13F-HR 1 d52352_13f.txt FORM 13F-HR FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Quarter Ended: September 30, 2002 Check Here if Amendment [ ]; Amendment Number_________ Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC Address: 599 Lexington Avenue New York, NY 10022 Form 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place and Date of Signing: /s/ E. Stephen Walsh [Signature] New York, NY [City, State] October 31, 2002 [Date] Report Type: |X| 13F HOLDINGS REPORT |_| 13F NOTICE |_| 13F COMBINATION REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 177 Form 13F Information Table Value Total $1,556 List of Other Included Managers: None FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- --------- ------ -------- AGCO CORP Common Stock 001084102 16,710 720,272 SH SOLE 506,760 213,512 AOL TIME WARNER Common Stock 00184A105 258 22,040 SH SOLE 10,800 11,240 A T & T CORP Common Stock 001957109 8,734 727,196 SH SOLE 161,254 565,942 A T & T WIRELESS SERVICES Common Stock 00209A106 24,381 5,917,657 SH SOLE 3,024,805 2,892,852 ABERCROMBIE & FITCH CO Common Stock 002896207 7,552 383,937 SH SOLE 285,400 98,537 ADVANCE PCS Common Stock 00790K109 39,018 1,731,804 SH SOLE 897,100 834,704 AFFILIATED COMPUTER Common Stock 008190100 221 5,200 SH SOLE 5,200 AIRGAS INC. Common Stock 009363102 209 15,900 SH SOLE 15,900 ALBERTSONS INC Common Stock 013104104 35,775 1,480,755 SH SOLE 753,414 727,341 ALLEN TELECOM INC Common Stock 018091108 10,732 2,009,785 SH SOLE 1,548,900 460,885 ALPHARMA INC. CL A Common Stock 020813101 7,160 745,783 SH SOLE 583,300 162,483 AMERICAN EAGLE OUTFITTERS Common Stock 02553E106 16,214 1,344,420 SH SOLE 858,600 485,820 AMERICAN EXPRESS CO Common Stock 025816109 1,907 61,169 SH SOLE 1,100 60,069 AMERICAN INTERNATIONAL Common Stock 026874107 1,859 33,977 SH SOLE 16,298 17,679 APCO ARGENTINA INC Common Stock 037489101 206 10,269 SH SOLE 10,269 CELERA GENOMICS Common Stock 038020202 4,397 553,065 SH SOLE 414,800 138,265 ARRIS GROUP INC Common Stock 04269Q100 5,832 1,576,220 SH SOLE 1,216,600 359,620 ASCENTIAL SOFTWARE CORP Common Stock 04362P108 2,550 1,372,270 SH SOLE 1,058,760 313,510 ASSOCIATED BANC-CORP Common Stock 045487105 316 9,950 SH SOLE 9,950 AVAYA INC Common Stock 053499109 2,178 1,523,105 SH SOLE 1,151,943 371,162 BJ SERVICES CO Common Stock 055482103 4,183 160,876 SH SOLE 126,800 34,076 BJ'S WHOLESALE CLUB INC. Common Stock 05548J106 16,419 863,715 SH SOLE 436,300 427,415 BP PLC - SPON ADR Common Stock 055622104 564 14,125 SH SOLE 14,125 BALL CORP. Common Stock 058498106 423 8,400 SH SOLE 8,400 BANKNORTH GROUP INC Common Stock 06646R107 5,942 250,200 SH SOLE 170,400 79,800 BARON SMALL CAP FUND Common Stock 068278308 206 15,030 SH SOLE 15,030 BAUSCH & LOMB INC Common Stock 071707103 14,485 436,695 SH SOLE 343,720 92,975 BEMIS COMPANY Common Stock 081437105 262 5,300 SH SOLE 5,300 BERKLEY W R CORP Common Stock 084423102 2,994 88,050 SH SOLE 88,050 BORGWARNER INC Common Stock 099724106 352 7,100 SH SOLE 7,100 BRISTOL MYERS SQUIBB CO Common Stock 110122108 580 24,351 SH SOLE 24,351 BROWN & BROWN INC Common Stock 115236101 330 11,000 SH SOLE 11,000 BROWN-FORMAN CORP CL B Common Stock 115637209 254 3,800 SH SOLE 3,800 BURLINGTON RESOURCES INC Common Stock 122014103 5,679 148,055 SH SOLE 138,400 9,655 CIT GROUP INC Common Stock 125581108 11,169 621,200 SH SOLE 408,100 213,100 CNA SURETY CORPORATION Common Stock 12612L108 466 35,300 SH SOLE 17,800 17,500 CSG SYSTEMS INTL INC Common Stock 126349109 1,662 152,500 SH SOLE 119,800 32,700 CVS CORP Common Stock 126650100 32,198 1,270,121 SH SOLE 658,000 612,121 CABLEVISION SYS CORP CL A Common Stock 12686C109 17,941 1,980,200 SH SOLE 1,086,000 894,200 CALGON CARBON CORP Common Stock 129603106 16,275 2,815,778 SH SOLE 2,025,710 790,068 CAREMARK RX INC Common Stock 141705103 282 16,600 SH SOLE 14,000 2,600 CENDANT CORPORATION Common Stock 151313103 35,464 3,295,941 SH SOLE 1,570,279 1,725,662 CHARTER ONE FINANCIAL INC Common Stock 160903100 4,044 136,073 SH SOLE 55,939 80,134 CHEVRONTEXACO CORP Common Stock 166764100 1,824 26,335 SH SOLE 847 25,488 CITIGROUP INC. Common Stock 172967101 11,017 371,563 SH SOLE 65,991 305,572 CITY INVESTING CO Common Stock 177900107 24 12,500 SH SOLE 8,300 4,200 CLAIMSNET.COM INC Common Stock 179570106 1 10,500 SH SOLE 10,500 COMDISCO INC Common Stock 200336105 21 426,907 SH SOLE 165,500 261,407 COMMERCE BANCORP INC/NJ Common Stock 200519106 286 6,900 SH SOLE 6,900 COMPUTER ASSOCIATES INTL Common Stock 204912109 7,655 797,425 SH SOLE 435,900 361,525 CONOCOPHILLIPS Common Stock 20825C104 8,099 175,154 SH SOLE 30,530 144,624 CONSTELLATION ENERGY Common Stock 210371100 5,668 228,644 SH SOLE 153,600 75,044 COORS (ADOLPH) - CL B Common Stock 217016104 292 5,183 SH SOLE 4,900 283 COORSTEK INC. Common Stock 217020106 13,667 911,103 SH SOLE 638,592 272,511 CORAM HEALTHCARE CORP. Common Stock 218103109 12 24,131 SH SOLE 439 23,692 CYTEC INDUSTRIES INC. Common Stock 232820100 42,095 1,917,782 SH SOLE 1,199,770 718,012 DATASCOPE CORP Common Stock 238113104 2,733 101,000 SH SOLE 83,900 17,100 DEAN FOODS CO Common Stock 242370104 362 9,100 SH SOLE 9,100 DIAL CORPORATION Common Stock 25247D101 601 28,000 SH SOLE 9,900 18,100 DIGEX INC Common Stock 253756100 992 5,832,352 SH SOLE 4,353,100 1,479,252 DIME BANCORP-LITIGATION Common Stock 25429Q110 698 7,758,698 SH SOLE 5,337,848 2,420,850 WALT DISNEY COMPANY Common Stock 254687106 9,953 657,400 SH SOLE 242,200 415,200 E.PIPHANY INC. Common Stock 26881V100 5,565 1,545,709 SH SOLE 1,174,100 371,609 EQK REALTY INVESTORS 1 SBI Common Stock 268820107 0 41,400 SH SOLE 1,000 40,400 EARTHLINK INC Common Stock 270321102 11,745 2,199,389 SH SOLE 1,700,000 499,389 EFUNDS CORP Common Stock 28224R101 10,941 1,166,244 SH SOLE 887,200 279,044 CABLEVISON CONV Common Stock 29477R103 135 10,000 SH SOLE 10,000 EXXON MOBIL CORPORATION Common Stock 30231G102 2,541 79,660 SH SOLE 7,398 72,262 FAIRCHILD SEMICON INTL -CL Common Stock 303726103 10,833 1,143,954 SH SOLE 919,100 224,854 FINOVA GROUP INC Common Stock 317928109 1 12,102 SH SOLE 12,102 FIRST AMERICAN FINL CORP Common Stock 318522307 27,825 1,361,974 SH SOLE 1,056,800 305,174 FOOTSTAR, INC. Common Stock 344912100 15,708 2,013,834 SH SOLE 1,255,729 758,105 GATX CORP Common Stock 361448103 14,303 722,359 SH SOLE 524,950 197,409 GENENCOR INTERNATIONAL Common Stock 368709101 9,176 964,925 SH SOLE 745,300 219,625 GENERAL ELECTRIC CO Common Stock 369604103 1,387 56,273 SH SOLE 393 55,880 GENUITY INC CL A Common Stock 37248E202 7 25,120 SH SOLE 19,650 5,470 GILEAD SCIENCES INC Common Stock 375558103 633 18,864 SH SOLE 18,864 GRAPHIC PACKAGING INTL Common Stock 388690109 744 93,205 SH SOLE 47,575 45,630 GREENPOINT FINANCIAL CORP Common Stock 395384100 2,287 54,800 SH SOLE 54,800 HARRIS CORP Common Stock 413875105 24,996 746,382 SH SOLE 586,700 159,682 HEALTHSOUTH CORPORATION Common Stock 421924101 40,001 9,638,819 SH SOLE 6,251,300 3,387,519 HEALTH NET INC Common Stock 42222G108 47,521 2,215,419 SH SOLE 1,447,180 768,239 HOLLINGER INTL INC -CL A Common Stock 435569108 8,278 910,724 SH SOLE 725,300 185,424 HONEYWELL INTERNATIONAL Common Stock 438516106 4,048 186,909 SH SOLE 32,200 154,709 HOST MARRIOTT CORP (REIT) Common Stock 44107P104 130 14,000 SH SOLE 14,000 ICN PHARMACEUTICALS INC Common Stock 448924100 13,445 1,484,025 SH SOLE 916,700 567,325 HYPERION SOLUTIONS CORP Common Stock 44914M104 13,053 711,348 SH SOLE 562,400 148,948 IMC GLOBAL INC. Common Stock 449669100 33,302 2,763,679 SH SOLE 1,849,089 914,590 INDYMAC BANCORP INC Common Stock 456607100 1,270 65,900 SH SOLE 65,900 INTEL CORPORATION Common Stock 458140100 924 66,528 SH SOLE 3,600 62,928 INTL BUSINESS MACHINES Common Stock 459200101 950 16,286 SH SOLE 5,472 10,814 IVAX CORP Common Stock 465823102 40,696 3,316,682 SH SOLE 1,648,400 1,668,282 JOHNSON & JOHNSON Common Stock 478160104 3,381 62,513 SH SOLE 62,513 KADANT INC Common Stock 48282T104 5,969 442,166 SH SOLE 358,600 83,566 KEYNOTE SYSTEMS INC Common Stock 493308100 6,152 939,257 SH SOLE 746,300 192,957 KIMBERLY CLARK CORP Common Stock 494368103 28,779 508,100 SH SOLE 215,730 292,370 LINCOLN NATIONAL CORP Common Stock 534187109 18,318 599,600 SH SOLE 364,200 235,400 LUCENT TECHNOLOGIES, INC. Common Stock 549463107 24 31,054 SH SOLE 516 30,538 LYDALL INC Common Stock 550819106 1,208 102,387 SH SOLE 85,800 16,587 MPS GROUP INC Common Stock 553409103 12,320 2,124,070 SH SOLE 1,636,000 488,070 MACK CALI REALTY CORP Common Stock 554489104 257 8,000 SH SOLE 8,000 MANDALAY RESORT GROUP Common Stock 562567107 3,231 96,317 SH SOLE 53,700 42,617 MAXTOR CORP Common Stock 577729205 11,083 4,246,272 SH SOLE 3,374,591 871,681 MAXWELL TECHNOLOGIES INC Common Stock 577767106 2,128 405,260 SH SOLE 295,010 110,250 MERCK & CO INC Common Stock 589331107 7,254 158,690 SH SOLE 23,800 134,890 MEREDITH CORP Common Stock 589433101 7,117 165,311 SH SOLE 113,400 51,911 MILLENNIUM Common Stock 599902103 186 20,000 SH SOLE 20,000 MILLIPORE CORP Common Stock 601073109 30,576 961,823 SH SOLE 684,730 277,093 MUELLER IND. Common Stock 624756102 287 11,100 SH SOLE 1,000 10,100 MYKROLIS CORP Common Stock 62852P103 3,375 548,745 SH SOLE 381,921 166,824 NCR CORPORATION Common Stock 62886E108 24,463 1,235,497 SH SOLE 636,800 598,697 NATIONAL-OILWELL INC. Common Stock 637071101 6,242 322,067 SH SOLE 250,630 71,437 NAVISTAR INTL Common Stock 63934E108 32,264 1,488,205 SH SOLE 859,031 629,174 NEWS CORP LTD - SPONS ADR Common Stock 652487802 424 25,537 SH SOLE 22,505 3,032 NORTH FORK Common Stock 659424105 605 16,000 SH SOLE 3,000 13,000 OFFITBANK-HIGH YIELD 8-MutualFd-B 676237100 271 40,581 SH SOLE 40,581 OFFITBANK HIGH YIELD FUND 8-MutualFd-B 676237845 2,726 408,108 SH SOLE 115,640 292,468 ON ASSIGNMENT INC Common Stock 682159108 1,249 151,083 SH SOLE 95,700 55,383 OPTIMAL ROBOTICS CORP - CL Common Stock 68388R208 2,601 340,389 SH SOLE 257,500 82,889 ORBITAL SCIENCES CORP Common Stock 685564106 11,322 3,330,075 SH SOLE 2,640,450 689,625 PACKAGING CORP OF Common Stock 695156109 1,846 105,400 SH SOLE 105,400 PACTIV CORPORATION Common Stock 695257105 507 30,798 SH SOLE 30,798 PAREXEL INTERNATIONAL Common Stock 699462107 8,207 965,559 SH SOLE 773,490 192,069 PATHMARK STORES INC Common Stock 70322A101 11,338 1,239,150 SH SOLE 967,110 272,040 PEPSIAMERICAS INC Common Stock 71343P200 48,523 3,417,085 SH SOLE 2,107,670 1,309,415 PERKIN ELMER INC Common Stock 714046109 3,576 656,200 SH SOLE 471,900 184,300 PFIZER INC Common Stock 717081103 982 33,847 SH SOLE 33,847 PHARMACOPEIA INC. Common Stock 71713B104 15,093 1,703,488 SH SOLE 1,344,300 359,188 PITTSTON BRINK'S GROUP Common Stock 725701106 67,390 3,008,482 SH SOLE 1,759,276 1,249,206 PLAYTEX PRODUCTS INC. Common Stock 72813P100 16,141 1,896,651 SH SOLE 1,466,350 430,301 POLO RALPH LAUREN CORP Common Stock 731572103 2,070 99,600 SH SOLE 99,600 PROCTER & GAMBLE CO Common Stock 742718109 554 6,200 SH SOLE 1,000 5,200 QUANTA SERVICES INC Common Stock 74762E102 972 467,244 SH SOLE 329,800 137,444 QUANTUM CORP - DLT & Common Stock 747906204 14,084 6,372,874 SH SOLE 4,466,400 1,906,474 QUINTILES TRANSNATIONAL Common Stock 748767100 4,764 500,952 SH SOLE 381,200 119,752 R H DONNELLEY CORP Common Stock 74955W307 2,546 97,914 SH SOLE 97,900 14 RADIOSHACK CORP Common Stock 750438103 4,054 202,100 SH SOLE 144,800 57,300 RECKSON ASSOC REALTY Common Stock 75621K106 8,545 375,282 SH SOLE 318,000 57,282 RIBAPHARM INC Common Stock 762537108 893 198,500 SH SOLE 161,600 36,900 RITE AID CORP Common Stock 767754104 39 18,500 SH SOLE 18,500 ROUSE CO Common Stock 779273101 224 7,000 SH SOLE 7,000 ROYAL DUTCH PETE 1.25 Common Stock 780257804 394 9,812 SH SOLE 1,136 8,676 RYDER SYSTEM INC Common Stock 783549108 20,957 840,629 SH SOLE 653,440 187,189 SBC COMMUNICATIONS INC. Common Stock 78387G103 1,155 57,459 SH SOLE 3,701 53,758 ST. PAUL COMPANIES Common Stock 792860108 10,830 377,100 SH SOLE 258,900 118,200 SIX FLAGS INC Common Stock 83001P109 797 226,320 SH SOLE 217,200 9,120 SOUTHTRUST CORP Common Stock 844730101 5,399 222,650 SH SOLE 21,000 201,650 SPRINT CORP (FON GROUP) Common Stock 852061100 3,525 386,506 SH SOLE 82,018 304,488 STANDARD REGISTER CO. Common Stock 853887107 600 25,000 SH SOLE 25,000 STATEN IS BANCORP INC Common Stock 857550107 3,181 182,800 SH SOLE 182,800 SUBURBAN PROPANE Common Stock 864482104 396 14,800 SH SOLE 14,800 SYBRON DENTAL SPECIALTIES, Common Stock 871142105 3,789 270,854 SH SOLE 209,149 61,705 TJX COS INC Common Stock 872540109 30,605 1,800,300 SH SOLE 902,000 898,300 TELEDYNE TECHNOLOGIES Common Stock 879360105 23,673 1,303,569 SH SOLE 1,018,660 284,909 TELEPHONE & DATA SYS INC. Common Stock 879433100 42,621 844,825 SH SOLE 440,850 403,975 TIBCO SOFTWARE INC Common Stock 88632Q103 9,216 2,457,716 SH SOLE 1,894,300 563,416 TRAVELERS PROP Common Stock 89420G109 199 15,097 SH SOLE 2,529 12,568 TRAVELERS PROP Common Stock 89420G406 417 30,838 SH SOLE 4,911 25,927 TYSON FOODS INC - CL A Common Stock 902494103 12,868 1,106,417 SH SOLE 847,800 258,617 UNIFI INC Common Stock 904677101 3,841 612,619 SH SOLE 501,300 111,319 UNISYS CORP Common Stock 909214108 29,114 4,159,095 SH SOLE 2,781,470 1,377,625 U.S. INDUSTRIES, INC. Common Stock 912080108 5,810 2,472,398 SH SOLE 1,951,760 520,638 UNITED STATES STEEL CORP Common Stock 912909108 1,519 130,800 SH SOLE 130,800 UNOCAL CORP Common Stock 915289102 6,856 218,400 SH SOLE 153,600 64,800 UNOVA INC Common Stock 91529B106 11,202 2,276,763 SH SOLE 1,754,430 522,333 VERDE EXPLORATION LTD Common Stock 923375109 123 21,859 SH SOLE 21,859 VERIZON COMMUNICATIONS Common Stock 92343V104 3,902 142,211 SH SOLE 25,580 116,631 VISX INC Common Stock 92844S105 11,414 1,236,621 SH SOLE 973,100 263,521 WABTEC CORP Common Stock 929740108 21,492 1,526,417 SH SOLE 1,112,250 414,167 WALLACE Common Stock 932270101 507 28,750 SH SOLE 3,850 24,900 WASHINGTON MUTUAL INC Common Stock 939322103 21,080 669,857 SH SOLE 286,327 383,530 YUM BRANDS INC Common Stock 988498101 17,067 615,930 SH SOLE 318,500 297,430 HISCOX PLC Common Stock G45105106 21 12,000 SH SOLE 12,000 INGERSOLL RAND CO CL A Common Stock G4776G101 282 8,200 SH SOLE 8,200 LORAL SPACE & Common Stock G56462107 1,425 5,277,593 SH SOLE 4,118,900 1,158,693 RENAISSANCE RE HLDGS LTD Common Stock G7496G103 2,895 76,600 SH SOLE 76,600 CNH GLOBAL N.V. Common Stock N20935107 4,268 1,262,808 SH SOLE 972,100 290,708 AGGREGATE COLUMN TOTALS 1,556,429