-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QFvpms2zdUckC6zUSrpXZfJExzYRmmWnhq6oyqb3zmPbtQw+vZ9rBz4EnEsAXqMq aGJYXLYt/D2xuUDVmmlOtw== 0000947871-01-501089.txt : 20020411 0000947871-01-501089.hdr.sgml : 20020411 ACCESSION NUMBER: 0000947871-01-501089 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-44286 FILM NUMBER: 1799214 BUSINESS ADDRESS: STREET 1: NORTH TOWER WORLD FINANCIAL CENTER STREET 2: NORTH TOWER WORLD FINANCIAL CENTER 5TH F CITY: NEW YORK STATE: NY ZIP: 10281-1323 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: WORLD FINANCIAL CENTER STREET 2: NORTH TOWER 23RD FL CITY: NEW YORK STATE: NY ZIP: 10281-1323 424B3 1 f424b3_112001.txt 424B3 PROSPECTUS SUPPLEMENT FILED PURSUANT TO RULE NO. 424(b)(3) (To Prospectus dated January 17, 2001) REGISTRATION NO. 333-44286 [EUROPE 2001 HOLDRS(SM) TRUST LOGO] 1,000,000,000 Depositary Receipts Europe 2001 HOLDRS(SM) Trust This prospectus supplement supplements information contained in the prospectus dated January 17, 2001 relating to the sale of up to 1,000,000,000 depositary receipts by the Europe 2001 HOLDRS(SM) Trust. The share amounts specified in the table on page 10 of the base prospectus shall be replaced with the following: Primary U.S. Share Trading Name of Company Ticker Amounts Market ---------------------------------- ------ ------- ------------ AEGON N.V. AEG 5 NYSE Alcatel ALA 3 NYSE Amdocs Limited DOX 3 NYSE ARM Holdings p.l.c. ARMHY 8 Nasdaq NMS ASM International N.V. ASMI 13 Nasdaq NMS ASM Lithography Holding N.V. ASML 7 Nasdaq NMS AstraZeneca p.l.c. AZN 4 NYSE Autonomy Corporation p.l.c. AUTN 6 Nasdaq NMS Aventis S.A. AVE 2 NYSE AXA AXA 6 NYSE Bookham Technology p.l.c. BKHM 12 Nasdaq NMS BP Amoco p.l.c. BP 4 NYSE Business Objects S.A. BOBJ 4.5 Nasdaq NMS Cable & Wireless p.l.c. CWP 4 NYSE DaimlerChrysler AG DCX 4 NYSE Deutsche Telekom AG DT 5 NYSE Diageo p.l.c. DEO 5 NYSE Elan Corporation, p.l.c. ELN 4 NYSE LM Ericsson Telephone Company ERICY 16 Nasdaq NMS GlaxoSmithKline p.l.c. GSK 6 NYSE Infineon Technologies AG IFX 5 NYSE ING Groep N.V. (1) ING 4 NYSE IONA Technologies p.l.c. IONA 3 Nasdaq NMS Jazztel p.l.c. JAZZ 11 Nasdaq NMS Koninklijke Philips Electronics N.V. PHG 5 NYSE KPNQuest N.V. KQIP 8 Nasdaq NMS Millicom International Cellular S.A. MICC 6 Nasdaq NMS Nokia Corp. NOK 5 NYSE Novartis AG NVS 5 NYSE QIAGEN N.V. QGENF 6 Nasdaq NMS Repsol YPF, S.A. REP 11 NSYE Royal Dutch Petroleum Company RD 3 NYSE Ryanair Holdings p.l.c. RYAAY 4 Nasdaq NMS SAP AG SAP 4 NYSE Scottish Power p.l.c. SPI 7 NYSE Serono S.A. SRA 9 NSYE Shire Pharmaceuticals Group p.l.c. SHPGY 4 Nasdaq NMS Smartforce p.l.c. SMTF 6 Nasdaq NMS Sonera Group p.l.c. SNRA 9 Nadsaq NMS STMicroelectronics N.V. STM 4 NYSE - ------------------------------------------------------------------------------- (continued on following page) Primary U.S. Share Trading Name of Company Ticker Amounts Market ---------------------------------- ------ ------- ------------ Telefonica S.A. TEF 3.06 NYSE Terra Networks, S.A. TRLY 15 Nasdaq NMS Total Fina ELF S.A. TOT 3 NYSE UBS AG(2) UBS 3 NYSE Unilever N.V. UN 3 NYSE United Pan-Europe Communications N.V. UPCOY 13 Nasdaq NMS Vivendi Universal V 3 NYSE Vodafone Airtouch p.l.c. VOD 6 NYSE WPP Group p.l.c. WPPGY 3 Nasdaq NMS ------------------ - ------------------------------------------------------------------------------- (1) ING Groep N.V. announced a 2-for-1 stock split on its common stock payable to shareholders of record as of June 29, 2001. ING Groep N.V. began trading on a split-adjusted basis on July 13, 2001. As of July 18, 2001 the share amount of ING Groep represented by a round-lot of 100 Europe 2001 HOLDRS is 4. (2) UBS AG announced a 3-for-1 mandatory exchange of its common stock applicable to shareholders of record as of July 13, 2001. As of July 16, 2001, the share amount of UBS represented by a round-lot of 100 Europe 2001 HOLDRS is 3. The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions. The date of this prospectus supplement is September 30, 2001. -----END PRIVACY-ENHANCED MESSAGE-----