13F-HR 1 d53629_13f-hr.txt FORM 13F FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Quarter Ended: December 31, 2002 Check Here if Amendment |_|; Amendment ____________ Institutional Investment Manager Filing this Report: Name: David J. Greene and Company LLC Address: 599 Lexington Avenue New York, NY 10022 Form 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place and Date of Signing: /s/ E. Stephen Walsh ------------------------------------ [Signature] New York, NY [City, State] February 06, 2003 [Date] Report Type: |X| 13F HOLDINGS REPORT |_| 13F NOTICE |_| 13F COMBINATION REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 168 Form 13F Information Table Value Total: $1,600 List of Other Included Managers: None FORM 13 F 12/31/02 REPORTING MANAGER : David J. Greene and Company, LLC Page 1
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- --------- --- ---- ------- -------- -------- -------- -------- AOL TIME WARNER Common Stock 00184A105 289 22,040 SH SOLE 10,800 11,240 A T & T CORP Common Stock 001957505 3,657 140,051 SH SOLE 32,799 107,252 A T & T WIRELESS SERVICES Common Stock 00209A106 25,041 4,431,992 SH SOLE 2,039,970 2,392,022 ABERCROMBIE & FITCH CO Common Stock 002896207 25,271 1,235,133 SH SOLE 753,400 481,733 ADVANCE PCS Common Stock 00790K109 34,160 1,538,056 SH SOLE 725,200 812,856 ALBERTSONS INC Common Stock 013104104 34,498 1,549,755 SH SOLE 739,014 810,741 ALLEN TELECOM INC Common Stock 018091108 17,705 1,869,604 SH SOLE 1,441,500 428,104 ALPHARMA INC. CL A Common Stock 020813101 10,327 867,113 SH SOLE 674,100 193,013 AMERICAN EAGLE OUTFITTERS Common Stock 02553E106 5,968 433,113 SH SOLE 324,300 108,813 AMERICAN EXPRESS CO Common Stock 025816109 1,936 54,769 SH SOLE 1,100 53,669 AMERICAN INTERNATIONAL Common Stock 026874107 1,914 33,077 SH SOLE 16,298 16,779 CELERA GENOMICS Common Stock 038020202 7,991 836,795 SH SOLE 635,000 201,795 ARRIS GROUP INC Common Stock 04269Q100 6,873 1,925,170 SH SOLE 1,487,300 437,870 ASCENTIAL SOFTWARE CORP Common Stock 04362P108 5,386 2,244,282 SH SOLE 1,742,800 501,482 ASSOCIATED BANC-CORP Common Stock 045487105 338 9,950 SH SOLE 9,950 AVAYA INC Common Stock 053499109 8,496 3,467,596 SH SOLE 2,657,243 810,353 BJ SERVICES CO Common Stock 055482103 4,653 144,012 SH SOLE 111,200 32,812 BJ'S WHOLESALE CLUB INC. Common Stock 05548J106 15,963 872,315 SH SOLE 386,300 486,015 BP PLC - SPON ADR Common Stock 055622104 574 14,125 SH SOLE 14,125 BANKNORTH GROUP INC Common Stock 06646R107 19,386 857,800 SH SOLE 430,200 427,600 BARON SMALL CAP FUND Common Stock 068278308 207 15,447 SH SOLE 15,447 BAUSCH & LOMB INC Common Stock 071707103 15,174 421,492 SH SOLE 324,600 96,892 BECKMAN COULTER INC Common Stock 075811109 16,392 555,282 SH SOLE 259,800 295,482 BEMIS COMPANY Common Stock 081437105 263 5,300 SH SOLE 5,300 BERKLEY W R CORP Common Stock 084423102 2,426 61,250 SH SOLE 61,250 BORGWARNER INC Common Stock 099724106 358 7,100 SH SOLE 7,100 BRISTOL MYERS SQUIBB CO Common Stock 110122108 540 23,325 SH SOLE 23,325 BURLINGTON RESOURCES INC Common Stock 122014103 5,449 127,755 SH SOLE 118,500 9,255 CIT GROUP INC Common Stock 125581108 11,341 578,600 SH SOLE 354,300 224,300 CNA SURETY CORPORATION Common Stock 12612L108 203 25,800 SH SOLE 15,800 10,000 CSG SYSTEMS INTL INC Common Stock 126349109 6,287 460,615 SH SOLE 370,700 89,915 CVS CORP Common Stock 126650100 29,805 1,193,621 SH SOLE 580,200 613,421 CABLEVISION SYS CORP CL A Common Stock 12686C109 20,475 1,223,100 SH SOLE 569,600 653,500 CALGON CARBON CORP Common Stock 129603106 13,276 2,687,482 SH SOLE 1,918,560 768,922 CAPITAL CROSSING BANK Common Stock 140071101 221 8,462 SH SOLE 8,462 CENDANT CORPORATION Common Stock 151313103 34,479 3,289,986 SH SOLE 1,508,795 1,781,191 CHARTER ONE FINANCIAL INC Common Stock 160903100 3,820 132,956 SH SOLE 49,324 83,632 CHEVRONTEXACO CORP Common Stock 166764100 1,717 25,821 SH SOLE 847 24,974 CITIGROUP INC. Common Stock 172967101 12,726 361,637 SH SOLE 65,891 295,746 CITY INVESTING CO Common Stock 177900107 24 12,500 SH SOLE 8,300 4,200 CLAIMSNET.COM INC Common Stock 179570106 4 15,500 SH SOLE 15,500 PAGE COLUMN TOTALS 405,610
FORM 13 F 12/31/02 REPORTING MANAGER : David J. Greene and Company, LLC Page 2
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- ----------- --- ---- ------- -------- -------- -------- -------- COMCAST CORP CL A Common Stock 20030N101 5,337 226,428 SH SOLE 53,040 173,388 COMDISCO HLD CONTINGENT Common Stock 200334118 35 426,907 SH SOLE 165,500 261,407 COMMERCE BANCORP INC/NJ Common Stock 200519106 298 6,900 SH SOLE 6,900 COMPUTER ASSOCIATES INTL Common Stock 204912109 10,055 744,825 SH SOLE 383,000 361,825 CONOCOPHILLIPS Common Stock 20825C104 8,925 184,437 SH SOLE 37,937 146,500 CONSTELLATION ENERGY Common Stock 210371100 6,082 218,611 SH SOLE 144,200 74,411 COORSTEK INC. Common Stock 217020106 22,290 872,414 SH SOLE 606,675 265,739 CORAM HEALTHCARE CORP. Common Stock 218103109 14 23,326 SH SOLE 439 22,887 CYTEC INDUSTRIES INC. Common Stock 232820100 49,601 1,818,225 SH SOLE 1,112,000 706,225 DEAN FOODS CO Common Stock 242370104 338 9,100 SH SOLE 9,100 DIAL CORPORATION Common Stock 25247D101 558 27,400 SH SOLE 9,900 17,500 DIGEX INC Common Stock 253756100 2,471 5,746,823 SH SOLE 4,255,900 1,490,923 DIME BANCORP-LITIGATION Common Stock 25429Q110 932 7,705,859 SH SOLE 5,289,198 2,416,661 WALT DISNEY COMPANY Common Stock 254687106 10,207 625,800 SH SOLE 210,100 415,700 RR DONNELLY & SONS CO Common Stock 257867101 15,842 727,700 SH SOLE 307,600 420,100 E.PIPHANY INC. Common Stock 26881V100 6,120 1,467,643 SH SOLE 1,098,800 368,843 EQK REALTY INVESTORS 1 SBI Common Stock 268820107 0 41,400 SH SOLE 1,000 40,400 EARTHLINK INC Common Stock 270321102 11,339 2,080,489 SH SOLE 1,592,400 488,089 EFUNDS CORP Common Stock 28224R101 9,677 1,062,227 SH SOLE 775,700 286,527 CABLEVISON CONV Common Stock 29477R103 201 10,000 SH SOLE 10,000 EVERGREEN OFFITBK HIGH Common Stock 299923813 259 40,581 SH SOLE 40,581 EVERGREEN OFFITBK HIGH Common Stock 299923847 2,552 399,344 SH SOLE 115,956 283,388 EXXON MOBIL CORPORATION Common Stock 30231G102 2,718 77,802 SH SOLE 5,840 71,962 FAIRCHILD SEMICON INTL -CL Common Stock 303726103 14,805 1,382,359 SH SOLE 1,105,000 277,359 FINOVA GROUP INC Common Stock 317928109 2 12,102 SH SOLE 12,102 FIRST AMERICAN FINL CORP Common Stock 318522307 24,867 1,120,134 SH SOLE 856,700 263,434 FOOTSTAR, INC. Common Stock 344912100 17,551 2,521,624 SH SOLE 1,644,439 877,185 GATX CORP Common Stock 361448103 16,336 715,865 SH SOLE 511,300 204,565 GENENCOR INTERNATIONAL Common Stock 368709101 9,059 926,249 SH SOLE 706,900 219,349 GENERAL ELECTRIC CO Common Stock 369604103 1,342 55,123 SH SOLE 393 54,730 GILEAD SCIENCES INC Common Stock 375558103 641 18,864 SH SOLE 18,864 GRAPHIC PACKAGING INTL Common Stock 388690109 469 83,205 SH SOLE 40,075 43,130 GREENPOINT FINANCIAL CORP Common Stock 395384100 5,995 132,700 SH SOLE 99,700 33,000 HARRIS CORP Common Stock 413875105 28,595 1,087,264 SH SOLE 818,600 268,664 HEALTHSOUTH CORPORATION Common Stock 421924101 44,754 10,655,695 SH SOLE 6,739,500 3,916,195 HEALTH NET INC Common Stock 42222G108 48,838 1,849,926 SH SOLE 1,209,780 640,146 HERSHEY FOODS CORP Common Stock 427866108 203 3,016 SH SOLE 3,016 HOLLINGER INTL INC -CL A Common Stock 435569108 8,845 870,589 SH SOLE 680,300 190,289 HONEYWELL INTERNATIONAL Common Stock 438516106 3,996 166,509 SH SOLE 28,700 137,809 HOST MARRIOTT CORP (REIT) Common Stock 44107P104 119 13,400 SH SOLE 13,400 ICN PHARMACEUTICALS INC Common Stock 448924100 14,226 1,303,975 SH SOLE 841,650 462,325 PAGE COLUMN TOTALS 406,496
FORM 13 F 12/31/02 REPORTING MANAGER : David J. Greene and Company, LLC Page 3
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- ----------- --- ---- ------- -------- -------- -------- -------- HYPERION SOLUTIONS CORP Common Stock 44914M104 15,626 608,727 SH SOLE 473,300 135,427 IMC GLOBAL INC. Common Stock 449669100 27,045 2,534,676 SH SOLE 1,620,589 914,087 INDYMAC BANCORP INC Common Stock 456607100 1,050 56,800 SH SOLE 56,800 INTEL CORPORATION Common Stock 458140100 974 62,528 SH SOLE 3,600 58,928 INTL BUSINESS MACHINES Common Stock 459200101 1,192 15,386 SH SOLE 5,472 9,914 RUSSELL 2000 VALUES EXCH Common Stock 464287630 457 4,103 SH SOLE 4,103 IVAX CORP Common Stock 465823102 29,945 2,468,682 SH SOLE 1,113,300 1,355,382 JOHNSON & JOHNSON Common Stock 478160104 3,263 60,753 SH SOLE 60,753 KADANT INC Common Stock 48282T104 6,279 418,588 SH SOLE 333,800 84,788 KEYNOTE SYSTEMS INC Common Stock 493308100 6,882 891,389 SH SOLE 697,500 193,889 KIMBERLY CLARK CORP Common Stock 494368103 21,969 462,800 SH SOLE 180,130 282,670 LINCOLN NATIONAL CORP Common Stock 534187109 18,155 574,900 SH SOLE 332,000 242,900 LUCENT TECHNOLOGIES, INC. Common Stock 549463107 39 31,054 SH SOLE 516 30,538 MPS GROUP INC Common Stock 553409103 11,119 2,007,074 SH SOLE 1,529,190 477,884 MACK CALI REALTY CORP Common Stock 554489104 242 8,000 SH SOLE 8,000 MANDALAY RESORT GROUP Common Stock 562567107 2,696 88,082 SH SOLE 46,200 41,882 MAXTOR CORP Common Stock 577729205 20,439 4,039,377 SH SOLE 3,150,830 888,547 MAXWELL TECHNOLOGIES INC Common Stock 577767106 2,400 396,740 SH SOLE 285,900 110,840 MERCK & CO INC Common Stock 589331107 5,837 103,110 SH SOLE 20,100 83,010 MILLIPORE CORP Common Stock 601073109 32,426 953,692 SH SOLE 667,400 286,292 MUELLER IND. Common Stock 624756102 275 10,100 SH SOLE 1,000 9,100 MYKROLIS CORP Common Stock 62852P103 3,741 512,400 SH SOLE 354,791 157,609 NCR CORPORATION Common Stock 62886E108 20,452 861,497 SH SOLE 381,000 480,497 NATIONAL-OILWELL INC. Common Stock 637071101 6,648 304,411 SH SOLE 233,100 71,311 NAVISTAR INTL Common Stock 63934E108 30,633 1,260,100 SH SOLE 694,031 566,069 NEWS CORP LTD - SPONS ADR Common Stock 652487802 336 14,824 SH SOLE 11,792 3,032 NORTH FORK Common Stock 659424105 540 16,000 SH SOLE 3,000 13,000 ON ASSIGNMENT INC Common Stock 682159108 2,657 311,910 SH SOLE 230,700 81,210 OPTIMAL ROBOTICS CORP - CL Common Stock 68388R208 1,941 323,546 SH SOLE 241,000 82,546 ORBITAL SCIENCES CORP Common Stock 685564106 13,907 3,295,442 SH SOLE 2,576,150 719,292 PACKAGING CORP OF Common Stock 695156109 1,673 91,700 SH SOLE 91,700 PACTIV CORPORATION Common Stock 695257105 673 30,798 SH SOLE 30,798 PAREXEL INTERNATIONAL Common Stock 699462107 10,074 916,606 SH SOLE 724,800 191,806 PATHMARK STORES INC Common Stock 70322A101 9,898 1,952,314 SH SOLE 1,464,510 487,804 PEPSIAMERICAS INC Common Stock 71343P200 18,202 1,355,353 SH SOLE 1,031,370 323,983 PFIZER INC Common Stock 717081103 1,000 32,697 SH SOLE 32,697 PHARMACOPEIA INC. Common Stock 71713B104 14,869 1,666,949 SH SOLE 1,284,100 382,849 PITTSTON BRINK'S GROUP Common Stock 725701106 56,002 3,030,429 SH SOLE 1,723,096 1,307,333 PLAYTEX PRODUCTS INC. Common Stock 72813P100 17,715 1,793,060 SH SOLE 1,366,600 426,460 POLO RALPH LAUREN CORP Common Stock 731572103 1,874 86,100 SH SOLE 86,100 PROCTER & GAMBLE CO Common Stock 742718109 533 6,200 SH SOLE 1,000 5,200 PAGE COLUMN TOTALS 421,680
FORM 13 F 12/31/02 REPORTING MANAGER : David J. Greene and Company, LLC Page 4
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- ----------- --- ---- ------- -------- -------- -------- -------- QUANTA SERVICES INC Common Stock 74762E102 2,632 751,897 SH SOLE 571,300 180,597 QUANTUM CORP - DLT & Common Stock 747906204 14,936 5,594,148 SH SOLE 4,016,450 1,577,698 QUINTILES TRANSNATIONAL Common Stock 748767100 3,865 319,420 SH SOLE 248,400 71,020 R H DONNELLEY CORP Common Stock 74955W307 1,319 45,014 SH SOLE 45,000 14 RADIOSHACK CORP Common Stock 750438103 3,982 212,500 SH SOLE 156,000 56,500 RECKSON ASSOC REALTY Common Stock 75621K106 6,568 312,030 SH SOLE 250,600 61,430 RIBAPHARM INC Common Stock 762537108 2,479 378,500 SH SOLE 202,300 176,200 RITE AID CORP Common Stock 767754104 45 18,500 SH SOLE 18,500 ROUSE CO Common Stock 779273101 222 7,000 SH SOLE 7,000 ROYAL DUTCH PETE 1.25 Common Stock 780257804 410 9,312 SH SOLE 1,136 8,176 RYDER SYSTEM INC Common Stock 783549108 17,832 794,672 SH SOLE 611,200 183,472 SBC COMMUNICATIONS INC. Common Stock 78387G103 1,547 57,065 SH SOLE 4,374 52,691 ST. PAUL COMPANIES Common Stock 792860108 12,118 355,900 SH SOLE 238,200 117,700 SOUTHTRUST CORP Common Stock 844730101 4,867 195,850 SH SOLE 17,000 178,850 SPRINT CORP (FON GROUP) Common Stock 852061100 5,307 366,502 SH SOLE 74,018 292,484 STANDARD REGISTER CO. Common Stock 853887107 450 25,000 SH SOLE 25,000 STATEN IS BANCORP INC Common Stock 857550107 2,604 129,300 SH SOLE 129,300 SUBURBAN PROPANE Common Stock 864482104 420 14,800 SH SOLE 14,800 SYBRON DENTAL SPECIALTIES, Common Stock 871142105 5,584 376,056 SH SOLE 292,549 83,507 TJX COS INC Common Stock 872540109 32,675 1,673,900 SH SOLE 796,200 877,700 TELEDYNE TECHNOLOGIES Common Stock 879360105 16,943 1,080,568 SH SOLE 831,800 248,768 TELEPHONE & DATA SYS INC. Common Stock 879433100 36,519 776,662 SH SOLE 377,550 399,112 TIBCO SOFTWARE INC Common Stock 88632Q103 15,091 2,441,963 SH SOLE 1,879,400 562,563 TRAVELERS PROP Common Stock 89420G109 187 12,778 SH SOLE 2,397 10,381 TRAVELERS PROP Common Stock 89420G406 382 26,060 SH SOLE 4,637 21,423 TYSON FOODS INC - CL A Common Stock 902494103 11,721 1,044,665 SH SOLE 793,500 251,165 UNIFI INC Common Stock 904677101 3,051 581,050 SH SOLE 467,100 113,950 UNISYS CORP Common Stock 909214108 38,783 3,917,428 SH SOLE 2,559,500 1,357,928 U.S. INDUSTRIES, INC. Common Stock 912080108 8,001 3,042,315 SH SOLE 2,364,500 677,815 UNOCAL CORP Common Stock 915289102 6,024 197,000 SH SOLE 133,400 63,600 UNOVA INC Common Stock 91529B106 13,057 2,176,190 SH SOLE 1,655,400 520,790 VERDE EXPLORATION LTD Common Stock 923375109 0 21,859 SH SOLE 21,859 VERIZON COMMUNICATIONS Common Stock 92343V104 5,235 135,095 SH SOLE 23,344 111,751 VISX INC Common Stock 92844S105 11,221 1,171,285 SH SOLE 908,100 263,185 WABTEC CORP Common Stock 929740108 20,295 1,445,486 SH SOLE 1,039,100 406,386 WALLACE Common Stock 932270101 597 27,750 SH SOLE 3,850 23,900 WASHINGTON MUTUAL INC Common Stock 939322103 21,608 625,772 SH SOLE 244,981 380,791 WAVECOM SA - ADR Common Stock 943531103 2,705 191,200 SH SOLE 155,200 36,000 WYETH Common Stock 983024100 200 5,355 SH SOLE 900 4,455 YUM BRANDS INC Common Stock 988498101 25,621 1,057,830 SH SOLE 506,900 550,930 HISCOX PLC Common Stock G45105106 23 12,000 SH SOLE 12,000 PAGE COLUMN TOTALS 357,128
FORM 13 F 12/31/02 REPORTING MANAGER : David J. Greene and Company, LLC Page 5
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- ----------- --- ---- ------- -------- -------- -------- -------- INGERSOLL RAND CO CL A Common Stock G4776G101 353 8,200 SH SOLE 8,200 LORAL SPACE & Common Stock G56462107 1,772 4,120,657 SH SOLE 3,288,200 832,457 RENAISSANCE RE HLDGS LTD Common Stock G7496G103 2,150 54,300 SH SOLE 54,300 CNH GLOBAL N.V. Common Stock N20935107 4,583 1,206,144 SH SOLE 917,300 288,844 PAGE COLUMN TOTALS 8,858 AGGREGATE COLUMN TOTALS 1,599,772