-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvhsnXcI3VL0xsGiTGkVfpJTvLMcMBnFGN1jsEVf0p4c6fdUf0LL2gw2KUlHUvIB sTqedAeuDHkqJanD2xKelQ== 0000947871-04-001433.txt : 20040519 0000947871-04-001433.hdr.sgml : 20040519 20040519163213 ACCESSION NUMBER: 0000947871-04-001433 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-37980 FILM NUMBER: 04818981 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER FL 12 CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER FL 12 CITY: NEW YORK STATE: NY ZIP: 10080 424B3 1 f424b3_051304market2000.txt PROSPECTUS SUPPLEMENT MARKET 2000+ PROSPECTUS SUPPLEMENT Filed Pursuant to Rule No. 424(b)(3) (To Prospectus dated July 11, 2003) REGISTRATION NO. 333-37980 [MARKET 2000+ HOLDERS (SM) LOGO] 1,000,000,000 Depositary Receipts Market 2000+ HOLDRS (SM) Trust This prospectus supplement supplements information contained in the prospectus dated July 11, 2003 relating to the sale of up to 1,000,000,000 depositary receipts by the Market 2000+ HOLDRS (SM) Trust. The share amounts specified in the table on pages 9 and 10 of the base prospectus shall be replaced with the following:
Share Primary Name of Company(1) Ticker Amounts Trading Market - --------------------------------------------------- -------- ---------- ---------------- Agere Systems Inc. Class A AGRA 0.043117 NYSE Agere Systems Inc. Class B AGRB 1.058252 NYSE American International Group, Inc. AIG 2 NYSE Astrazeneca p.l.c. * AZN 4 NYSE AT&T Corp. T 1.2 NYSE AT&T Wireless Services, Inc. AWE 1.9308 NYSE AVAYA Inc. AV 0.3333 NYSE BellSouth Corporation BLS 5 NYSE BP p.l.c. * BP 3 NYSE Bristol-Myers Squibb Company BMY 3 NYSE BT Group p.l.c. BTY 2 NYSE Cisco Systems, Inc. CSCO 3 NASDAQ Citigroup Inc. C 3 NYSE Comcast Corporation CMCSA 1.941 NASDAQ The Coca-Cola Company KO 3 NYSE Dell Inc. DELL 5 NASDAQ Deutsche Telekom AG * DT 5 NYSE Eli Lilly and Company LLY 2 NYSE EMC Corporation EMC 2 NYSE Exxon Mobil Corporation XOM 4 NYSE France Telecom * FTE 2 NYSE General Electric Company GE 3 NYSE GlaxoSmithKline p.1.c. GSK 3 NYSE Hewlett-Packard Company HPQ 4 NYSE Home Depot, Inc. HD 4 NYSE Intel Corporation INTC 2 NASDAQ International Business Machines Corporation IBM 2 NYSE JDS Uniphase Corporation JDSU 2 NASDAQ Johnson & Johnson JNJ 4 NYSE LM Ericsson Telephone Company * ERICY 0.9 NASDAQ Lucent Technologies Inc. LU 4 NYSE McDATA Corporation MCDTA 0.07361 NASDAQ Medco Health Solutions MHS 0.3618 NYSE Merck & Co., Inc. MRK 3 NYSE Microsoft Corporation MSFT 6 NASDAQ mmO2 p.l.c. OOM 2 NYSE Morgan Stanley Dean Witter & Co. MWD 2 NYSE
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Share Primary Name of Company(1) Ticker Amounts Trading Market - --------------------------------------------------- -------- ---------- ---------------- Nippon Telegraph and Telephone Corporation * NTT 3 NYSE Nokia Corp. * NOK 4 NYSE Nortel Networks Corporation NT 2 NYSE Novartis AG * NVS 5 NYSE Oracle Corporation ORCL 4 NASDAQ Pfizer Inc. PFE 4 NYSE Qwest Communications International Inc. Q 4 NYSE Royal Dutch Petroleum Company * RD 3 NYSE SBC Communications Inc. SBC 4 NYSE Sony Corporation * SNE 2 NYSE Sun Microsystems, Inc. SUNW 4 NASDAQ Syngenta AG SYT 1.03860 NYSE Texas Instruments Incorporated TXN 3 NYSE Time Warner Inc. TWX 6 NYSE Total Fina Elf S.A. * TOT 2 NYSE Toyota Motor Corporation * TM 2 NYSE Travelers Property Casualty Corp Class A (1) TAPa 0.1296129 NYSE Travelers Property Casualty Corp Class B (1) TAPb 0.2662968 NYSE Verizon Communications VZ 4 NYSE Viacom Inc.-Ci B VIA.B 3 NYSE Vodafone Airtouch p.l.c. * VOD 5 NYSE Wal-Mart Stores Inc. WMT 4 NYSE Zimmer Holdings, Inc. ZMH 0.3 NYSE
- ------------------------------------------ (1) As a result of the merger of The St. Paul Companies, Inc. and Travelers Property Casualty Corp, the new merged company, St. Paul Travelers Companies, Inc., will replace Travelers Property Casualty Corp Class A and B Common Stock as an underlying constituent of Market 2000+ HOLDRS. For each share held of Travelers Property Casualty Corp. Class A and B Common Stock, shareholders will receive .4334 shares of St. Paul Travelers Companies. Effective April 1, 2004, the share amount of St. Paul Travelers Companies represented by a round-lot of 100 Market 2000+ HOLDRS will be .17158726. * The securities of these non-U.S. companies trade in the United States as American Depositary Receipts. Please see "Risk Factors" and "United States Federal Income Tax Consequences--Special considerations with respect to underlying securities of foreign issuers" for additional information relating to an investment in a non-U.S. company. The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions. The date of this prospectus supplement is March 31, 2004. 2 -----END PRIVACY-ENHANCED MESSAGE-----