EDGAR Filing Documents for 0000914121-09-000332

Form 3/A - Initial statement of beneficial ownership of securities: [Amend]

SEC Accession No. 0000914121-09-000332

Filing Date

2009-01-29

Accepted

2009-01-29 20:46:58

Documents

Period of Report

2008-12-31

Document Format Files

Seq	Description	Document	Type	Size
1		p15116949-3a_ex.html	3/A
1		p15116949-3a_ex.xml	3/A	6077
	Complete submission text file	0000914121-09-000332.txt		9020

Mailing Address 4 WORLD FINANCIAL CTR NEW YORK NY 10080

Business Address 4 WORLD FINANCIAL CTR NEW YORK NY 10080 2124491000

MERRILL LYNCH & CO., INC. (Reporting) CIK: 0000065100 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 811-21725 | Film No.: 09555834
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080

Business Address 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080 2126702273

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. (Reporting) CIK: 0000728612 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3/A | Act: 34 | File No.: 811-21725 | Film No.: 09555835
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211

Business Address 11550 ASH STREET, SUITE 300 LEAWOOD KS 66211 913-981-1020

TORTOISE ENERGY CAPITAL CORP (Issuer) CIK: 0001319869 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1130