-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WFuEuOzGfbp9sRghw5IoIQK6jrvt19yQOffAehHfWkXowOZUjffBn3DBvObMRSz8 goX+yzK5ae+Hn91hGQeczw== 0000947871-01-501075.txt : 20020411 0000947871-01-501075.hdr.sgml : 20020411 ACCESSION NUMBER: 0000947871-01-501075 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-36480 FILM NUMBER: 1799187 BUSINESS ADDRESS: STREET 1: NORTH TOWER WORLD FINANCIAL CENTER STREET 2: NORTH TOWER WORLD FINANCIAL CENTER 5TH F CITY: NEW YORK STATE: NY ZIP: 10281-1323 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: WORLD FINANCIAL CENTER STREET 2: NORTH TOWER 23RD FL CITY: NEW YORK STATE: NY ZIP: 10281-1323 424B3 1 f424b3112001.txt PROSPECTUS SUPPLEMENT FILED PURSUANT TO RULE NO. 424(b)(3) (To Prospectus dated June 22, 2000) REGISTRATION NO. 333-36480 [REGIONAL BANK HOLDRS(SM) TRUST LOGO] 1,000,000,000 Depositary Receipts Regional Bank HOLDRS(SM) Trust This prospectus supplement supplements information contained in the prospectus dated June 22, 2000 relating to the sale of up to 1,000,000,000 depositary receipts by Regional Bank HOLDRS(SM) Trust. The share amounts specified in the table on page 11 of the base prospectus shall be replaced with the following:
Share Primary Name of Company (1) Ticker Amounts Trading Market AmSouth Bancorporation ASO 12 NYSE Bank One Corporation ONE 33 NYSE BB&T Corporation BBT 10 NYSE Comerica Incorporated CMA 5 NYSE Fifth Third Bancorp FITB 13.5 NASDAQ F1eetBoston Financial Corporation FBF 25 NYSE KeyCorp KEY 13 NYSE Marshall & Ilsley Corporation MI 3 NYSE Mellon Financial Corporation MEL 14 NYSE National City Corporation NCC 18 NYSE Northern Trust Corporation NTRS 7 NASDAQ The PNC Financial Services Group, Inc. PNC 9 NYSE State Street Corporation STT 10 NYSE SunTrust Banks, Inc. STI 9 NYSE Synovus Financial Corp. SNV 8 NYSE U.S. Bancorp USB 56.83 NYSE Wachovia Corporation(1) WB 41 NYSE Wells Fargo & Co. WFC 24 NYSE - -----------------------
(1) On September 4, 2001, First Union Corporation completed its merger with Wachovia Corporation. As a result of the merger, each share of First Union was converted into a share of the new Wachovia, and each share of Wachovia was exchanged for two shares of the new Wachovia. The share amount of Wachovia represented by a round-lot of 100 Regional Bank HOLDRS is now 41. The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions. The date of this prospectus supplement is September 30, 2001. -----END PRIVACY-ENHANCED MESSAGE-----