to the receipts] Delaware (State or other jurisdiction of incorporation) Commission File Number 13-5674085 (I.R.S. Employer Identification No.) 250 Vesey Street New York, New York 10281 (Address of principal executive offices and zip code) (212) 449-1000 (Registrant's telephone number, including area code) Page 1 of 5 pages. The Exhibit Index appears at Page 4. Item 5. Other Events On October 28, 1999, America Online, Inc., one of the underlying securities of the Internet HOLDRs SM, announced that its board of directors declared a two-for-one stock split on its common stock. On November 22, 1999 shareholders received one additional share for every share they owned of record on November 8, 1999. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits (99) Internet HOLDRs SM Trust Prospectus Supplement dated December 1, 1999 to Prospectus dated September 22, 1999. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Date: December 1, 1999 By: /s/ Stephen G. Bodurtha ----------------------------------------- Name: Stephen G. Bodurtha Title: Attorney-in-Fact 3 EXHIBIT INDEX Sequential Number and Description of Exhibit Page Number - ------------------------------------------ ----------- (99) Internet HOLDRs SM Trust Prospectus Pg. 5 Supplement dated December 1, 1999 to Prospectus dated September 22, 1999. 4 Exhibit 99 PROSPECTUS SUPPLEMENT (To Prospectus dated September 22, 1999) 1,000,000,000 Depositary Receipts Internet HOLDRs SM Trust [LOGO] This prospectus supplement amends and supplements certain information contained in the prospectus dated September 22, 1999 relating to the sale of up to 1,000,000,000 depositary receipts by Internet HOLDRs SM Trust. The disclosure set forth in the accompanying prospectus on page A-1 with respect to America Online, Inc. shall be supplemented with the following: On October 28, 1999, America Online, Inc., one of the underlying securities of the Internet HOLDRs SM, announced that its board of directors declared a two-for-one stock split on its common stock. On November 22, 1999 shareholders received one additional share for every share they owned of record on November 8, 1999. The stock prices in the table on page A-1 have not been adjusted to account for this stock split. The disclosure set forth in the table on page 8 of the accompanying prospectus with respect to America Online, Inc. is amended to reflect that the post-stock split share amount of America Online, Inc. represented by a round-lot of 100 Internet HOLDRs SM is 42. The date of this prospectus supplement is December 1, 1999. 5 -----END PRIVACY-ENHANCED MESSAGE-----