-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rae2fEAgxGs+m3bkgiNb8fNQA9p5Dctori/H5sQG8oGNCUhVwsPsXwJeg21mAbeq u4e3atv04ffWjnkSNlkrGw== 0000947871-10-000422.txt : 20100331 0000947871-10-000422.hdr.sgml : 20100331 20100331170018 ACCESSION NUMBER: 0000947871-10-000422 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100331 DATE AS OF CHANGE: 20100331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-44286 FILM NUMBER: 10720079 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 424B3 1 ss88128_424b3-europe.htm
 
PROSPECTUS SUPPLEMENT
 
REGISTRATION NO.  333-44286
(To Prospectus dated March 11, 2009)
 
Filed Pursuant to Rule 424(b)(3)
 
 
 

1,000,000,000 Depositary Receipts
Europe 2001 HOLDRS (SM) Trust

This prospectus supplement supplements information contained in the prospectus dated March 11, 2009 relating to the sale of up to 1,000,000,000 depositary receipts by the Europe 2001 HOLDRS (SM) Trust.
 
The share amounts specified in the table in the “Highlights of Europe 2001 HOLDRS” section of the base prospectus shall be replaced with the following:
 
Name of Company1
 
Ticker
 
Share
Amounts
 
Primary U.S.
Trading
Market
AEGON N.V.
 
AEG
  5.2000  
NYSE
Alcatel-Lucent*
 
ALU
  3.0000  
NYSE
Amdocs Limited
 
DOX
  3.0000  
NYSE
ARM Holdings, plc*
 
ARMH
  8.0000  
NASDAQ
ASM International N.V.
 
ASMI
  13.0000  
NASDAQ
ASML Holding N.V.
 
ASML
  6.2222  
NASDAQ
AstraZeneca PLC.*
 
AZN
  4.0000  
NYSE
BP p.l.c.*
 
BP
  4.0000  
NYSE
Daimler AG
 
DAI
  4.0000  
NYSE
Deutsche Telekom AG*
 
DT
  5.0000  
NYSE
Diageo p.l.c.*
 
DEO
  5.0000  
NYSE
Elan Corporation, p.l.c.*
 
ELN
  4.0000  
NYSE
LM Ericsson Telephone Company*
 
ERIC
  3.2000  
NASDAQ
GlaxoSmithKline p.l.c.*
 
GSK
  6.0000  
NYSE
ING Groep N.V.*
 
ING
  4.0000  
NYSE
Koninklijke Philips Electronics N.V.
 
PHG
  5.0000  
NYSE
Millicom International Cellular S.A.*
 
MICC
  8.0000  
NASDAQ
Nokia Corporation*
 
NOK
  5.0000  
NYSE
Novartis AG*
 
NVS
  5.0000  
NYSE
Oclaro Inc.
 
OCRL
  1.2000  
NASDAQ
Qiagen N.V.
 
QGEN
  6.0000  
NASDAQ
Repsol YPF, S.A.*
 
REP
  11.0000  
NYSE
Ryanair Holdings p.l.c.*
 
RYAAY
  16.0000  
NASDAQ
Sanofi-Aventis SA*
 
SNY
  4.6956  
NYSE
SAP AG*
 
SAP
  4.0000  
NYSE
Shire plc*
 
SHPGY
  4.0000  
NASDAQ
Skillsoft p.l.c.*
 
SKIL
  6.0000  
NASDAQ


(continued on following page)
 
 
 


 
Name of Company
 
Ticker
 
Share
Amounts
 
Primary U.S.
Trading
Market
STMicroelectronics N.V.
 
STM
 
4.0000
 
NYSE
Telefonica S.A.*
 
TEF
 
4.5558
 
NYSE
Total S.A.*
 
TOT
 
6.0000
 
NYSE
UBS AG
 
UBS
 
6.3000
 
NYSE
Unilever N.V.
 
UN
 
9.0000
 
NYSE
Vodafone Group Public Limited Company*
 
VOD
 
5.2500
 
NASDAQ
WPP Group p.l.c.
 
WPPGY
 
3.0000
 
NASDAQ
 
 

*  The securities of these non-U.S. companies trade in the United States as American Depository Receipts.  Please see “Risk Factors” and “Federal Income Tax Consequences—Special considerations with respect to underlying securities of foreign issuers” for additional information relating to an investment in a non-U.S. company.
 
The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions.
 
The date of this prospectus supplement is March 31, 2010.





 
 
 

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