-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QuRggehifIncp6qX/NoXxkhrtQZDGRMo0OiLtYfHIQg6JjpOpBbfYQ2y5b4i18rg hRR7esOF3MFBxagoJxCV6g== 0000070858-09-000387.txt : 20090929 0000070858-09-000387.hdr.sgml : 20090929 20090929163158 ACCESSION NUMBER: 0000070858-09-000387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090717 FILED AS OF DATE: 20090929 DATE AS OF CHANGE: 20090929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP CENTRAL INDEX KEY: 0001319869 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise MLP Investment CORP DATE OF NAME CHANGE: 20050304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 091093279 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 091093278 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER NAME: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-07-17 0 0001319869 TORTOISE ENERGY CAPITAL CORP TYY 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N TRYON ST CHARLOTTE NC 28255 0 0 1 0 0000728612 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080 0 0 1 0 Common Stock 2009-07-17 2009-07-17 4 P 0 320 18.8601 A 22970 I By Subsidiary Common Stock 2009-07-17 2009-07-17 4 S 0 320 18.9782 D 22650 I By Subsidiary Common Stock 2009-07-30 2009-07-30 4 P 0 790 20.3561 A 22440 I By Subsidiary Common Stock 2009-07-31 2009-07-31 4 S 0 790 20.3221 D 22650 I By Subsidiary Common Stock 2009-08-05 2009-08-05 4 P 0 300 20.26 A 22950 I By Subsidiary Common Stock 2009-08-06 2009-08-06 4 S 0 300 19.7386 D 22650 I By Subsidiary Common Stock 2009-08-05 2009-08-05 4 P 0 1100 20.2523 A 23750 I By Subsidiary Common Stock 2009-08-06 2009-08-06 4 S 0 1100 19.7244 D 22650 I By Subsidiary Common Stock 2009-08-13 2009-08-13 4 P 0 350 20.7656 A 23000 I By Subsidiary Common Stock 2009-08-31 2009-08-31 4 S 0 350 17.9736 D 22650 I By Subsidiary Common Stock 2009-09-01 2009-09-01 4 P 0 100 17.8728 A 22750 I By Subsidiary Common Stock 2009-09-01 2009-09-01 4 S 0 100 17.9356 D 22650 I By Subsidiary The transactions reported on this Form 4 were affected by Merrill Lynch, Pierce, Fenner & Smith Incorporated, an indirect, wholly owned subsidiary of Bank of America Corporation. Bank of America Corporation, By:/s/Angelina L. Richardson, Vice President 2009-09-29 Merrill Lynch, Pierce, Fenner & Smith Incorporated, By:/s/Robert M. Shine, Attorney-In-Fact 2009-09-29 -----END PRIVACY-ENHANCED MESSAGE-----