-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BoiHUAL22c8puo6R+pAHjm+7dv+GN8neH0G/iiUPfmzTx86+D2kboeMjkOx+RT51 ZEDHyYZKZrCMJw18jGPQzA== 0000947871-07-001433.txt : 20071114 0000947871-07-001433.hdr.sgml : 20071114 20071114163713 ACCESSION NUMBER: 0000947871-07-001433 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-37980 FILM NUMBER: 071245509 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 424B3 1 f424b3_110807-market2000.htm

PROSPECTUS SUPPLEMENT

REGISTRATION NO. 333-37980

(To Prospectus dated August 15, 2007)

Filed Pursuant to Rule 424(b)(3)

 

 


 

 

 

1,000,000,000 Depositary Receipts

Market 2000+ HOLDRS (SM) Trust

 

This prospectus supplement supplements information contained in the prospectus dated August 15, 2007 relating to the sale of up to 1,000,000,000 depositary receipts by the Market 2000+ HOLDRS (SM) Trust.

The share amounts specified in the table in the “Highlights of Market 2000+ HOLDRS” section of the base prospectus shall be replaced with the following:

 

Name of Company

Ticker

Share
Amounts

Primary
Trading
Market

Alcatel-Lucent

ALU

0.7808

NYSE

American International Group, Inc.

AIG

2

NYSE

AstraZeneca p.l.c. *

AZN

4

NYSE

AT&T Inc.

T

11.5603

NYSE

AVAYA Inc.(1)

AV

0.3333

NYSE

BP p.l.c. *

BP

3

NYSE

Bristol-Myers Squibb Company

BMY

3

NYSE

BT Group p.l.c.

BT

2

NYSE

CBS Corporation Class B

CBS

1.5

NYSE

Cisco Systems, Inc.

CSCO

3

NASDAQ

Citigroup Inc.

C

3

NYSE

Comcast Corporation

CMCSA

2.9115

NASDAQ

The Coca-Cola Company

KO

3

NYSE

Dell Inc.

DELL

5

NASDAQ

Deutsche Telekom AG *

DT

5

NYSE

Discover Financial Services

DFS

1

NYSE

Eli Lilly and Company

LLY

2

NYSE

EMC Corporation

EMC

2

NYSE

Exxon Mobil Corporation

XOM

4

NYSE

France Telecom *

FTE

2

NYSE

General Electric Company

GE

3

NYSE

GlaxoSmithKline p.1.c.

GSK

3

NYSE

Hewlett-Packard Company

HPQ

4

NYSE

Home Depot, Inc.

HD

4

NYSE

Idearc Inc.

IAR

0.2

NYSE

Intel Corporation

INTC

2

NASDAQ

International Business Machines Corporation

IBM

2

NYSE

JDS Uniphase Corporation

JDSU

0.25

NASDAQ

Johnson & Johnson

JNJ

4

NYSE

LM Ericsson Telephone Company *

ERIC

0.9

NASDAQ

LSI Corporation(2)

LSI

0.2379

NYSE

Brocade Communications Systems Inc.

BRCD

0.0552

NASDAQ

Medco Health Solutions

MHS

0.3618

NYSE

Merck & Co., Inc.

MRK

3

NYSE

Microsoft Corporation

MSFT

6

NASDAQ

Morgan Stanley

MS

2

NYSE

 

(continued on following page)

 

 

Name of Company

Ticker

Share
Amounts

Primary
Trading
Market

Nippon Telegraph and Telephone Corporation *

NTT

3

NYSE

Nokia Corp. *

NOK

4

NYSE

Nortel Networks Corporation

NT

0.2

NYSE

Novartis AG *

NVS

5

NYSE

Oracle Corporation

ORCL

4

NASDAQ

Pfizer Inc.

PFE

4

NYSE

Qwest Communications International Inc.

Q

4

NYSE

Sony Corporation *

SNE

2

NYSE

Sun Microsystems, Inc.(3)

JAVA

4

NASDAQ

Syngenta AG

SYT

1.0386

NYSE

Texas Instruments Incorporated

TXN

3

NYSE

The Travelers Companies

TRV

0.1716

NYSE

Time Warner Inc.

TWX

6

NYSE

TOTAL S.A. *

TOT

4

NYSE

Toyota Motor Corporation *

TM

2

NYSE

Verizon Communications

VZ

4

NYSE

Viacom Inc. Class B

VIA.B

1.5

NYSE

Vodafone Group Plc*

VOD

4.375

NYSE

Wal-Mart Stores Inc.

WMT

4

NYSE

Zimmer Holdings, Inc.

ZMH

0.3

NYSE

 

__________________________________________

 

(1)

The merger between Avaya, Inc. (NYSE ticker “AV”), an underlying constituent of the Market 2000+ HOLDRS Trust, and Sierra Merger Corp. became effective October 26, 2007. As a result, effective close of business November 5, 2007, Avaya, Inc. will no longer be an underlying constituent of the Market 2000+ HOLDRS Trust. For the 0.33333333333 shares of Avaya, Inc. per 100 shares round lot of Market 2000+ HOLDRS, The Bank of New York will receive $5.833333.

 

(2)

Effective April 6, 2007, LSI Logic Corporation (NYSE ticker “LSI”), an underlying constituent of the Market 2000+ HOLDRS Trust, changed its name to LSI Corporation.

 

(3)

Effective August 27, 2007, Sun Microsystems, Inc. (NASDAQ ticker “SUNW”), an underlying constituent of the Market 2000+ HOLDRS Trust, changed its ticker symbol to “JAVA”.

 

* The securities of these non-U.S. companies trade in the United States as American Depositary Receipts. Please see “Risk Factors” and “United States Federal Income Tax Consequences—Special considerations with respect to underlying securities of foreign issuers” for additional information relating to an investment in a non-U.S. company.

The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions.

 

The date of this prospectus supplement is September 30, 2007.

 

 

 

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