13F-HR 1 d58430_13f-hr.txt INSTITUTIONAL INVESTMENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: December 31, 2003 ----------------- Check Here if Amendment |_|; Amendment ____________ This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David J. Greene and Company LLC --------------------------------------------------------------------- Address: 599 Lexington Avenue --------------------------------------------------------------------- New York, NY 10022 Form 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh --------------------------------------------------------------------- Title: Principal and Chief Administrative Officer --------------------------------------------------------------------- Phone: (212) 371-4200 --------------------------------------------------------------------- Signature, Place and Date of Signing: /s/ E. Stephen Walsh New York, NY February 12, 2004 -------------------------------------------------------------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 170 Form 13F Information Table Value Total: $1,784 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 1
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- ---------- -------- -------- ------- AGCO CORP Common Stock 001084102 16,384 813,500 SH SOLE 480,500 333,000 A T & T CORP Common Stock 001957505 1,348 66,404 SH SOLE 10,984 55,420 A T & T WIRELESS SERVICES Common Stock 00209A106 23,877 2,988,357 SH SOLE 1,738,916 1,249,441 ABERCROMBIE & FITCH CO Common Stock 002896207 20,814 842,339 SH SOLE 561,300 281,039 ACTIVISION INC Common Stock 004930202 3,479 191,075 SH SOLE 141,000 50,075 ADVANCE PCS Common Stock 00790K109 29,641 561,480 SH SOLE 311,500 249,980 ALBERTSONS INC Common Stock 013104104 17,503 772,744 SH SOLE 430,014 342,730 ALLETE INC Common Stock 018522102 23,493 767,753 SH SOLE 600,200 167,553 ALLIANCE SEMICONDUCTOR Common Stock 01877H100 699 98,284 SH SOLE 55,400 42,884 ALLIANT TECHSYSTEMS INC Common Stock 018804104 18,764 324,863 SH SOLE 187,400 137,463 ALPHARMA INC. CL A Common Stock 020813101 11,168 555,637 SH SOLE 410,300 145,337 AMERICAN EXPRESS CO Common Stock 025816109 2,374 49,215 SH SOLE 1,100 48,115 AMERICAN INTERNATIONAL Common Stock 026874107 1,563 23,578 SH SOLE 6,799 16,779 ANDREW CORP Common Stock 034425108 17,335 1,495,685 SH SOLE 1,114,703 380,982 CELERA GENOMICS Common Stock 038020202 20,647 1,484,349 SH SOLE 1,091,500 392,849 ARCH CAPITAL GROUP LTD Common Stock 03937L105 227 5,700 SH SOLE 5,700 ARRIS GROUP INC Common Stock 04269Q100 9,834 1,358,330 SH SOLE 1,001,400 356,930 ASCENTIAL SOFTWARE CORP Common Stock 04362P207 11,379 438,653 SH SOLE 316,700 121,953 AVAYA INC Common Stock 053499109 21,589 1,668,423 SH SOLE 1,228,400 440,023 BP PLC - SPON ADR Common Stock 055622104 624 12,641 SH SOLE 12,641 BANKNORTH GROUP INC Common Stock 06646R107 22,162 681,268 SH SOLE 459,200 222,068 BARON SMALL CAP FUND Common Stock 068278308 298 16,071 SH SOLE 16,071 BAUSCH & LOMB INC Common Stock 071707103 14,264 274,845 SH SOLE 197,400 77,445 BEARINGPOINT INC Common Stock 074002106 33,523 3,322,390 SH SOLE 2,283,400 1,038,990 BECKMAN COULTER INC Common Stock 075811109 11,337 223,032 SH SOLE 101,950 121,082 BEMIS COMPANY Common Stock 081437105 725 14,500 SH SOLE 14,500 BERKLEY W R CORP Common Stock 084423102 2,916 83,425 SH SOLE 83,425 BRINK'S CO Common Stock 109696104 52,439 2,319,289 SH SOLE 1,473,496 845,793 BRISTOL MYERS SQUIBB CO Common Stock 110122108 543 18,970 SH SOLE 18,970 CIT GROUP INC Common Stock 125581108 14,318 398,285 SH SOLE 323,400 74,885 CMS ENERGY CORP Common Stock 125896100 8,787 1,031,349 SH SOLE 710,200 321,149 CNA SURETY CORPORATION Common Stock 12612L108 359 37,800 SH SOLE 27,800 10,000 CVS CORP Common Stock 126650100 8,102 224,300 SH SOLE 184,700 39,600 CALGON CARBON CORP Common Stock 129603106 11,550 1,859,955 SH SOLE 1,280,400 579,555 CAPITAL CROSSING BANK Common Stock 140071101 401 8,462 SH SOLE 8,462 CENDANT CORPORATION Common Stock 151313103 34,523 1,550,222 SH SOLE 788,286 761,936 CHARTER ONE FINANCIAL INC Common Stock 160903100 3,628 105,011 SH SOLE 51,704 53,307 CHEVRONTEXACO CORP Common Stock 166764100 2,121 24,551 SH SOLE 747 23,804 CITIGROUP INC. Common Stock 172967101 13,928 286,934 SH SOLE 75,291 211,643 CITY INVESTING CO Common Stock 177900107 52 27,000 SH SOLE 23,300 3,700 COMCAST CORP CL A Common Stock 20030N101 1,562 47,627 SH SOLE 25,659 21,968
PAGE COLUMN TOTALS 490,280 FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 2
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- ---------- -------- -------- ------- COMDISCO HLD CONTINGENT Common Stock 200334118 353 652,998 SH SOLE 446,750 206,248 COMMUNITY HEALTH Common Stock 203668108 9,695 364,758 SH SOLE 267,800 96,958 COMPUTER ASSOCIATES INTL Common Stock 204912109 20,840 762,244 SH SOLE 488,300 273,944 CONOCOPHILLIPS Common Stock 20825C104 8,011 122,180 SH SOLE 41,795 80,385 CONSTAR INTERNATIONAL INC Common Stock 21036U107 3,267 606,030 SH SOLE 457,000 149,030 CONSTELLATION ENERGY Common Stock 210371100 377 9,627 SH SOLE 1,700 7,927 COORS (ADOLPH) - CL B Common Stock 217016104 8,524 151,944 SH SOLE 111,000 40,944 CORAM HEALTHCARE CORP. Common Stock 218103109 21 28,536 SH SOLE 5,590 22,946 COVANCE INC Common Stock 222816100 10,395 387,870 SH SOLE 285,100 102,770 CROWN HOLDING INC Common Stock 228368106 14,405 1,589,928 SH SOLE 1,175,300 414,628 CYTEC INDUSTRIES INC. Common Stock 232820100 35,682 929,453 SH SOLE 590,600 338,853 DIAL CORPORATION Common Stock 25247D101 581 20,400 SH SOLE 4,900 15,500 DIME BANCORP-LITIGATION Common Stock 25429Q110 935 5,502,814 SH SOLE 3,663,908 1,838,905 WALT DISNEY COMPANY Common Stock 254687106 2,289 98,100 SH SOLE 47,500 50,600 RR DONNELLY & SONS CO Common Stock 257867101 5,960 197,692 SH SOLE 53,300 144,392 DUANE READE INC Common Stock 263578106 11,142 658,531 SH SOLE 493,400 165,131 E.PIPHANY INC. Common Stock 26881V100 6,810 944,544 SH SOLE 684,900 259,644 EQK REALTY INVESTORS 1 SBI Common Stock 268820107 0 71,400 SH SOLE 31,000 40,400 EARTHLINK INC Common Stock 270321102 9,594 959,418 SH SOLE 707,800 251,618 EXXON MOBIL CORPORATION Common Stock 30231G102 3,128 76,302 SH SOLE 5,240 71,062 FAIRCHILD SEMICON INTL Common Stock 303726103 26,233 1,050,596 SH SOLE 814,000 236,596 FIRST AMERICAN FINL CORP Common Stock 318522307 18,143 609,453 SH SOLE 448,100 161,353 GATX CORP Common Stock 361448103 5,574 199,200 SH SOLE 139,800 59,400 GENENCOR INTERNATIONAL Common Stock 368709101 10,630 677,057 SH SOLE 490,600 186,457 GENERAL DYNAMICS CORP Common Stock 369550108 9,184 101,600 SH SOLE 79,800 21,800 GENERAL ELECTRIC CO Common Stock 369604103 1,496 48,280 SH SOLE 48,280 GENTIVA HEALTH SERVICES Common Stock 37247A102 154 12,150 SH SOLE 12,150 GILEAD SCIENCES INC Common Stock 375558103 1,099 18,864 SH SOLE 18,864 GLAXOSMITHKLINE PLC- ADR Common Stock 37733W105 233 5,006 SH SOLE 5,006 GRAPHIC PACKAGING CORP Common Stock 388688103 179 44,205 SH SOLE 30,075 14,130 GREENPOINT FINANCIAL CORP Common Stock 395384100 9,988 282,800 SH SOLE 224,100 58,700 GRUPO TMM SA-SP ADR A Common Stock 40051D105 1,370 323,209 SH SOLE 206,000 117,209 HCA INC Common Stock 404119109 19,938 464,100 SH SOLE 313,700 150,400 HARRIS CORP Common Stock 413875105 20,054 528,426 SH SOLE 382,100 146,326 HEALTHSOUTH CORPORATION Common Stock 421924101 21,470 4,677,611 SH SOLE 2,490,100 2,187,510 HEALTH NET INC Common Stock 42222G108 41,000 1,253,823 SH SOLE 913,290 340,533 HERCULES INC Common Stock 427056106 3,473 284,668 SH SOLE 204,800 79,868 HERSHEY FOODS CORP Common Stock 427866108 232 3,016 SH SOLE 3,016 HOLLINGER INTL INC -CL A Common Stock 435569108 9,909 634,347 SH SOLE 468,200 166,147 HOST MARRIOTT CORP (REIT) Common Stock 44107P104 165 13,400 SH SOLE 13,400 IMC GLOBAL INC. Common Stock 449669100 7,562 761,485 SH SOLE 571,782 189,703
PAGE COLUMN TOTALS 360,096 FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 3
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- ---------- -------- -------- ------- INFOCUS CORP Common Stock 45665B106 4,898 505,980 SH SOLE 382,500 123,480 INTEL CORPORATION Common Stock 458140100 932 29,068 SH SOLE 1,000 28,068 INTL BUSINESS MACHINES Common Stock 459200101 1,183 12,759 SH SOLE 2,800 9,959 INTERNET SECURITY SYSTEMS Common Stock 46060X107 14,587 774,651 SH SOLE 568,700 205,951 RUSSELL 2000 VALUES EXCH Common Stock 464287630 839 5,230 SH SOLE 5,230 IVAX CORP Common Stock 465823102 30,525 1,278,256 SH SOLE 718,400 559,856 JACUZZI BRANDS INC Common Stock 469865109 19,415 2,738,327 SH SOLE 2,033,500 704,826 JOHNSON & JOHNSON Common Stock 478160104 2,993 57,936 SH SOLE 57,936 KANSAS CITY STHRN INDS INC Common Stock 485170302 1,221 85,231 SH SOLE 56,600 28,631 KEYNOTE SYSTEMS INC Common Stock 493308100 8,786 742,087 SH SOLE 547,700 194,387 KIMBERLY CLARK CORP Common Stock 494368103 21,441 362,850 SH SOLE 190,480 172,370 LABORATORY CORP OF Common Stock 50540R409 22,610 611,900 SH SOLE 339,100 272,800 LEAR CORP Common Stock 521865105 5,170 84,300 SH SOLE 83,500 800 LINCOLN NATIONAL CORP Common Stock 534187109 13,685 339,000 SH SOLE 229,200 109,800 LUCENT TECHNOLOGIES, INC. Common Stock 549463107 94 33,006 SH SOLE 33,006 MANITOWOC CO, INC Common Stock 563571108 5,746 184,180 SH SOLE 133,400 50,780 MAXTOR CORP Common Stock 577729205 22,158 1,996,224 SH SOLE 1,469,020 527,203 MAXWELL TECHNOLOGIES INC Common Stock 577767106 2,320 326,767 SH SOLE 210,500 116,267 MCKESSON CORP Common Stock 58155Q103 24,168 751,500 SH SOLE 466,200 285,300 MERCK & CO INC Common Stock 589331107 6,011 130,110 SH SOLE 47,000 83,110 MILLIPORE CORP Common Stock 601073109 28,896 671,210 SH SOLE 433,600 237,610 MOORE WALLACE INC. Common Stock 615857109 1,056 56,367 SH SOLE 9,118 47,249 MOTOROLA Common Stock 620076109 3,618 258,445 SH SOLE 79,700 178,745 MYKROLIS CORP Common Stock 62852P103 3,761 233,868 SH SOLE 155,154 78,714 MYRIAD GENETICS INC Common Stock 62855J104 4,321 336,030 SH SOLE 249,100 86,930 NATIONAL-OILWELL INC. Common Stock 637071101 15,571 696,392 SH SOLE 514,300 182,092 NAVISTAR INTL Common Stock 63934E108 44,576 930,796 SH SOLE 572,661 358,135 NEWS CORP LTD - SPONS ADR Common Stock 652487802 429 14,186 SH SOLE 11,792 2,394 NORTH FORK Common Stock 659424105 3,217 79,496 SH SOLE 71,000 8,496 ON ASSIGNMENT INC Common Stock 682159108 4,681 898,395 SH SOLE 676,100 222,295 OPTIMAL ROBOTICS CORP - CL Common Stock 68388R208 1,830 228,800 SH SOLE 186,400 42,400 ORBITAL SCIENCES CORP Common Stock 685564106 22,449 1,867,661 SH SOLE 1,381,900 485,761 PACTIV CORPORATION Common Stock 695257105 277 11,598 SH SOLE 11,598 PAREXEL INTERNATIONAL Common Stock 699462107 9,193 565,399 SH SOLE 421,175 144,224 PATHMARK STORES INC Common Stock 70322A101 13,903 1,829,364 SH SOLE 1,351,700 477,664 PEPSI BOTTLING GROUP INC Common Stock 713409100 18,761 775,900 SH SOLE 454,300 321,600 PEPSIAMERICAS INC Common Stock 71343P200 13,607 794,814 SH SOLE 584,900 209,914 PERICOM SEMICONDUCTOR Common Stock 713831105 2,409 221,800 SH SOLE 173,700 48,100 PFIZER INC Common Stock 717081103 5,170 146,342 SH SOLE 24,400 121,942 PHARMACOPEIA INC. Common Stock 71713B104 21,884 1,537,858 SH SOLE 1,138,900 398,958 PIER 1 IMPORTS INC Common Stock 720279108 24,360 1,114,362 SH SOLE 660,500 453,862
PAGE COLUMN TOTALS 452,751 FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 4
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- ---------- -------- -------- ------- PLAYTEX PRODUCTS INC. Common Stock 72813P100 9,965 1,289,082 SH SOLE 945,700 343,382 POLO RALPH LAUREN CORP Common Stock 731572103 12,101 420,178 SH SOLE 307,700 112,478 PROCTER & GAMBLE CO Common Stock 742718109 519 5,200 SH SOLE 1,000 4,200 QUANTA SERVICES INC Common Stock 74762E102 10,407 1,425,635 SH SOLE 1,052,300 373,335 QUANTUM CORP - DLT & Common Stock 747906204 12,022 3,853,141 SH SOLE 2,768,550 1,084,590 RECKSON ASSOC REALTY Common Stock 75621K106 6,154 253,239 SH SOLE 203,200 50,039 RITE AID CORP Common Stock 767754104 117 19,400 SH SOLE 19,400 ROUSE CO Common Stock 779273101 329 7,000 SH SOLE 7,000 ROYAL DUTCH PETE 1.25 Common Stock 780257804 488 9,312 SH SOLE 1,136 8,176 RYDER SYSTEM INC Common Stock 783549108 19,818 580,334 SH SOLE 428,600 151,734 SBC COMMUNICATIONS INC. Common Stock 78387G103 1,438 55,157 SH SOLE 4,374 50,783 ST. PAUL COMPANIES Common Stock 792860108 3,394 85,600 SH SOLE 85,600 SCHOLASTIC CORP Common Stock 807066105 37,465 1,100,612 SH SOLE 760,600 340,012 SHIRE Common Stock 82481R106 4,934 169,800 SH SOLE 86,000 83,800 SOUTHTRUST CORP Common Stock 844730101 2,521 77,000 SH SOLE 10,200 66,800 SPRINT CORP (FON GROUP) Common Stock 852061100 3,612 219,980 SH SOLE 32,918 187,062 STANLEY WORKS Common Stock 854616109 3,800 100,354 SH SOLE 100,150 204 STORAGE TECHNOLOGY CORP Common Stock 862111200 13,972 542,600 SH SOLE 282,100 260,500 SUBURBAN PROPANE Common Stock 864482104 470 14,700 SH SOLE 14,700 SYBRON DENTAL SPECIALTIES, Common Stock 871142105 6,410 228,131 SH SOLE 165,266 62,865 TJX COS INC Common Stock 872540109 27,708 1,256,600 SH SOLE 739,900 516,700 TECUMSEH PRODUCTS CO - CL Common Stock 878895200 9,858 203,547 SH SOLE 150,900 52,647 TELEDYNE TECHNOLOGIES Common Stock 879360105 17,495 928,094 SH SOLE 689,100 238,994 TELEPHONE & DATA SYS INC. Common Stock 879433100 34,100 545,168 SH SOLE 315,200 229,968 TIBCO SOFTWARE INC Common Stock 88632Q103 14,264 2,106,967 SH SOLE 1,558,400 548,566 TIME WARNER INC Common Stock 887317105 7,135 396,590 SH SOLE 143,200 253,390 TRAVELERS PROP Common Stock 89420G109 15,145 902,556 SH SOLE 508,503 394,053 TRAVELERS PROP Common Stock 89420G406 1,896 111,731 SH SOLE 83,051 28,680 TYSON FOODS INC - CL A Common Stock 902494103 10,759 812,601 SH SOLE 588,900 223,701 UNDERGROUND SOLUTIONS Common Stock 904323102 10 30,000 SH SOLE 30,000 UNIFI INC Common Stock 904677101 3,184 493,680 SH SOLE 372,800 120,880 UNISYS CORP Common Stock 909214108 38,319 2,580,435 SH SOLE 1,852,400 728,035 UNITED INDUSTRIAL CORP Common Stock 910671106 4,320 239,340 SH SOLE 180,300 59,040 UNOCAL CORP Common Stock 915289102 5,421 147,200 SH SOLE 140,500 6,700 UNOVA INC Common Stock 91529B106 280 12,200 SH SOLE 1,600 10,600 VALASSIS COMMUNICATIONS Common Stock 918866104 9,713 330,943 SH SOLE 247,700 83,243 VERIZON COMMUNICATIONS Common Stock 92343V104 3,900 111,187 SH SOLE 17,718 93,469 VISTEON CORP Common Stock 92839U107 8,261 793,603 SH SOLE 585,700 207,903 WABTEC CORP Common Stock 929740108 15,992 938,524 SH SOLE 679,900 258,624 WASHINGTON MUTUAL INC Common Stock 939322103 14,332 357,240 SH SOLE 168,135 189,105 WAVECOM SA - ADR Common Stock 943531103 9,102 664,869 SH SOLE 488,200 176,669
PAGE COLUMN TOTALS 401,133 FORM 13 F INFORMATION TABLE REPORTING MANAGER : David J. Greene and Company, LLC Page 5
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ----------------------- -------- --------- -------- ------- --- ---- ------- ---------- -------- -------- ------- WORTHINGTON INDUSTRIES Common Stock 981811102 13,021 722,200 SH SOLE 385,800 336,400 YUM BRANDS INC Common Stock 988498101 27,168 789,780 SH SOLE 491,100 298,680 HISCOX PLC Common Stock G45105106 31 12,000 SH SOLE 12,000 RENAISSANCE RE HLDGS LTD Common Stock G7496G103 2,884 58,800 SH SOLE 57,200 1,600 WILLIS GROUP HOLDINGS LTD Common Stock G96655108 21,916 643,253 SH SOLE 386,600 256,653 CNH GLOBAL N.V. Common Stock N20935206 14,390 866,847 SH SOLE 636,720 230,127 PAGE COLUMN TOTALS 79,410
AGGREGATE COLUMN TOTALS 1,783,670