13F-NT 1 mlpfs13fnt.txt MERRILL LYNCH, PIERCE, FENNER & SMITH INC. - 13FNT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F Form 13F Cover Page Report for the Quarter Ended March 29, 2013 Institutional Investment Manager Filing this Report: Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, NY 10080 Form 13F File Number: 028-00962 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Lawrence Emerson Attorney-In-Fact 212-670-2756 /s/ Lawrence Emerson ______________________________ /s/ Lawrence Emerson New York, NY May 15, 2013 Report Type: [ ] 13F HOLDINGS REPORT [x] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Form 13F File Number 028-00158 Name: Bank of America Corporation