0000932440-11-001047.txt : 20110922
0000932440-11-001047.hdr.sgml : 20110922
20110922140425
ACCESSION NUMBER: 0000932440-11-001047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110908
FILED AS OF DATE: 20110922
DATE AS OF CHANGE: 20110922
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000895422
IRS NUMBER: 954405635
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: PREFERRED INCOME MANAGEMENT FUND INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-07390
FILM NUMBER: 111102827
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER NAME:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER NAME:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
CENTRAL INDEX KEY: 0000728612
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-07390
FILM NUMBER: 111102826
BUSINESS ADDRESS:
STREET 1: 4 WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER
CITY: NEW YORK
STATE: NY
ZIP: 10080
BUSINESS PHONE: 212-670-2756
MAIL ADDRESS:
STREET 1: 4 WORLD FINANCIAL CENTER
STREET 2: NORTH TOWER
CITY: NEW YORK
STATE: NY
ZIP: 10080
FORMER NAME:
FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC
DATE OF NAME CHANGE: 19920929
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-09-08
0000895422
BOULDER TOTAL RETURN FUND INC
BTF
0000070858
BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORPORATE CENTER
100 N. TRYON STREET
CHARLOTTE
NC
28255
0
0
1
0
0000728612
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
4 WORLD FINANCIAL CENTER NORTH TOWER
NEW YORK
NY
10080
0
0
1
0
Common Stock
2011-09-08
4
P
0
534
14.12
A
534
I
By Subsidiary
Common Stock
2011-09-08
4
S
0
500
14.44
D
34
I
By Subsidiary
Common Stock
2011-09-08
4
S
0
34
14.46
D
0
I
By Subsidiary
The transactions reported on this Form 4 were effected by Merrill Lynch, Pierce, Fenner & Smith Incorporated, an indirect, wholly owned subsidiary of Bank of America Corporation.
Disgorgement of profits, if applicable, based on transactions reported above is being made by the Reporting Persons to the Issuer.
Bank of America Corporation, By: /s/ Gary Whitman, Authorized Signatory
2011-09-22
Merrill Lynch, Pierce, Fenner & Smith Incorporated, By: /s/ Lawrence Emerson, Title: Attorney-In-Fact
2011-09-22