13F-HR 1 d60484_13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: June 30, 2004 Check Here if Amendment |_|; Amendment ____________ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David J. Greene and Company LLC Address: 599 Lexington Avenue New York, NY 10022 Form 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place and Date of Signing: /s/ E. Stephen Walsh New York, NY August 13, 2004 [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total: $1,897 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13 F 06/30/04 REPORTING MANAGER : David J. Greene and Company, LLC Page 1
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- -------- ---- ------ ------ A T & T CORP Common Stock 001957505 826 56,438 SH SOLE 10,555 45,883 A T & T WIRELESS SERVICES Common Stock 00209A106 22,957 1,603,160 SH SOLE 1,019,816 583,344 ABERCROMBIE & FITCH CO Common Stock 002896207 23,471 605,705 SH SOLE 373,800 215,715 ACCELRYS INC. Common Stock 00430U103 11,073 1,123,068 SH SOLE 826,100 251,518 AKZO NV SPONSORED ADR Common Stock 010199305 20,975 563,100 SH SOLE 332,500 230,600 ALLETE INC Common Stock 018522102 25,779 774,149 SH SOLE 603,300 145,969 ALLIANCE SEMICONDUCTOR Common Stock 01877H100 6,330 1,063,943 SH SOLE 770,400 232,243 ALLIANT TECHSYSTEMS INC Common Stock 018804104 19,937 314,763 SH SOLE 180,400 134,363 ALPHARMA INC. CL A Common Stock 020813101 12,145 593,014 SH SOLE 439,700 125,264 AMERICAN EXPRESS CO Common Stock 025816109 2,244 43,669 SH SOLE 1,100 42,569 AMERICAN INTERNATIONAL Common Stock 026874107 1,723 24,178 SH SOLE 6,799 17,379 CELERA GENOMICS Common Stock 038020202 19,123 1,661,451 SH SOLE 1,199,500 377,161 ARCH CAPITAL GROUP LTD Common Stock 03937L105 227 5,700 SH SOLE 5,700 ARRIS GROUP INC Common Stock 04269Q100 7,274 1,224,657 SH SOLE 906,000 258,377 ARVINMERITOR INC. Common Stock 043353101 12,300 628,505 SH SOLE 337,000 271,095 ASCENTIAL SOFTWARE CORP Common Stock 04362P207 16,346 1,022,290 SH SOLE 742,700 230,040 ASSURANT INC Common Stock 04621X108 8,191 310,500 SH SOLE 240,400 70,100 BP PLC - SPON ADR Common Stock 055622104 743 13,866 SH SOLE 13,866 BALL CORP. Common Stock 058498106 6,924 96,100 SH SOLE 93,800 2,300 BANKNORTH GROUP INC Common Stock 06646R107 21,122 650,297 SH SOLE 429,600 220,697 BARON SMALL CAP FUND Common Stock 068278308 325 16,071 SH SOLE 16,071 BAUSCH & LOMB INC Common Stock 071707103 238 3,656 SH SOLE 3,300 356 BEARINGPOINT INC Common Stock 074002106 31,008 3,495,859 SH SOLE 2,379,100 1,011,619 BECTON DICKINSON & CO Common Stock 075887109 228 4,410 SH SOLE 4,410 BEMIS COMPANY Common Stock 081437105 3,257 115,300 SH SOLE 115,300 BERKLEY W R CORP Common Stock 084423102 3,914 91,125 SH SOLE 91,125 BRINK'S CO Common Stock 109696104 59,443 1,735,567 SH SOLE 1,014,596 688,951 BRISTOL MYERS SQUIBB CO Common Stock 110122108 479 19,570 SH SOLE 19,570 CIT GROUP INC Common Stock 125581108 22,645 591,408 SH SOLE 346,100 245,308 CMS ENERGY CORP Common Stock 125896100 15,670 1,716,331 SH SOLE 1,304,300 336,541 CNA SURETY CORPORATION Common Stock 12612L108 337 30,800 SH SOLE 20,800 10,000 CVS CORP Common Stock 126650100 8,543 203,300 SH SOLE 172,200 31,100 CALGON CARBON CORP Common Stock 129603106 12,501 1,865,852 SH SOLE 1,280,900 498,442 CAPITAL CROSSING BANK Common Stock 140071101 470 8,462 SH SOLE 8,462 CAREMARK RX INC Common Stock 141705103 22,361 678,840 SH SOLE 382,938 295,902 CENDANT CORPORATION Common Stock 151313103 36,798 1,503,168 SH SOLE 764,782 738,386 CHARTER ONE FINANCIAL INC Common Stock 160903100 350 7,915 SH SOLE 3,302 4,613 CHEVRONTEXACO CORP Common Stock 166764100 2,513 26,701 SH SOLE 747 25,954 CITIGROUP INC. Common Stock 172967101 13,192 283,694 SH SOLE 72,091 211,603 CITY INVESTING CO Common Stock 177900107 53 27,000 SH SOLE 23,300 3,700 COMCAST CORP CL A Common Stock 20030N101 870 30,968 SH SOLE 9,388 21,580 PAGE COLUMN TOTALS 474,908
FORM 13 F 06/30/04 REPORTING MANAGER : David J. Greene and Company, LLC Page 2
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- -------- ---- ------ ------ COMDISCO HLD CONTINGENT Common Stock 200334118 286 665,278 SH SOLE 446,750 218,528 COMMUNITY HEALTH Common Stock 203668108 14,762 551,428 SH SOLE 401,600 119,988 COMPUTER ASSOCIATES INTL Common Stock 204912109 20,752 739,544 SH SOLE 475,700 263,844 CONOCOPHILLIPS Common Stock 20825C104 9,254 121,304 SH SOLE 39,908 81,396 CONSTAR INTERNATIONAL INC Common Stock 21036U107 3,427 737,088 SH SOLE 543,000 145,418 CONSTELLATION ENERGY Common Stock 210371100 205 5,400 SH SOLE 1,700 3,700 COORS (ADOLPH) - CL B Common Stock 217016104 15,820 218,687 SH SOLE 158,900 48,257 CORAM HEALTHCARE CORP. Common Stock 218103109 29 28,536 SH SOLE 5,590 22,946 CROWN HOLDING INC Common Stock 228368106 16,035 1,608,339 SH SOLE 1,179,100 358,009 CYTEC INDUSTRIES INC. Common Stock 232820100 61,396 1,350,857 SH SOLE 873,800 444,887 DIME BANCORP-LITIGATION Common Stock 25429Q110 619 5,631,578 SH SOLE 3,614,808 1,723,830 DISNEY (WALT) COMPANY Common Stock 254687106 918 36,000 SH SOLE 20,000 16,000 DOLLAR TREE STORES INC Common Stock 256747106 13,345 486,500 SH SOLE 375,700 110,800 RR DONNELLY & SONS CO Common Stock 257867101 7,203 218,152 SH SOLE 57,917 160,235 DUANE READE INC Common Stock 263578106 8,667 530,762 SH SOLE 420,800 109,962 E.PIPHANY INC. Common Stock 26881V100 4,302 890,642 SH SOLE 646,500 193,172 EQK REALTY INVESTORS 1 SBI Common Stock 268820107 0 71,400 SH SOLE 31,000 40,400 EARTHLINK INC Common Stock 270321102 10,259 991,189 SH SOLE 714,500 221,739 EXXON MOBIL CORPORATION Common Stock 30231G102 3,714 83,620 SH SOLE 5,240 78,380 FAIRCHILD SEMICON INTL Common Stock 303726103 16,346 998,556 SH SOLE 729,700 216,946 FINOVA GROUP INC Common Stock 317928109 2 11,200 SH SOLE 11,200 FIRST AMERICAN FINL CORP Common Stock 318522307 24,539 947,812 SH SOLE 685,600 213,422 FIRST HORIZON NATL CORP Common Stock 320517105 10,531 231,600 SH SOLE 127,500 104,100 GATX CORP Common Stock 361448103 12,580 462,515 SH SOLE 332,200 101,085 GENENCOR INTERNATIONAL Common Stock 368709101 13,487 823,865 SH SOLE 608,600 171,715 GENERAL DYNAMICS CORP Common Stock 369550108 7,199 72,500 SH SOLE 52,000 20,500 GENERAL ELECTRIC CO Common Stock 369604103 1,990 61,430 SH SOLE 61,430 GILEAD SCIENCES INC Common Stock 375558103 1,264 18,864 SH SOLE 18,864 GREENPOINT FINANCIAL CORP Common Stock 395384100 12,130 305,550 SH SOLE 225,300 80,250 GRUPO TMM SA-SP ADR A Common Stock 40051D105 4,437 1,811,052 SH SOLE 1,233,900 451,942 HCA INC Common Stock 404119109 18,133 436,000 SH SOLE 284,700 151,300 HARRIS CORP Common Stock 413875105 10,233 201,638 SH SOLE 146,600 44,968 HEALTHSOUTH CORPORATION Common Stock 421924101 27,920 4,653,303 SH SOLE 2,505,850 2,039,143 HEALTH NET INC Common Stock 42222G108 62,420 2,355,460 SH SOLE 1,519,380 782,870 HERCULES INC Common Stock 427056106 12,657 1,038,349 SH SOLE 748,400 231,979 HERSHEY FOODS CORP Common Stock 427866108 279 6,032 SH SOLE 6,032 HOLLINGER INTL INC -CL A Common Stock 435569108 8,542 508,739 SH SOLE 368,900 114,549 HOST MARRIOTT CORP (REIT) Common Stock 44107P104 166 13,400 SH SOLE 13,400 IMC GLOBAL INC. Common Stock 449669100 9,953 742,732 SH SOLE 565,313 139,719 INFOCUS CORP Common Stock 45665B106 4,426 520,760 SH SOLE 390,200 104,670 INTEL CORPORATION Common Stock 458140100 790 28,618 SH SOLE 1,000 27,618 PAGE COLUMN TOTALS 451,017
FORM 13 F 06/30/04 REPORTING MANAGER : David J. Greene and Company, LLC Page 3
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- -------- ---- ------ ------ INTL BUSINESS MACHINES Common Stock 459200101 1,214 13,767 SH SOLE 2,800 10,967 INTERNET SECURITY SYSTEMS Common Stock 46060X107 16,483 1,074,500 SH SOLE 793,200 231,190 IVAX CORP Common Stock 465823102 29,425 1,226,556 SH SOLE 681,300 545,256 J P MORGAN CHASE & CO Common Stock 46625H100 205 5,294 SH SOLE 1,633 3,661 JACUZZI BRANDS INC Common Stock 469865109 16,853 2,090,988 SH SOLE 1,532,800 466,308 JO-ANN STORES INC Common Stock 47758P307 6,456 219,589 SH SOLE 154,500 51,169 JOHNSON & JOHNSON Common Stock 478160104 3,348 60,114 SH SOLE 60,114 JOHNSON CONTROLS INC Common Stock 478366107 8,560 160,360 SH SOLE 143,600 16,760 KANSAS CITY STHRN INDS INC Common Stock 485170302 11,301 729,083 SH SOLE 544,600 149,133 KEYNOTE SYSTEMS INC Common Stock 493308100 12,063 877,291 SH SOLE 623,300 201,731 KIMBERLY CLARK CORP Common Stock 494368103 10,956 166,300 SH SOLE 79,280 87,020 LA-Z-BOY INC Common Stock 505336107 6,151 342,089 SH SOLE 251,700 74,839 LABORATORY CORP OF Common Stock 50540R409 15,543 391,500 SH SOLE 222,700 168,800 LEAR CORP Common Stock 521865105 7,120 120,700 SH SOLE 118,900 1,800 LEAPFROG ENTERPRISES INC Common Stock 52186N106 12,291 617,933 SH SOLE 453,500 133,303 LINCOLN NATIONAL CORP Common Stock 534187109 13,325 282,000 SH SOLE 187,200 94,800 LIZ CLAIBORNE Common Stock 539320101 11,337 315,100 SH SOLE 209,100 106,000 LUCENT TECHNOLOGIES, INC. Common Stock 549463107 125 33,006 SH SOLE 33,006 MANITOWOC CO, INC Common Stock 563571108 10,531 311,099 SH SOLE 223,500 70,639 MAXTOR CORP Common Stock 577729205 15,634 2,358,138 SH SOLE 1,673,920 548,648 MAXWELL TECHNOLOGIES INC Common Stock 577767106 2,993 232,040 SH SOLE 129,800 84,860 MCKESSON CORP Common Stock 58155Q103 31,912 929,565 SH SOLE 542,865 386,700 MERCK & CO INC Common Stock 589331107 6,256 131,710 SH SOLE 50,000 81,710 MILACRON INC Common Stock 598709103 6,995 1,748,657 SH SOLE 1,276,100 402,997 MILLIPORE CORP Common Stock 601073109 15,402 273,227 SH SOLE 146,800 117,407 MOTOROLA Common Stock 620076109 4,731 259,245 SH SOLE 79,700 179,545 MYRIAD GENETICS INC Common Stock 62855J104 7,289 488,542 SH SOLE 358,300 110,152 NATIONAL-OILWELL INC. Common Stock 637071101 22,148 703,324 SH SOLE 512,800 157,334 NAVISTAR INTL Common Stock 63934E108 37,626 970,750 SH SOLE 597,861 347,369 NEWS CORP LTD - SPONS ADR Common Stock 652487802 466 14,186 SH SOLE 11,792 2,394 NOKIA CORP - SPON ADR Common Stock 654902204 7,088 487,500 SH SOLE 162,700 324,800 NORTH FORK Common Stock 659424105 2,984 78,418 SH SOLE 70,200 8,218 ORBITAL SCIENCES CORP Common Stock 685564106 10,541 763,284 SH SOLE 557,800 169,474 PALL CORP Common Stock 696429307 21,337 814,693 SH SOLE 613,000 170,033 PAREXEL INTERNATIONAL Common Stock 699462107 9,211 465,224 SH SOLE 343,475 100,039 PATHMARK STORES INC Common Stock 70322A101 14,495 1,902,181 SH SOLE 1,361,000 446,491 PEPSI BOTTLING GROUP INC Common Stock 713409100 17,930 587,100 SH SOLE 326,700 260,400 PEPSIAMERICAS INC Common Stock 71343P200 11,822 556,568 SH SOLE 402,700 126,398 PERICOM SEMICONDUCTOR Common Stock 713831105 437 40,810 SH SOLE 32,800 7,900 PFIZER INC Common Stock 717081103 5,032 146,787 SH SOLE 18,400 128,387 PHARMACOPEIA DRUG Common Stock 7171EP101 4,540 792,253 SH SOLE 571,000 174,363 PAGE COLUMN TOTALS 450,154
FORM 13 F 06/30/04 REPORTING MANAGER : David J. Greene and Company, LLC Page 4
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- -------- ---- ------ ------ PIER 1 IMPORTS INC Common Stock 720279108 24,214 1,368,780 SH SOLE 844,800 493,990 POLO RALPH LAUREN CORP Common Stock 731572103 15,248 442,621 SH SOLE 318,500 97,371 PROCTER & GAMBLE CO Common Stock 742718109 566 10,400 SH SOLE 2,000 8,400 QUANTA SERVICES INC Common Stock 74762E102 16,878 2,713,443 SH SOLE 1,972,200 589,033 QUANTUM CORP - DLT & Common Stock 747906204 17,437 5,624,825 SH SOLE 4,095,350 1,261,575 RECKSON ASSOC REALTY Common Stock 75621K106 6,542 238,235 SH SOLE 200,700 32,275 RITE AID CORP Common Stock 767754104 106 20,400 SH SOLE 20,400 ROUSE CO Common Stock 779273101 333 7,000 SH SOLE 7,000 ROYAL DUTCH PETE 1.25 Common Stock 780257804 422 8,176 SH SOLE 8,176 RYDER SYSTEM INC Common Stock 783549108 23,499 586,458 SH SOLE 429,800 129,408 SBC COMMUNICATIONS INC. Common Stock 78387G103 1,257 51,836 SH SOLE 4,374 47,462 SPX CORP Common Stock 784635104 4,017 86,500 SH SOLE 86,200 300 ST. PAUL TRAVELERS Common Stock 792860108 17,357 428,145 SH SOLE 246,119 182,026 SANDISK CORP Common Stock 80004C101 12,042 555,200 SH SOLE 348,900 206,300 SCHOLASTIC CORP Common Stock 807066105 9,789 326,852 SH SOLE 238,100 73,212 SHIRE Common Stock 82481R106 5,061 189,400 SH SOLE 107,900 81,500 SOUTHTRUST CORP Common Stock 844730101 2,911 75,000 SH SOLE 12,200 62,800 SPRINT CORP (FON GROUP) Common Stock 852061100 3,409 193,713 SH SOLE 37,868 155,845 STORAGE TECHNOLOGY CORP Common Stock 862111200 16,321 562,800 SH SOLE 302,100 260,700 SUBURBAN PROPANE Common Stock 864482104 473 14,700 SH SOLE 14,700 SYBRON DENTAL SPECIALTIES, Common Stock 871142105 13,387 448,467 SH SOLE 335,266 91,691 TJX COS INC Common Stock 872540109 29,106 1,205,700 SH SOLE 693,700 512,000 TARGET CORP Common Stock 87612E106 256 6,025 SH SOLE 6,025 TECUMSEH PRODUCTS CO - CL Common Stock 878895200 9,767 237,131 SH SOLE 173,900 48,691 TELEDYNE TECHNOLOGIES Common Stock 879360105 18,706 934,386 SH SOLE 683,200 203,996 TELEPHONE & DATA SYS INC. Common Stock 879433100 6,975 97,959 SH SOLE 70,550 27,409 TIBCO SOFTWARE INC Common Stock 88632Q103 19,859 2,350,198 SH SOLE 1,722,900 513,898 TIME WARNER INC Common Stock 887317105 6,935 394,490 SH SOLE 142,500 251,990 TYSON FOODS INC - CL A Common Stock 902494103 6,531 311,726 SH SOLE 239,700 71,086 UNDERGROUND SOLUTIONS Common Stock 904323102 8 30,000 SH SOLE 30,000 UNIFI INC Common Stock 904677101 2,304 786,490 SH SOLE 624,100 154,020 UNISYS CORP Common Stock 909214108 39,762 2,864,687 SH SOLE 2,015,400 768,607 UNITED INDUSTRIAL CORP Common Stock 910671106 6,987 299,250 SH SOLE 226,700 62,790 UNITED TECHNOLOGIES CORP Common Stock 913017109 218 2,384 SH SOLE 2,384 UNOCAL CORP Common Stock 915289102 5,309 139,700 SH SOLE 133,000 6,700 UTSTARCOM INC Common Stock 918076100 14,641 483,995 SH SOLE 354,600 107,965 VALASSIS COMMUNICATIONS Common Stock 918866104 10,253 336,495 SH SOLE 248,200 70,395 VERIZON COMMUNICATIONS Common Stock 92343V104 3,837 106,017 SH SOLE 17,118 88,899 VISTEON CORP Common Stock 92839U107 12,752 1,092,699 SH SOLE 796,800 238,659 WABTEC CORP Common Stock 929740108 17,976 996,472 SH SOLE 705,500 236,462 WASHINGTON MUTUAL INC Common Stock 939322103 13,380 346,286 SH SOLE 163,420 182,866 PAGE COLUMN TOTALS 416,832
FORM 13 F 06/30/04 REPORTING MANAGER : David J. Greene and Company, LLC Page 5
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- -------- ---- ------ ------ WAVECOM SA - ADR Common Stock 943531103 7,183 965,468 SH SOLE 669,300 235,648 WORTHINGTON INDUSTRIES Common Stock 981811102 13,137 639,900 SH SOLE 325,400 314,500 YUM BRANDS INC Common Stock 988498101 28,108 755,180 SH SOLE 470,100 285,080 RENAISSANCE RE HLDGS LTD Common Stock G7496G103 3,696 68,500 SH SOLE 66,900 1,600 SEAGATE TECHNOLOGY Common Stock G7945J104 2,939 203,700 SH SOLE 193,700 10,000 WILLIS GROUP HOLDINGS LTD Common Stock G96655108 23,352 623,559 SH SOLE 371,900 251,659 RADWARE LTD Common Stock M81873107 7,571 444,285 SH SOLE 328,600 94,735 CNH GLOBAL N.V. Common Stock N20935206 17,787 861,764 SH SOLE 637,320 190,044 PAGE COLUMN TOTALS 103,773 AGGREGATE COLUMN TOTALS 1,896,684