-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BuON7EyukvrFBTW4UvjT4hwffpu8/b61Hq8qdJWBo8+JtsgsbQIPTOVgpoHgLa3d YLMtfN0Rff6DYaT+OyER2g== 0000947871-06-001754.txt : 20061115 0000947871-06-001754.hdr.sgml : 20061115 20061115154117 ACCESSION NUMBER: 0000947871-06-001754 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-37980 FILM NUMBER: 061219853 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 424B3 1 f424b3_111306-market2000.txt PROSPECTUS SUPPLEMENT PROSPECTUS SUPPLEMENT REGISTRATION NO. 333-37980 (To Prospectus dated February 17, 2006) Filed Pursuant to Rule 424(b)(3) [MARKET 2000+ HOLDRS logo] 1,000,000,000 Depositary Receipts Market 2000+ HOLDRS (SM) Trust This prospectus supplement supplements information contained in the prospectus dated February 17, 2006 relating to the sale of up to 1,000,000,000 depositary receipts by the Market 2000+ HOLDRS (SM) Trust. The share amounts specified in the table in the "Highlights of Market 2000+ HOLDRS" section of the base prospectus shall be replaced with the following:
Primary Share Trading Name of Company Ticker Amounts Market -------------------------------------------- ----------- ------------- ---------- Agere Systems Inc. AGR 0.110136986 NYSE American International Group, Inc. AIG 2 NYSE Astrazeneca p.l.c. * AZN 4 NYSE AT&T Inc. T 4.935304 NYSE AVAYA Inc. AV 0.3333 NYSE BellSouth Corporation BLS 5 NYSE BP p.l.c. * BP 3 NYSE Bristol-Myers Squibb Company BMY 3 NYSE BT Group p.l.c. BT 2 NYSE CBS Corporation Class B "New" CBS 1.5 NYSE Cisco Systems, Inc. CSCO 3 NASDAQ Citigroup Inc. C 3 NYSE Comcast Corporation CMCSA 1.941 NASDAQ The Coca-Cola Company KO 3 NYSE Dell Inc. DELL 5 NASDAQ Deutsche Telekom AG * DT 5 NYSE Eli Lilly and Company LLY 2 NYSE EMC Corporation EMC 2 NYSE Exxon Mobil Corporation XOM 4 NYSE France Telecom * FTE 2 NYSE General Electric Company GE 3 NYSE GlaxoSmithKline p.1.c. GSK 3 NYSE Hewlett-Packard Company HPQ 4 NYSE Home Depot, Inc. HD 4 NYSE Intel Corporation INTC 2 NASDAQ International Business Machines Corporation IBM 2 NYSE JDS Uniphase Corporation JDSU 2 NASDAQ Johnson & Johnson JNJ 4 NYSE LM Ericsson Telephone Company *(1) ERIC 0.9 NASDAQ Lucent Technologies Inc. LU 4 NYSE McDATA Corporation MCDTA 0.073613802 NASDAQ Medco Health Solutions MHS 0.3618 NYSE Merck & Co., Inc. MRK 3 NYSE Microsoft Corporation MSFT 6 NASDAQ Morgan Stanley MWD 2 NYSE
(continued on following page)
Primary Share Trading Name of Company Ticker Amounts Market -------------------------------------------- ----------- ------------- ---------- Nippon Telegraph and Telephone Corporation * NTT 3 NYSE Nokia Corp. * NOK 4 NYSE Nortel Networks Corporation NT 2 NYSE Novartis AG * NVS 5 NYSE Oracle Corporation ORCL 4 NASDAQ Pfizer Inc. PFE 4 NYSE Qwest Communications International Inc. Q 4 NYSE Sony Corporation * SNE 2 NYSE Sun Microsystems, Inc. SUNW 4 NASDAQ Syngenta AG SYT 1.038608908 NYSE Texas Instruments Incorporated TXN 3 NYSE The St. Paul Travelers Companies, Inc. STA 0.17158726 NYSE Time Warner Inc. TWX 6 NYSE TOTAL S.A. * TOT 4 NYSE Toyota Motor Corporation * TM 2 NYSE Verizon Communications VZ 4 NYSE Viacom Inc. Class B "New" VIA.B 1.5 NYSE Vodafone Group Plc*(2) VOD 4.375 NYSE Wal-Mart Stores Inc. WMT 4 NYSE Zimmer Holdings, Inc. ZMH 0.3 NYSE -----------------------------------------------
(1) Effective August 24, 2006, LM Ericsson Telephone Company (NASDAQ ticker "ERICY"), an underlying constituent of the Market 2000+ HOLDRS Trust, has changed its Ticker symbol to "ERIC." (2) As a result of the Share Consolidation/Special Dividend of Vodafone Group PLC (NYSE "VOD"), a constituent of the Market 2001+ HOLDRS Trust, (New) Vodafone Group PLC (NYSE "VOD") has replaced Vodafone Group PLC as an underlying constituent of the Trust. For each share of Vodafone Group PL held, shareholders received 0.875 (New) Vodafone Group PLC shares and $2.8317. For the 5 shares of Vodafone Group PLC per 100 share round lot of Market 2001+ HOLDRS, The Bank of New York received 4.375 shares of (New) Vodafone Group PLC (NYSE "VOD") and $14.1585. Effective July 31, 2006, creations and cancellations of Market 2001+ HOLDRS require 4.375 shares of (New) Vodafone Group PLC. * The securities of these non-U.S. companies trade in the United States as American Depositary Receipts. Please see "Risk Factors" and "United States Federal Income Tax Consequences--Special considerations with respect to underlying securities of foreign issuers" for additional information relating to an investment in a non-U.S. company. The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions. The date of this prospectus supplement is September 30, 2006. -----END PRIVACY-ENHANCED MESSAGE-----