13F-HR 1 d59702_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: March 31, 2004 Check Here if Amendment |_|; Amendment ____________ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David J. Greene and Company LLC Address: 599 Lexington Avenue New York, NY 10022 Form 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place and Date of Signing: /s/ E. Stephen Walsh New York, NY May 14, 2004 [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 177 Form 13F Information Table Value Total: $1,928 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 1
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- --------- -------- -------- ------- A T & T CORP Common Stock 001957505 1,130 57,759 SH SOLE 10,555 47,204 A T & T WIRELESS SERVICES Common Stock 00209A106 27,464 2,017,892 SH SOLE 1,149,116 868,776 ABERCROMBIE & FITCH CO Common Stock 002896207 26,353 778,743 SH SOLE 503,900 265,513 AKZO NV SPONSORED ADR Common Stock 010199305 19,231 519,900 SH SOLE 309,000 210,900 ALLETE INC Common Stock 018522102 28,076 800,115 SH SOLE 622,000 164,105 ALLIANCE SEMICONDUCTOR Common Stock 01877H100 5,298 696,212 SH SOLE 507,600 171,292 ALLIANT TECHSYSTEMS INC Common Stock 018804104 17,243 316,963 SH SOLE 182,400 134,563 ALPHARMA INC. CL A Common Stock 020813101 12,144 619,291 SH SOLE 457,000 144,991 AMERICAN EXPRESS CO Common Stock 025816109 2,378 45,869 SH SOLE 1,100 44,769 AMERICAN INTERNATIONAL Common Stock 026874107 1,682 23,578 SH SOLE 6,799 16,779 ANDREW CORP Common Stock 034425108 10,632 607,527 SH SOLE 434,703 155,844 CELERA GENOMICS Common Stock 038020202 22,712 1,565,271 SH SOLE 1,140,300 387,631 ARCH CAPITAL GROUP LTD Common Stock 03937L105 240 5,700 SH SOLE 5,700 ARRIS GROUP INC Common Stock 04269Q100 6,769 740,570 SH SOLE 537,500 186,110 ARVINMERITOR INC. Common Stock 043353101 18,072 911,362 SH SOLE 602,900 300,222 ASCENTIAL SOFTWARE CORP Common Stock 04362P207 10,263 470,327 SH SOLE 336,400 119,617 ASSURANT INC Common Stock 04621X108 1,401 55,700 SH SOLE 41,200 14,500 BP PLC - SPON ADR Common Stock 055622104 647 12,641 SH SOLE 12,641 BALL CORP. Common Stock 058498106 6,581 97,100 SH SOLE 95,200 1,900 BANKNORTH GROUP INC Common Stock 06646R107 22,227 652,960 SH SOLE 434,100 218,860 BARON SMALL CAP FUND Common Stock 068278308 320 16,071 SH SOLE 16,071 BAUSCH & LOMB INC Common Stock 071707103 12,241 204,124 SH SOLE 154,600 46,284 BEARINGPOINT INC Common Stock 074002106 36,696 3,423,120 SH SOLE 2,333,000 1,033,470 BECKMAN COULTER INC Common Stock 075811109 2,682 49,182 SH SOLE 25,382 23,800 BECTON DICKINSON & CO Common Stock 075887109 214 4,410 SH SOLE 4,410 BEMIS COMPANY Common Stock 081437105 3,058 117,600 SH SOLE 117,600 BERKLEY W R CORP Common Stock 084423102 3,893 97,625 SH SOLE 97,625 BRINK'S CO Common Stock 109696104 53,882 1,953,661 SH SOLE 1,195,696 738,685 BRISTOL MYERS SQUIBB CO Common Stock 110122108 460 18,970 SH SOLE 18,970 CIT GROUP INC Common Stock 125581108 14,504 381,174 SH SOLE 309,900 71,274 CMS ENERGY CORP Common Stock 125896100 13,902 1,553,289 SH SOLE 1,187,700 327,869 CNA SURETY CORPORATION Common Stock 12612L108 340 30,800 SH SOLE 20,800 10,000 CVS CORP Common Stock 126650100 7,067 200,200 SH SOLE 169,100 31,100 CALGON CARBON CORP Common Stock 129603106 14,936 1,939,708 SH SOLE 1,323,600 571,108 CAPITAL CROSSING BANK Common Stock 140071101 625 8,462 SH SOLE 8,462 CAREMARK RX INC Common Stock 141705103 22,786 685,307 SH SOLE 388,338 296,969 CENDANT CORPORATION Common Stock 151313103 36,848 1,510,800 SH SOLE 774,282 736,518 CHARTER ONE FINANCIAL INC Common Stock 160903100 3,692 104,423 SH SOLE 58,319 46,104 CHEVRONTEXACO CORP Common Stock 166764100 2,155 24,551 SH SOLE 747 23,804 CITIGROUP INC. Common Stock 172967101 14,562 281,671 SH SOLE 74,391 207,280 CITY INVESTING CO Common Stock 177900107 53 27,000 SH SOLE 23,300 3,700 PAGE COLUMN TOTALS 485,460
FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 2
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- --------- -------- -------- ------- COMCAST CORP CL A Common Stock 20030N101 1,262 43,874 SH SOLE 22,036 21,838 COMDISCO HLD CONTINGENT Common Stock 200334118 308 683,798 SH SOLE 446,750 237,048 COMMUNITY HEALTH Common Stock 203668108 11,316 406,606 SH SOLE 299,100 95,766 COMPUTER ASSOCIATES INTL Common Stock 204912109 19,668 732,244 SH SOLE 472,900 259,344 CONOCOPHILLIPS Common Stock 20825C104 8,513 121,940 SH SOLE 41,795 80,145 CONSTAR INTERNATIONAL INC Common Stock 21036U107 3,463 644,870 SH SOLE 471,900 148,070 CONSTELLATION ENERGY Common Stock 210371100 216 5,400 SH SOLE 1,700 3,700 COORS (ADOLPH) - CL B Common Stock 217016104 22,457 323,351 SH SOLE 235,700 80,511 CORAM HEALTHCARE CORP. Common Stock 218103109 20 28,536 SH SOLE 5,590 22,946 COVANCE INC Common Stock 222816100 8,400 243,915 SH SOLE 177,750 60,005 CROWN HOLDING INC Common Stock 228368106 15,650 1,679,219 SH SOLE 1,222,100 410,979 CYTEC INDUSTRIES INC. Common Stock 232820100 51,573 1,449,895 SH SOLE 944,400 483,885 DIME BANCORP-LITIGATION Common Stock 25429Q110 1,024 5,686,504 SH SOLE 3,686,508 1,848,365 DISNEY (WALT) COMPANY Common Stock 254687106 912 36,500 SH SOLE 20,000 16,500 RR DONNELLY & SONS CO Common Stock 257867101 6,616 218,705 SH SOLE 58,217 160,488 DUANE READE INC Common Stock 263578106 10,736 633,783 SH SOLE 479,900 153,883 E.PIPHANY INC. Common Stock 26881V100 5,658 783,689 SH SOLE 569,200 191,339 EQK REALTY INVESTORS 1 SBI Common Stock 268820107 0 71,400 SH SOLE 31,000 40,400 EARTHLINK INC Common Stock 270321102 8,998 1,014,431 SH SOLE 739,900 250,361 EXXON MOBIL CORPORATION Common Stock 30231G102 3,169 76,202 SH SOLE 5,240 70,962 FAIRCHILD SEMICON INTL Common Stock 303726103 5,240 218,047 SH SOLE 161,800 53,747 FINOVA GROUP INC Common Stock 317928109 4 11,200 SH SOLE 11,200 FIRST AMERICAN FINL CORP Common Stock 318522307 20,448 672,204 SH SOLE 490,600 164,394 FIRST TENNESSEE NATL CORP Common Stock 337162101 925 19,400 SH SOLE 19,400 GATX CORP Common Stock 361448103 6,545 295,200 SH SOLE 232,700 62,500 GENENCOR INTERNATIONAL Common Stock 368709101 11,399 856,448 SH SOLE 637,200 194,528 GENERAL DYNAMICS CORP Common Stock 369550108 6,816 76,300 SH SOLE 55,000 21,300 GENERAL ELECTRIC CO Common Stock 369604103 1,474 48,280 SH SOLE 48,280 GENTIVA HEALTH SERVICES Common Stock 37247A102 188 12,150 SH SOLE 12,150 GILEAD SCIENCES INC Common Stock 375558103 1,046 18,864 SH SOLE 18,864 GRAPHIC PACKAGING CORP Common Stock 388688103 310 63,205 SH SOLE 30,075 33,130 GREENPOINT FINANCIAL CORP Common Stock 395384100 11,904 272,350 SH SOLE 214,800 57,550 GRUPO TMM SA-SP ADR A Common Stock 40051D105 3,784 1,366,090 SH SOLE 983,300 344,420 HCA INC Common Stock 404119109 18,198 448,000 SH SOLE 301,100 146,900 HARRIS CORP Common Stock 413875105 20,552 424,541 SH SOLE 305,700 109,131 HEALTHSOUTH CORPORATION Common Stock 421924101 19,596 4,767,972 SH SOLE 2,578,400 2,127,982 HEALTH NET INC Common Stock 42222G108 58,596 2,350,441 SH SOLE 1,510,280 810,001 HERCULES INC Common Stock 427056106 10,608 924,027 SH SOLE 679,700 221,557 HERSHEY FOODS CORP Common Stock 427866108 250 3,016 SH SOLE 3,016 HOLLINGER INTL INC -CL A Common Stock 435569108 16,113 813,791 SH SOLE 605,900 192,021 HOST MARRIOTT CORP (REIT) Common Stock 44107P104 171 13,400 SH SOLE 13,400 PAGE COLUMN TOTALS 394,127
FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 3
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- --------- -------- -------- ------- IMC GLOBAL INC. Common Stock 449669100 10,946 765,455 SH SOLE 584,413 160,892 INDEPENDENCE COMMUNITY Common Stock 453414104 212 5,202 SH SOLE 5,202 INFOCUS CORP Common Stock 45665B106 5,054 540,510 SH SOLE 406,800 121,090 INTEL CORPORATION Common Stock 458140100 666 24,468 SH SOLE 1,000 23,468 INTL BUSINESS MACHINES Common Stock 459200101 1,172 12,759 SH SOLE 2,800 9,959 INTERNET SECURITY SYSTEMS Common Stock 46060X107 14,097 799,145 SH SOLE 589,100 190,045 IVAX CORP Common Stock 465823102 27,974 1,228,556 SH SOLE 688,300 540,256 J P MORGAN CHASE & CO Common Stock 46625H100 222 5,294 SH SOLE 1,633 3,661 JACUZZI BRANDS INC Common Stock 469865109 26,029 2,774,961 SH SOLE 2,012,000 693,471 JO-ANN STORES INC Common Stock 47758P307 4,609 164,300 SH SOLE 130,100 34,200 JOHNSON & JOHNSON Common Stock 478160104 2,939 57,936 SH SOLE 57,936 JOHNSON CONTROLS INC Common Stock 478366107 2,470 41,760 SH SOLE 39,000 2,760 KANSAS CITY STHRN INDS INC Common Stock 485170302 10,381 746,836 SH SOLE 559,100 169,756 KEYNOTE SYSTEMS INC Common Stock 493308100 11,546 894,370 SH SOLE 644,100 223,030 KIMBERLY CLARK CORP Common Stock 494368103 22,082 349,950 SH SOLE 181,980 167,970 LA-Z-BOY INC Common Stock 505336107 7,746 355,983 SH SOLE 261,000 86,613 LABORATORY CORP OF Common Stock 50540R409 20,508 522,500 SH SOLE 255,000 267,500 LEAR CORP Common Stock 521865105 7,590 122,500 SH SOLE 120,700 1,800 LINCOLN NATIONAL CORP Common Stock 534187109 15,031 317,650 SH SOLE 219,800 97,850 LIZ CLAIBORNE Common Stock 539320101 10,886 296,700 SH SOLE 191,800 104,900 LUCENT TECHNOLOGIES, INC. Common Stock 549463107 136 33,006 SH SOLE 33,006 MACROCHEM CORP Common Stock 555903103 15 11,000 SH SOLE 11,000 MANITOWOC CO, INC Common Stock 563571108 9,510 321,494 SH SOLE 231,500 81,274 MAXTOR CORP Common Stock 577729205 18,858 2,313,870 SH SOLE 1,672,920 579,790 MAXWELL TECHNOLOGIES INC Common Stock 577767106 4,874 372,045 SH SOLE 216,400 140,105 MCKESSON CORP Common Stock 58155Q103 27,778 923,165 SH SOLE 539,465 383,700 MERCK & CO INC Common Stock 589331107 5,758 130,310 SH SOLE 50,000 80,310 MILACRON INC Common Stock 598709103 6,084 1,753,407 SH SOLE 1,298,800 427,407 MILLIPORE CORP Common Stock 601073109 37,326 726,462 SH SOLE 474,400 235,982 MOTOROLA Common Stock 620076109 4,572 259,745 SH SOLE 79,700 180,045 MYKROLIS CORP Common Stock 62852P103 382 26,760 SH SOLE 1,893 24,867 MYRIAD GENETICS INC Common Stock 62855J104 8,243 509,786 SH SOLE 370,100 127,056 NATIONAL-OILWELL INC. Common Stock 637071101 20,590 728,088 SH SOLE 532,600 179,678 NAVISTAR INTL Common Stock 63934E108 42,875 935,105 SH SOLE 581,361 344,634 NEWS CORP LTD - SPONS ADR Common Stock 652487802 450 14,186 SH SOLE 11,792 2,394 NORTH FORK Common Stock 659424105 3,256 76,943 SH SOLE 68,500 8,318 ON ASSIGNMENT INC Common Stock 682159108 3,940 704,825 SH SOLE 524,800 171,405 ORBITAL SCIENCES CORP Common Stock 685564106 19,117 1,525,712 SH SOLE 1,098,500 390,972 PACTIV CORPORATION Common Stock 695257105 258 11,598 SH SOLE 11,598 PAREXEL INTERNATIONAL Common Stock 699462107 11,923 666,063 SH SOLE 488,175 157,688 PATHMARK STORES INC Common Stock 70322A101 15,579 1,952,259 SH SOLE 1,407,900 494,209 PAGE COLUMN TOTALS 443,682
FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 4
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- --------- -------- -------- ------- PEPSI BOTTLING GROUP INC Common Stock 713409100 22,372 752,000 SH SOLE 438,200 313,800 PEPSIAMERICAS INC Common Stock 71343P200 17,174 841,048 SH SOLE 616,300 202,608 PERICOM SEMICONDUCTOR Common Stock 713831105 2,780 243,610 SH SOLE 186,500 46,510 PFIZER INC Common Stock 717081103 4,829 137,787 SH SOLE 18,400 119,387 PHARMACOPEIA INC. Common Stock 71713B104 24,023 1,193,998 SH SOLE 858,000 308,758 PIER 1 IMPORTS INC Common Stock 720279108 29,240 1,233,758 SH SOLE 750,500 471,978 POLO RALPH LAUREN CORP Common Stock 731572103 15,579 454,452 SH SOLE 330,200 110,712 PROCTER & GAMBLE CO Common Stock 742718109 545 5,200 SH SOLE 1,000 4,200 QUANTA SERVICES INC Common Stock 74762E102 11,993 1,693,927 SH SOLE 1,241,400 407,057 QUANTUM CORP - DLT & Common Stock 747906204 15,571 4,208,423 SH SOLE 3,029,050 1,058,953 RECKSON ASSOC REALTY Common Stock 75621K106 6,967 247,588 SH SOLE 208,000 35,458 RITE AID CORP Common Stock 767754104 111 20,400 SH SOLE 20,400 ROUSE CO Common Stock 779273101 375 7,000 SH SOLE 7,000 ROYAL DUTCH PETE 1.25 Common Stock 780257804 443 9,312 SH SOLE 1,136 8,176 RYDER SYSTEM INC Common Stock 783549108 23,640 610,371 SH SOLE 445,000 149,101 SBC COMMUNICATIONS INC. Common Stock 78387G103 1,278 52,062 SH SOLE 4,374 47,688 SPX CORP Common Stock 784635104 2,178 47,900 SH SOLE 47,600 300 ST. PAUL TRAVELERS Common Stock 792860108 3,425 85,600 SH SOLE 85,600 SCHOLASTIC CORP Common Stock 807066105 25,662 941,726 SH SOLE 579,600 342,886 SHIRE PHARMA Common Stock 82481R106 4,891 166,800 SH SOLE 85,300 81,500 SOUTHTRUST CORP Common Stock 844730101 2,488 75,000 SH SOLE 12,200 62,800 SPRINT CORP (FON GROUP) Common Stock 852061100 3,927 213,074 SH SOLE 40,918 172,156 STORAGE TECHNOLOGY CORP Common Stock 862111200 14,858 533,900 SH SOLE 275,300 258,600 SUBURBAN PROPANE Common Stock 864482104 497 14,700 SH SOLE 14,700 SYBRON DENTAL SPECIALTIES, Common Stock 871142105 12,644 463,987 SH SOLE 348,466 104,461 TJX COS INC Common Stock 872540109 29,713 1,209,800 SH SOLE 702,600 507,200 TARGET CORP Common Stock 87612E106 216 4,800 SH SOLE 4,800 TECUMSEH PRODUCTS CO - CL Common Stock 878895200 9,641 229,001 SH SOLE 170,000 52,241 TELEDYNE TECHNOLOGIES Common Stock 879360105 18,073 966,479 SH SOLE 706,900 234,099 TELEPHONE & DATA SYS INC. Common Stock 879433100 31,414 443,258 SH SOLE 254,700 188,558 TIBCO SOFTWARE INC Common Stock 88632Q103 19,226 2,353,294 SH SOLE 1,727,500 560,734 TIME WARNER INC Common Stock 887317105 6,656 394,790 SH SOLE 142,500 252,290 TRAVELERS PROP Common Stock 89420G109 14,951 871,789 SH SOLE 480,803 390,986 TRAVELERS PROP Common Stock 89420G406 1,924 111,418 SH SOLE 83,051 28,367 TYSON FOODS INC - CL A Common Stock 902494103 9,760 540,702 SH SOLE 400,300 139,102 UNDERGROUND SOLUTIONS Common Stock 904323102 6 30,000 SH SOLE 30,000 UNIFI INC Common Stock 904677101 2,169 489,670 SH SOLE 362,500 119,050 UNISYS CORP Common Stock 909214108 37,061 2,595,341 SH SOLE 1,837,800 723,961 UNITED INDUSTRIAL CORP Common Stock 910671106 5,308 280,270 SH SOLE 206,400 65,330 UNOCAL CORP Common Stock 915289102 5,271 141,400 SH SOLE 134,700 6,700 UNOVA INC Common Stock 91529B106 244 11,300 SH SOLE 1,600 9,700 PAGE COLUMN TOTALS 439,125
FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 5
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- --------- -------- -------- ------- UTSTARCOM INC Common Stock 918076100 10,782 375,028 SH SOLE 274,700 96,278 VALASSIS COMMUNICATIONS Common Stock 918866104 10,581 348,074 SH SOLE 256,100 82,234 VERIZON COMMUNICATIONS Common Stock 92343V104 3,920 107,267 SH SOLE 17,718 89,549 VISTEON CORP Common Stock 92839U107 8,139 850,474 SH SOLE 608,200 210,324 WABTEC CORP Common Stock 929740108 14,141 993,053 SH SOLE 710,800 257,003 WASHINGTON MUTUAL INC Common Stock 939322103 14,824 347,084 SH SOLE 165,020 182,064 WAVECOM SA - ADR Common Stock 943531103 10,958 948,762 SH SOLE 677,100 244,862 WORTHINGTON INDUSTRIES Common Stock 981811102 12,836 669,600 SH SOLE 346,500 323,100 YUM BRANDS INC Common Stock 988498101 29,054 764,780 SH SOLE 478,000 286,780 RENAISSANCE RE HLDGS LTD Common Stock G7496G103 3,843 73,900 SH SOLE 72,200 1,600 SEAGATE TECHNOLOGY Common Stock G7945J104 6,746 418,200 SH SOLE 390,000 28,200 WILLIS GROUP HOLDINGS LTD Common Stock G96655108 23,247 624,925 SH SOLE 375,800 249,125 CNH GLOBAL N.V. Common Stock N20935206 16,910 903,294 SH SOLE 661,320 219,294 PAGE COLUMN TOTALS 165,981 AGGREGATE COLUMN TOTALS 1,928,375