0000947871-11-000652.txt : 20110712 0000947871-11-000652.hdr.sgml : 20110712 20110712171043 ACCESSION NUMBER: 0000947871-11-000652 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110712 DATE AS OF CHANGE: 20110712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-36480 FILM NUMBER: 11964420 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 212-670-2756 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 424B3 1 ss123032_424b3-regional.htm PROSPECTUS SUPPLEMENT

PROSPECTUS SUPPLEMENT
REGISTRATION NO.  333-36480
(To Prospectus dated March 15, 2011)
Filed Pursuant to Rule 424(b)(3)
 
 
 
1,000,000,000 Depositary Receipts
Regional Bank HOLDRS (SM) Trust

This prospectus supplement supplements information contained in the prospectus dated March 15, 2011 relating to the sale of up to 1,000,000,000 depositary receipts by Regional Bank HOLDRS (SM) Trust.
 
The share amounts specified in the table in the “Highlights of Regional Bank HOLDRS” section of the base prospectus shall be replaced with the following:
 
Name of Company
  
Ticker
  
Share
Amounts
    
Primary
Trading
Market
Bank of America Corporation
  
BAC
   27.7650    
NYSE
Bank of Montreal1   BMO    0.7542     NYSE
The Bank of New York Mellon Corporation
  
BK
   14.0000    
NYSE
BB&T Corporation
  
BBT
   10.0000    
NYSE
Comerica Incorporated
  
CMA
   5.0000    
NYSE
Fifth Third Bancorp
  
FITB
   13.5000    
NASDAQ GS
JPMorgan Chase & Co
  
JPM
   43.5600    
NYSE
KeyCorp
  
KEY
   13.0000    
NYSE
Northern Trust Corporation
  
NTRS
   7.0000    
NASDAQ GS
Piper Jaffray Companies
  
PJC
   0.5683    
NYSE
PNC Financial Services Group, Inc.
  
PNC
   9.7056    
NYSE
Regions Financial Corporation
  
RF
   9.5688    
NYSE
State Street Corporation
  
STT
   10.0000    
NYSE
SunTrust Banks, Inc.
  
STI
   9.0000    
NYSE
Synovus Financial Corp.
  
SNV
   8.0000    
NYSE
U.S. Bancorp
  
USB
   56.8300    
NYSE
Wells Fargo & Company
  
WFC
   56.1631    
NYSE


1 On July 5, 2011, the merger of Marshall & Ilsley Corporation with Bank of Montreal became effective.  As a result, Bank of Montreal will replace Marshall & Ilsley Corporation as an underlying constituent of the Regional Bank HOLDRS Trust.  In connection with the merger, Marshall & Ilsley Corporation shareholders will receive 0.1257 shares of Bank of Montreal for each share of Marshall & Ilsley Corporation.  The Bank of New York Mellon will receive 0.7542 shares of Bank of Montreal for the six shares of Marshall & Ilsley Corporation per 100 share round-lot of Regional Bank HOLDRS that it had held prior to the merger.  Effective July 6, 2011, 0.7542 shares of Bank of Montreal will be required for creations/cancellations per 100 share round-lot of Regional Bank HOLDRS instead of six shares of Marshall & Ilsley Corporation.
 
The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions.
 
The date of this prospectus supplement is July 12, 2011.
 
 
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