-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nw5th1BdQW8D3kAwIGNs9IlPd1Wnuv3SPqnJ1gNQK6RgrNnaA+YsO2XH6ReAzMW9 k9ppyoxfSq1DGiHz7izX2g== 0000070858-11-000047.txt : 20110215 0000070858-11-000047.hdr.sgml : 20110215 20110214191442 ACCESSION NUMBER: 0000070858-11-000047 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-00962 FILM NUMBER: 11610616 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 980-383-5633 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 13F-NT 1 mlpfs13fnt.txt MERRILL LYNCH, PIERCE, FENNER & SMITH INC 13F-NT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F Form 13F Cover Page Report for the Quarter Ended December 31, 2010 Institutional Investment Manager Filing this Report: Merrill Lynch, Pierce, Fenner & Smith Inc. 4 World Financial Center New York, NY 10080 Form 13F File Number: 028-00926 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Lawrence Emerson Attorney-In-Fact 212-670-2756 /s/ Lawrence Emerson ______________________________ /s/ Lawrence Emerson New York, NY February 14, 2011 Report Type: [ ] 13F HOLDINGS REPORT [x] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Form 13F File Number 028-00158 Name: Bank of America Corporation /TEXT /DOCUMENT /SUBMISSION -----END PRIVACY-ENHANCED MESSAGE-----