13F-HR 1 d56811_13f-hr.txt FORM 13F-HR FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Quarter Ended: June 30, 2003 Check Here if Amendment |_|; Amendment ____________ Institutional Investment Manager Filing this Report: Name: David J. Greene and Company LLC Address: 599 Lexington Avenue New York, NY 10022 Form 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place and Date of Signing: /s/ E. Stephen Walsh [Signature] New York, NY [City, State] August 21, 2003 [Date] Report Type: |X| 13F HOLDINGS REPORT |_| 13F NOTICE |_| 13F COMBINATION REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 174 Form 13F Information Table Value Total: $1,647 List of Other Included Managers: None FORM 13 F 06/30/03 REPORTING MANAGER : David J. Greene and Company, LLC Page 1
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- ------- --- ---- ------- -------- --------- ------ -------- AGCO CORP Common Stock 001084102 9,166 536,629 SH SOLE 426,600 110,029 AOL TIME WARNER Common Stock 00184A105 5,639 350,440 SH SOLE 78,700 271,740 A T & T CORP Common Stock 001957505 2,149 111,658 SH SOLE 30,999 80,659 A T & T WIRELESS SERVICES Common Stock 00209A106 23,369 2,846,395 SH SOLE 1,524,070 1,322,325 ABERCROMBIE & FITCH CO Common Stock 002896207 23,892 840,976 SH SOLE 507,300 333,676 ACTIVISION INC Common Stock 004930202 5,237 406,881 SH SOLE 266,700 140,181 ADVANCE PCS Common Stock 00790K109 24,072 629,332 SH SOLE 340,400 288,932 ALBERTSONS INC Common Stock 013104104 15,638 814,455 SH SOLE 407,214 407,241 ALLEN TELECOM INC Common Stock 018091108 21,413 1,296,211 SH SOLE 846,500 449,711 ALLETE INC Common Stock 018522102 16,666 627,714 SH SOLE 409,900 217,814 ALPHARMA INC. CL A Common Stock 020813101 14,990 693,976 SH SOLE 444,300 249,676 AMERICAN EAGLE OUTFITTERS Common Stock 02553E106 6,771 367,984 SH SOLE 239,100 128,884 AMERICAN EXPRESS CO Common Stock 025816109 2,202 52,669 SH SOLE 1,100 51,569 AMERICAN INTERNATIONAL Common Stock 026874107 1,720 31,177 SH SOLE 14,398 16,779 CELERA GENOMICS Common Stock 038020202 8,625 835,795 SH SOLE 530,200 305,595 ARRIS GROUP INC Common Stock 04269Q100 9,858 1,987,482 SH SOLE 1,250,200 737,282 ASCENTIAL SOFTWARE CORP Common Stock 04362P207 9,937 604,808 SH SOLE 387,575 217,233 AVAYA INC Common Stock 053499109 27,080 4,191,912 SH SOLE 2,744,500 1,447,412 BJ SERVICES CO Common Stock 055482103 2,656 71,080 SH SOLE 46,000 25,080 BJ'S WHOLESALE CLUB INC. Common Stock 05548J106 9,903 657,565 SH SOLE 363,700 293,865 BP PLC - SPON ADR Common Stock 055622104 594 14,125 SH SOLE 14,125 BANKNORTH GROUP INC Common Stock 06646R107 16,427 643,700 SH SOLE 411,800 231,900 BARON SMALL CAP FUND Common Stock 068278308 257 16,071 SH SOLE 16,071 BAUSCH & LOMB INC Common Stock 071707103 14,099 375,968 SH SOLE 240,800 135,168 BECKMAN COULTER INC Common Stock 075811109 15,382 378,482 SH SOLE 214,500 163,982 BECTON DICKINSON & CO Common Stock 075887109 210 5,410 SH SOLE 5,410 BERKLEY W R CORP Common Stock 084423102 3,180 60,350 SH SOLE 60,350 BRINK'S CO Common Stock 109696104 35,086 2,408,096 SH SOLE 1,406,996 1,001,100 BRISTOL MYERS SQUIBB CO Common Stock 110122108 574 21,125 SH SOLE 21,125 CIT GROUP INC Common Stock 125581108 9,443 383,100 SH SOLE 302,700 80,400 CNA SURETY CORPORATION Common Stock 12612L108 1,375 139,570 SH SOLE 90,900 48,670 CSG SYSTEMS INTL INC Common Stock 126349109 4,576 322,506 SH SOLE 206,300 116,206 CVS CORP Common Stock 126650100 24,584 877,045 SH SOLE 512,800 364,245 CABLEVISION SYS CORP CL A Common Stock 12686C109 14,366 692,015 SH SOLE 380,800 311,215 CALGON CARBON CORP Common Stock 129603106 15,334 2,666,725 SH SOLE 1,547,140 1,119,585 CAMBREX CORP Common Stock 132011107 6,727 292,212 SH SOLE 193,200 99,012 CAPITAL CROSSING BANK Common Stock 140071101 204 8,462 SH SOLE 8,462 CENDANT CORPORATION Common Stock 151313103 34,528 1,884,712 SH SOLE 941,023 943,689 CHARTER ONE FINANCIAL INC Common Stock 160903100 3,610 115,782 SH SOLE 46,424 69,358 CHEVRONTEXACO CORP Common Stock 166764100 1,773 24,551 SH SOLE 747 23,804 CITIGROUP INC. Common Stock 172967101 12,482 291,637 SH SOLE 63,991 227,646 PAGE COLUMN TOTALS 455,792
FORM 13 F 06/30/03 REPORTING MANAGER : David J. Greene and Company, LLC Page 2
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- ------- --- ---- ------- -------- --------- ------ --------- CITY INVESTING CO Common Stock 177900107 23 12,000 SH SOLE 8,300 3,700 CLAIMSNET.COM INC Common Stock 179570106 4 15,500 SH SOLE 15,500 COMCAST CORP CL A Common Stock 20030N101 1,375 45,554 SH SOLE 22,910 22,644 COMDISCO HOLDING CO Common Stock 200334100 209 2,112 SH SOLE 324 1,788 COMDISCO HLD CONTINGENT Common Stock 200334118 122 386,764 SH SOLE 165,500 221,264 COMPUTER ASSOCIATES INTL Common Stock 204912109 14,846 666,325 SH SOLE 374,000 292,325 CONOCOPHILLIPS Common Stock 20825C104 6,868 125,324 SH SOLE 38,137 87,187 CONSTELLATION ENERGY Common Stock 210371100 1,312 38,246 SH SOLE 8,800 29,446 COORS (ADOLPH) - CL B Common Stock 217016104 7,518 153,482 SH SOLE 101,900 51,582 CORAM HEALTHCARE CORP. Common Stock 218103109 16 23,326 SH SOLE 439 22,887 COVANCE INC Common Stock 222816100 9,474 523,439 SH SOLE 343,200 180,239 CROWN HOLDING INC Common Stock 228368106 9,292 1,301,350 SH SOLE 853,400 447,950 CYTEC INDUSTRIES INC. Common Stock 232820100 39,587 1,171,205 SH SOLE 701,600 469,605 DIAL CORPORATION Common Stock 25247D101 445 22,900 SH SOLE 7,300 15,600 DIGEX INC Common Stock 253756100 2,576 5,599,736 SH SOLE 3,572,770 2,026,966 DIME BANCORP-LITIGATION Common Stock 25429Q110 1,036 6,906,856 SH SOLE 4,284,498 2,622,358 WALT DISNEY COMPANY Common Stock 254687106 9,768 494,600 SH SOLE 198,900 295,700 RR DONNELLY & SONS CO Common Stock 257867101 17,268 660,600 SH SOLE 350,800 309,800 DUANE READE INC Common Stock 263578106 8,741 592,624 SH SOLE 394,300 198,324 E.PIPHANY INC. Common Stock 26881V100 7,362 1,440,696 SH SOLE 922,300 518,396 EQK REALTY INVESTORS 1 SBI Common Stock 268820107 2 41,400 SH SOLE 1,000 40,400 EARTHLINK INC Common Stock 270321102 16,538 2,072,386 SH SOLE 1,334,600 737,786 EFUNDS CORP Common Stock 28224R101 287 24,881 SH SOLE 3,200 21,681 EVERGREEN OFFITBK HIGH 8-MutualFd-B 299923813 271 40,581 SH SOLE 40,581 EVERGREEN OFFITBK HIGH 8-MutualFd-B 299923847 2,663 398,107 SH SOLE 116,466 281,641 EXXON MOBIL CORPORATION Common Stock 30231G102 2,772 77,202 SH SOLE 5,240 71,962 FAIRCHILD SEMICON INTL Common Stock 303726103 30,781 2,406,610 SH SOLE 1,688,900 717,710 FINOVA GROUP INC Common Stock 317928109 2 11,602 SH SOLE 11,602 FIRST AMERICAN FINL CORP Common Stock 318522307 21,355 810,431 SH SOLE 524,500 285,931 FOOTSTAR, INC. Common Stock 344912100 20,852 1,603,994 SH SOLE 969,639 634,355 GATX CORP Common Stock 361448103 5,435 332,444 SH SOLE 187,100 145,344 GENENCOR INTERNATIONAL Common Stock 368709101 15,062 918,995 SH SOLE 594,200 324,795 GENERAL DYNAMICS CORP Common Stock 369550108 7,120 98,200 SH SOLE 76,100 22,100 GENERAL ELECTRIC CO Common Stock 369604103 1,395 48,630 SH SOLE 48,630 GILEAD SCIENCES INC Common Stock 375558103 1,048 18,864 SH SOLE 18,864 GLAXOSMITHKLINE PLC- ADR Common Stock 37733W105 203 5,006 SH SOLE 5,006 GRAPHIC PACKAGING INTL Common Stock 388690109 233 51,705 SH SOLE 30,075 21,630 GREENPOINT FINANCIAL CORP Common Stock 395384100 8,650 169,800 SH SOLE 130,400 39,400 HCA INC Common Stock 404119109 11,054 345,000 SH SOLE 206,500 138,500 HAEMONETICS CORP/MASS Common Stock 405024100 466 24,900 SH SOLE 16,800 8,100 JOHN HANCOCK FINANCIAL Common Stock 41014S106 1,561 50,800 SH SOLE 50,800 PAGE COLUMN TOTALS 285,592
FORM 13 F 06/30/03 REPORTING MANAGER : David J. Greene and Company, LLC Page 3
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLAS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------- ------------- --------- -------- ------- --- ---- ------- -------- --------- ------ --------- HARRIS CORP Common Stock 413875105 24,025 799,500 SH SOLE 529,300 270,200 HEALTHSOUTH CORPORATION Common Stock 421924101 4,754 9,142,513 SH SOLE 5,767,700 3,374,813 HEALTH NET INC Common Stock 42222G108 44,508 1,350,789 SH SOLE 889,880 460,909 HERSHEY FOODS CORP Common Stock 427866108 210 3,016 SH SOLE 3,016 HOLLINGER INTL INC -CL A Common Stock 435569108 9,187 853,006 SH SOLE 566,100 286,906 HONEYWELL INTERNATIONAL Common Stock 438516106 4,026 149,933 SH SOLE 28,300 121,633 HOST MARRIOTT CORP (REIT) Common Stock 44107P104 123 13,400 SH SOLE 13,400 ICN PHARMACEUTICALS INC Common Stock 448924100 13,271 791,854 SH SOLE 562,700 229,154 HYPERION SOLUTIONS CORP Common Stock 44914M104 13,928 412,938 SH SOLE 265,800 147,138 IMC GLOBAL INC. Common Stock 449669100 10,293 1,534,015 SH SOLE 1,106,039 427,976 INTEL CORPORATION Common Stock 458140100 1,210 58,128 SH SOLE 2,000 56,128 INTL BUSINESS MACHINES Common Stock 459200101 1,037 12,564 SH SOLE 2,800 9,764 INTERNET SECURITY SYSTEMS Common Stock 46060X107 9,611 673,986 SH SOLE 446,200 227,786 IVAX CORP Common Stock 465823102 23,213 1,300,456 SH SOLE 678,700 621,756 JACUZZI BRANDS INC Common Stock 469865109 16,064 3,036,723 SH SOLE 1,999,100 1,037,623 JOHNSON & JOHNSON Common Stock 478160104 3,007 58,153 SH SOLE 58,153 KADANT INC Common Stock 48282T104 7,342 391,550 SH SOLE 263,800 127,750 KEYNOTE SYSTEMS INC Common Stock 493308100 9,394 896,403 SH SOLE 594,900 301,503 KIMBERLY CLARK CORP Common Stock 494368103 17,639 338,300 SH SOLE 159,330 178,970 LABORATORY CORP OF Common Stock 50540R409 9,386 311,300 SH SOLE 199,700 111,600 LEAR CORP Common Stock 521865105 2,319 50,400 SH SOLE 50,400 LINCOLN NATIONAL CORP Common Stock 534187109 15,182 426,100 SH SOLE 300,800 125,300 LUCENT TECHNOLOGIES, INC. Common Stock 549463107 69 34,042 SH SOLE 34,042 MPS GROUP INC Common Stock 553409103 11,020 1,601,697 SH SOLE 1,051,790 549,907 MACK CALI REALTY CORP Common Stock 554489104 291 8,000 SH SOLE 8,000 MANDALAY RESORT GROUP Common Stock 562567107 4,093 128,495 SH SOLE 38,700 89,795 MAXTOR CORP Common Stock 577729205 29,300 3,901,494 SH SOLE 2,583,730 1,317,764 MAXWELL TECHNOLOGIES INC Common Stock 577767106 2,088 362,440 SH SOLE 265,900 96,540 MCKESSON CORP Common Stock 58155Q103 4,775 133,600 SH SOLE 122,200 11,400 MERCK & CO INC Common Stock 589331107 1,526 25,210 SH SOLE 7,000 18,210 MILLIPORE CORP Common Stock 601073109 35,929 809,748 SH SOLE 471,800 337,948 MOORE WALLACE INC. Common Stock 615857109 957 65,167 SH SOLE 11,718 53,449 MYKROLIS CORP Common Stock 62852P103 5,639 555,531 SH SOLE 338,488 217,043 NCR CORPORATION Common Stock 62886E108 1,181 46,089 SH SOLE 12,500 33,589 NATIONAL-OILWELL INC. Common Stock 637071101 10,093 458,774 SH SOLE 303,300 155,474 NAVISTAR INTL Common Stock 63934E108 35,740 1,095,316 SH SOLE 600,831 494,485 NEWS CORP LTD - SPONS ADR Common Stock 652487802 355 14,186 SH SOLE 11,792 2,394 NORTH FORK Common Stock 659424105 2,517 73,896 SH SOLE 63,300 10,596 ON ASSIGNMENT INC Common Stock 682159108 5,283 1,307,696 SH SOLE 841,500 466,196 OPTIMAL ROBOTICS CORP - CL Common Stock 68388R208 2,943 403,673 SH SOLE 247,700 155,973 ORBITAL SCIENCES CORP Common Stock 685564106 23,939 3,279,264 SH SOLE 2,220,450 1,058,814 PAGE COLUMN TOTALS 417,465
FORM 13 F 06/30/03 REPORTING MANAGER : David J. Greene and Company, LLC Page 4
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLAS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------- ------------- --------- -------- ------- --- ---- ------- -------- --------- ------ --------- PACTIV CORPORATION Common Stock 695257105 581 29,498 SH SOLE 29,498 PAREXEL INTERNATIONAL Common Stock 699462107 13,233 948,589 SH SOLE 636,575 312,014 PATHMARK STORES INC Common Stock 70322A101 18,361 2,491,294 SH SOLE 1,621,810 869,484 PEPSI BOTTLING GROUP INC Common Stock 713409100 14,394 719,000 SH SOLE 388,600 330,400 PEPSIAMERICAS INC Common Stock 71343P200 13,862 1,103,698 SH SOLE 716,370 387,328 PERICOM SEMICONDUCTOR Common Stock 713831105 3,372 351,492 SH SOLE 232,900 118,592 PFIZER INC Common Stock 717081103 5,156 150,992 SH SOLE 22,200 128,792 PHARMACOPEIA INC. Common Stock 71713B104 18,071 2,190,394 SH SOLE 1,435,200 755,194 PLAYTEX PRODUCTS INC. Common Stock 72813P100 12,659 1,971,851 SH SOLE 1,303,100 668,751 POLO RALPH LAUREN CORP Common Stock 731572103 5,395 209,174 SH SOLE 165,200 43,974 PROCTER & GAMBLE CO Common Stock 742718109 464 5,200 SH SOLE 1,000 4,200 QUANTA SERVICES INC Common Stock 74762E102 13,137 1,850,319 SH SOLE 1,181,300 669,019 QUANTUM CORP - DLT & Common Stock 747906204 21,025 5,191,396 SH SOLE 3,277,750 1,913,646 RECKSON ASSOC REALTY Common Stock 75621K106 6,129 293,811 SH SOLE 220,900 72,911 RIBAPHARM INC Common Stock 762537108 6,723 1,042,330 SH SOLE 599,200 443,130 RITE AID CORP Common Stock 767754104 82 18,500 SH SOLE 18,500 ROUSE CO Common Stock 779273101 267 7,000 SH SOLE 7,000 ROYAL DUTCH PETE 1.25 Common Stock 780257804 434 9,312 SH SOLE 1,136 8,176 RYDER SYSTEM INC Common Stock 783549108 20,326 793,381 SH SOLE 521,800 271,581 SBC COMMUNICATIONS INC. Common Stock 78387G103 1,435 56,170 SH SOLE 4,374 51,796 ST. PAUL COMPANIES Common Stock 792860108 2,932 80,300 SH SOLE 80,300 SCHOLASTIC CORP Common Stock 807066105 13,285 446,100 SH SOLE 260,100 186,000 SOUTHTRUST CORP Common Stock 844730101 1,885 69,800 SH SOLE 3,000 66,800 SPRINT CORP (FON GROUP) Common Stock 852061100 4,437 308,152 SH SOLE 56,718 251,434 STANLEY WORKS Common Stock 854616109 2,612 94,654 SH SOLE 94,450 204 SUBURBAN PROPANE Common Stock 864482104 442 15,100 SH SOLE 15,100 SYBRON DENTAL SPECIALTIES, Common Stock 871142105 4,720 199,999 SH SOLE 128,718 71,281 TJX COS INC Common Stock 872540109 27,382 1,453,400 SH SOLE 788,800 664,600 TELEDYNE TECHNOLOGIES Common Stock 879360105 13,448 1,026,568 SH SOLE 664,600 361,968 TELEPHONE & DATA SYS INC. Common Stock 879433100 31,244 628,651 SH SOLE 317,750 310,901 TIBCO SOFTWARE INC Common Stock 88632Q103 14,117 2,757,241 SH SOLE 1,795,400 961,841 TRAVELERS PROP Common Stock 89420G109 12,571 790,606 SH SOLE 408,703 381,903 TRAVELERS PROP Common Stock 89420G406 560 35,523 SH SOLE 19,883 15,640 TYSON FOODS INC - CL A Common Stock 902494103 12,455 1,172,766 SH SOLE 744,300 428,466 UNDERGROUND SOLUTIONS Common Stock 904323102 6 15,000 SH SOLE 15,000 UNIFI INC Common Stock 904677101 4,371 704,997 SH SOLE 470,200 234,797 UNISYS CORP Common Stock 909214108 40,076 3,263,546 SH SOLE 2,144,700 1,118,846 UNITED INDUSTRIAL CORP Common Stock 910671106 4,181 256,530 SH SOLE 166,900 89,630 UNOCAL CORP Common Stock 915289102 3,985 138,900 SH SOLE 132,100 6,800 UNOVA INC Common Stock 91529B106 21,810 1,964,832 SH SOLE 1,264,300 700,532 VERDE EXPLORATION LTD Common Stock 923375109 0 21,859 SH SOLE 21,859 PAGE COLUMN TOTALS 391,627
FORM 13 F 06/30/03 REPORTING MANAGER : David J. Greene and Company, LLC Page 5
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLAS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------- ------------- --------- -------- ------- --- ---- ------- -------- -------- -------- -------- VERIZON COMMUNICATIONS Common Stock 92343V104 5,285 133,969 SH SOLE 22,218 111,751 WABTEC CORP Common Stock 929740108 19,991 1,437,183 SH SOLE 865,400 571,783 WASHINGTON MUTUAL INC Common Stock 939322103 18,839 456,143 SH SOLE 208,203 247,940 WAVECOM SA - ADR Common Stock 943531103 7,442 617,598 SH SOLE 397,400 220,198 WENDY'S INTERNATIONAL INC Common Stock 950590109 6,295 217,300 SH SOLE 150,700 66,600 YUM BRANDS INC Common Stock 988498101 23,198 784,780 SH SOLE 451,500 333,280 HISCOX PLC Common Stock G45105106 23 12,000 SH SOLE 12,000 INGERSOLL RAND CO CL A Common Stock G4776G101 388 8,200 SH SOLE 8,200 LORAL SPACE & Common Stock G56462198 590 193,318 SH SOLE 123,770 69,548 RENAISSANCE RE HLDGS LTD Common Stock G7496G103 2,859 62,800 SH SOLE 62,800 CNH GLOBAL N.V. Common Stock N20935206 11,389 1,193,853 SH SOLE 768,920 424,933 PAGE COLUMN TOTALS 96,299 AGGREGATE COLUMN TOTALS 1,646,775