13F-HR 1 d51544_13f-hr.txt SCHEDULE 13 F FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Quarter Ended: June 30, 2002 Check Here if Amendment |_|; Amendment Number__________ Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC Address: 599 Lexington Avenue New York, NY 10022 Form 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place and Date of Signing: /s/ E. Stephen Walsh ---------------------------------- [Signature] New York, NY [City, State] August 13, 2002 [Date] Report Type: |X| 13F HOLDINGS REPORT |_| 13F NOTICE |_| 13F COMBINATION REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total $2,058 List of Other Included Managers: None FORM 13 F
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 FAIR INVESTMENT DISCRETION VOTING AUTHORITY TITLE MARKET SHARES OR SHARED NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C) AGCO CORP Common Stock 001084102 16,728,836 857,889 X DJG 609,260 248,629 A T & T CORP Common Stock 001957109 8,143,824 761,105 X DJG 183,054 578,051 A T & T WIRELESS SERVICES Common Stock 00209A106 32,165,038 5,498,297 X DJG 2,869,870 2,628,427 ABERCROMBIE & FITCH CO Common Stock 002896207 4,831,477 200,310 X DJG 161,800 38,510 ADVANCE PCS Common Stock 00790K109 11,637,761 486,122 X DJG 297,800 188,322 ALBERTSONS INC Common Stock 013104104 40,894,225 1,342,555 X DJG 736,514 606,041 ALLEN TELECOM INC Common Stock 018091108 8,601,647 2,000,383 X DJG 1,526,800 473,583 ALPHARMA INC. CL A Common Stock 020813101 12,032,843 708,648 X DJG 567,000 141,648 AMERICAN EAGLE OUTFITTERS Common Stock 02553E106 25,846,123 1,222,617 X DJG 781,500 441,117 AMERICAN EXPRESS CO Common Stock 025816109 2,290,666 63,069 X DJG 1,100 61,969 AMERICAN INTERNATIONAL Common Stock 026874107 2,420,596 35,477 X DJG 17,798 17,679 APCO ARGENTINA INC Common Stock 037489101 205,380 10,269 X DJG 10,269 CELERA GENOMICS Common Stock 038020202 6,288,408 524,034 X DJG 403,200 120,834 ARRIS GROUP INC Common Stock 04269Q100 6,784,857 1,514,477 X DJG 1,177,694 336,783 ASCENTIAL SOFTWARE CORP Common Stock 04362P108 2,559,270 917,301 X DJG 702,700 214,601 AVAYA INC Common Stock 053499109 4,738,343 957,241 X DJG 743,643 213,598 BJ SERVICES CO Common Stock 055482103 5,619,438 165,863 X DJG 117,500 48,363 BP AMOCO PLC ADS Common Stock 05562210Z 693,884 13,743 X DJG 602 13,141 BARON SMALL CAP FUND Common Stock 068278308 245,590 15,030 X DJG 15,030 BAUSCH & LOMB INC Common Stock 071707103 14,556,549 430,031 X DJG 335,320 94,711 BELLSOUTH CORP W/RTS Common Stock 079860102 207,837 6,598 X DJG 844 5,754 BERKLEY W R CORP Common Stock 084423102 2,854,500 51,900 X DJG 51,900 BRISTOL MYERS SQUIBB CO Common Stock 110122108 633,531 24,651 X DJG 24,651 BURLINGTON RESOURCES INC Common Stock 122014103 8,183,490 215,355 X DJG 148,700 66,655 CIGNA CORP Common Stock 125509109 228,937 2,350 X DJG 2,150 200 CNA SURETY CORPORATION Common Stock 12612L108 513,615 35,300 X DJG 17,800 17,500 CVS CORP Common Stock 126650100 39,608,487 1,294,395 X DJG 683,200 611,195 CABLEVISION SYS CORP CL A Common Stock 12686C109 17,593,708 1,859,800 X DJG 1,075,300 784,500 CALGON CARBON CORP Common Stock 129603106 25,868,716 3,079,609 X DJG 2,201,690 877,919 CENDANT CORPORATION Common Stock 151313103 53,022,573 3,338,953 X DJG 1,617,505 1,721,448 CHARTER ONE FINANCIAL INC Common Stock 160903100 17,090,917 497,118 X DJG 320,421 176,697 CHEVRONTEXACO CORP Common Stock 166764100 2,391,271 27,020 X DJG 847 26,173 CITIGROUP INC. Common Stock 172967101 14,702,990 379,432 X DJG 71,391 308,041 CITY INVESTING CO Common Stock 177900107 23,750 12,500 X DJG 8,300 4,200 COCA-COLA ENTERPRISES INC Common Stock 191219104 253,920 11,500 X DJG 2,100 9,400 COMDISCO INC Common Stock 200336105 12,888 495,690 X DJG 165,500 330,190 COMPUTER ASSOCIATES INTL Common Stock 204912109 13,001,595 818,225 X DJG 449,800 368,425 CONOCO INC Common Stock 208251504 7,989,720 287,400 X DJG 74,200 213,200 CONSTELLATION ENERGY Common Stock 210371100 39,898,410 1,359,864 X DJG 761,600 598,264 COORSTEK INC. Common Stock 217020106 28,501,957 922,095 X DJG 637,392 284,703 CORAM HEALTHCARE CORP. Common Stock 218103109 15,082 24,131 X DJG 439 23,692 PAGE COLUMN TOTALS 479,882,649
FORM 13 F
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 FAIR INVESTMENT DISCRETION VOTING AUTHORITY TITLE MARKET SHARES OR SHARED NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C) CYTEC INDUSTRIES INC. Common Stock 232820100 63,037,829 2,005,020 X DJG 1,226,170 778,850 DATASCOPE CORP Common Stock 238113104 2,933,433 106,130 X DJG 85,900 20,230 DIAL CORPORATION Common Stock 25247D101 822,822 41,100 X DJG 13,400 27,700 DIGEX INC Common Stock 253756100 1,290,568 5,866,218 X DJG 4,507,700 1,358,518 DIME BANCORP-LITIGATION Common Stock 25429Q110 788,480 7,884,798 X DJG 5,457,681 2,427,117 WALT DISNEY COMPANY Common Stock 254687106 13,186,530 697,700 X DJG 275,400 422,300 DOVER CORP Common Stock 260003108 207,200 5,920 X DJG 5,920 E.PIPHANY INC. Common Stock 26881V100 5,875,765 1,338,443 X DJG 1,058,200 280,243 EQK REALTY INVESTORS 1 SBI Common Stock 268820107 414 41,400 X DJG 1,000 40,400 EARTHLINK INC Common Stock 270321102 12,462,040 1,879,644 X DJG 1,500,500 379,144 EFUNDS CORP Common Stock 28224R101 11,201,451 1,180,467 X DJG 894,000 286,467 EQUITY SECURITIES TRUST I Preferred Stock 29477R103 147,000 10,000 X DJG 10,000 EXXON MOBIL CORPORATION Common Stock 30231G102 3,259,687 79,660 X DJG 7,398 72,262 FAIRCHILD SEMICON INTL -CL Common Stock 303726103 3,072,468 126,439 X DJG 96,900 29,539 FINOVA GROUP INC Common Stock 317928109 8,970 85,428 X DJG 30,000 55,428 FIRST AMERICAN FINL CORP Common Stock 318522307 32,539,411 1,414,757 X DJG 1,106,000 308,757 FOOTSTAR, INC. Common Stock 344912100 49,862,812 2,037,712 X DJG 1,259,358 778,354 GATX CORP Common Stock 361448103 23,697,790 787,302 X DJG 534,100 253,202 GENENCOR INTERNATIONAL Common Stock 368709101 9,462,055 966,502 X DJG 735,800 230,702 GENERAL ELECTRIC CO Common Stock 369604103 1,666,686 57,373 X DJG 393 56,980 GENUITY INC CL A Common Stock 37248E202 5,714,443 1,503,801 X DJG 952,118 551,683 GEORGIA PACIFIC Common Stock 373298108 2,585,816 105,200 X DJG 105,200 GILEAD SCIENCES INC Common Stock 375558103 620,248 18,864 X DJG 18,864 GLAXOSMITHKLINE PLC- ADR Common Stock 37733W105 215,959 5,006 X DJG 5,006 GRAPHIC PACKAGING INTL Common Stock 388690109 3,972,311 429,439 X DJG 287,185 142,254 GREENPOINT FINANCIAL CORP Common Stock 395384100 3,437,000 70,000 X DJG 70,000 HARRIS CORP Common Stock 413875105 42,671,295 1,177,464 X DJG 893,700 283,764 HEALTHSOUTH CORPORATION Common Stock 421924101 95,058,068 7,432,218 X DJG 4,614,500 2,817,718 HEALTH NET INC Common Stock 42222G108 60,764,929 2,269,889 X DJG 1,479,280 790,609 HOLLINGER INTL INC -CL A Common Stock 435569108 10,867,548 905,629 X DJG 713,000 192,629 HONEYWELL INTERNATIONAL Common Stock 438516106 6,950,280 197,283 X DJG 38,600 158,683 HOST MARRIOTT CORP (REIT) Common Stock 44107P104 158,200 14,000 X DJG 14,000 HOUSEHOLD INTL, INC. Common Stock 441815107 315,048 6,339 X DJG 6,339 ICN PHARMACEUTICALS INC Common Stock 448924100 32,940,731 1,360,625 X DJG 795,700 564,925 HYPERION SOLUTIONS CORP Common Stock 44914M104 13,662,765 749,166 X DJG 570,254 178,912 IMC GLOBAL INC. Common Stock 449669100 36,045,875 2,883,670 X DJG 1,913,844 969,826 INDEPENDENCE COMMUNITY Common Stock 453414104 304,739 10,607 X DJG 10,607 INDYMAC BANCORP INC Common Stock 456607100 1,494,612 65,900 X DJG 65,900 INKTOMI CORP Common Stock 457277101 912,537 1,036,974 X DJG 823,200 213,774 INTEL CORPORATION Common Stock 458140100 1,230,083 67,328 X DJG 3,600 63,728 INTL BUSINESS MACHINES Common Stock 459200101 1,171,872 16,276 X DJG 5,472 10,804 PAGE COLUMN TOTALS 556,617,770
FORM 13 F
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 FAIR INVESTMENT DISCRETION VOTING AUTHORITY TITLE MARKET SHARES OR SHARED NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C) IVAX CORP Common Stock 465823102 37,415,585 3,464,406 X DJG 1,749,400 1,715,006 JOHNSON & JOHNSON Common Stock 478160104 3,292,014 62,993 X DJG 62,993 KADANT INC Common Stock 48282T104 7,559,574 458,156 X DJG 367,600 90,556 KEYNOTE SYSTEMS INC Common Stock 493308100 6,767,369 924,504 X DJG 730,400 194,104 KIMBERLY CLARK CORP Common Stock 494368103 33,197,900 535,450 X DJG 234,630 300,820 LINCOLN NATIONAL CORP Common Stock 534187109 19,710,600 469,300 X DJG 282,400 186,900 LONGS DRUG STORES CORP Common Stock 543162101 543,225 19,202 X DJG 2,900 16,302 LUCENT TECHNOLOGIES, INC. Common Stock 549463107 51,985 31,316 X DJG 516 30,800 LYDALL INC Common Stock 550819106 3,548,965 232,719 X DJG 189,300 43,419 MPS GROUP INC Common Stock 553409103 18,535,831 2,180,686 X DJG 1,650,288 530,398 MACK CALI REALTY CORP Common Stock 554489104 281,200 8,000 X DJG 8,000 MANDALAY RESORT GROUP Common Stock 562567107 2,530,678 91,791 X DJG 51,900 39,891 MAXTOR CORP Common Stock 577729205 18,976,389 4,198,316 X DJG 3,306,207 892,109 MAXWELL TECHNOLOGIES INC Common Stock 577767106 3,573,979 409,860 X DJG 292,110 117,750 McMORAN EXPLORATION CO. Common Stock 582411104 44,883 10,438 X DJG 1,890 8,548 MERCK & CO INC Common Stock 589331107 414,742 8,190 X DJG 8,190 MEREDITH CORP Common Stock 589433101 6,844,670 178,479 X DJG 121,260 57,219 MILLIPORE CORP Common Stock 601073109 30,831,502 964,087 X DJG 694,830 269,257 MUELLER IND. Common Stock 624756102 425,450 13,400 X DJG 1,000 12,400 MYKROLIS CORP Common Stock 62852P103 3,057,774 258,914 X DJG 155,352 103,562 NCR CORPORATION Common Stock 62886E108 40,410,966 1,167,947 X DJG 597,000 570,947 NATIONAL-OILWELL INC. Common Stock 637071101 6,860,090 325,895 X DJG 252,630 73,265 NAVISTAR INTL Common Stock 63934E108 48,446,208 1,513,944 X DJG 873,531 640,413 NEWS CORP LTD - SPONS ADR Common Stock 652487802 504,356 25,537 X DJG 22,505 3,032 NORTH FORK Common Stock 659424105 636,960 16,000 X DJG 3,000 13,000 OFFITBANK-HIGH YIELD 8-MutualFd-B 676237100 286,506 40,582 X DJG 40,582 OFFITBANK HIGH YIELD FUND 8-MutualFd-B 676237845 2,899,358 410,674 X DJG 115,321 295,353 ON ASSIGNMENT INC Common Stock 682159108 1,533,808 86,169 X DJG 69,200 16,969 OPTIMAL ROBOTICS CORP - CL Common Stock 68388R208 1,390,932 190,800 X DJG 158,300 32,500 ORBITAL SCIENCES CORP Common Stock 685564106 26,240,500 3,292,409 X DJG 2,578,594 713,815 PACKAGING CORP OF Common Stock 695156109 2,096,406 105,400 X DJG 105,400 PACTIV CORPORATION Common Stock 695257105 923,392 38,798 X DJG 6,000 32,798 PAREXEL INTERNATIONAL Common Stock 699462107 13,286,164 955,152 X DJG 759,990 195,162 PATHMARK STORES INC Common Stock 70322A101 15,698,769 834,597 X DJG 652,410 182,187 PEPSIAMERICAS INC Common Stock 71343P200 66,205,818 4,431,447 X DJG 2,631,270 1,800,177 PERKIN ELMER INC Common Stock 714046109 7,573,670 685,400 X DJG 501,100 184,300 PFIZER INC Common Stock 717081103 1,184,645 33,847 X DJG 33,847 PHARMACOPEIA INC. Common Stock 71713B104 12,522,641 1,469,966 X DJG 1,167,200 302,766 PHILLIPS PETROLEUM CO Common Stock 718507106 2,944,000 50,000 X DJG 50,000 PITTSTON BRINK'S GROUP Common Stock 725701106 84,655,344 3,527,306 X DJG 2,134,676 1,392,630 PLAYTEX PRODUCTS INC. Common Stock 72813P100 25,174,982 1,944,014 X DJG 1,458,950 485,064 PAGE COLUMN TOTALS 559,079,830
FORM 13 F
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 FAIR INVESTMENT DISCRETION VOTING AUTHORITY TITLE MARKET SHARES OR SHARED NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C) POLO RALPH LAUREN CORP Common Stock 731572103 2,231,040 99,600 X DJG 99,600 PROCTER & GAMBLE CO Common Stock 742718109 553,660 6,200 X DJG 1,000 5,200 QUANTA SERVICES INC Common Stock 74762E102 3,894,909 394,621 X DJG 316,200 78,421 QUANTUM CORP - DLT & Common Stock 747906204 23,324,885 5,553,544 X DJG 3,844,600 1,708,944 QUINTILES TRANSNATIONAL Common Stock 748767100 5,220,695 417,990 X DJG 335,300 82,690 R H DONNELLEY CORP Common Stock 74955W307 2,738,655 97,914 X DJG 97,900 14 RADIOSHACK CORP Common Stock 750438103 6,138,252 204,200 X DJG 146,900 57,300 RECKSON ASSOC REALTY Common Stock 75621K106 8,869,280 356,196 X DJG 302,800 53,396 RIBAPHARM INC Common Stock 762537108 1,501,668 165,200 X DJG 141,600 23,600 RITE AID CORP Common Stock 767754104 43,475 18,500 X DJG 18,500 ROUSE CO Common Stock 779273101 231,000 7,000 X DJG 7,000 ROYAL DUTCH PETE 1.25 Common Stock 780257804 393,081 7,112 X DJG 1,136 5,976 RYDER SYSTEM INC Common Stock 783549108 23,486,191 866,969 X DJG 662,540 204,429 SBC COMMUNICATIONS INC. Common Stock 78387G103 1,788,612 58,643 X DJG 3,701 54,942 ST. PAUL COMPANIES Common Stock 792860108 8,690,836 223,300 X DJG 167,000 56,300 SIX FLAGS INC Common Stock 83001P109 3,210,212 222,160 X DJG 217,200 4,960 SOUTHTRUST CORP Common Stock 844730101 6,577,016 251,800 X DJG 32,000 219,800 SPRINT CORP (FON GROUP) Common Stock 852061100 4,292,870 404,606 X DJG 89,618 314,988 STANDARD REGISTER CO. Common Stock 853887107 899,539 26,310 X DJG 25,420 890 STATEN IS BANCORP INC Common Stock 857550107 3,509,760 182,800 X DJG 182,800 STEWART & STEVENSON Common Stock 860342104 3,210,887 180,997 X DJG 140,700 40,297 SUBURBAN PROPANE Common Stock 864482104 384,800 14,800 X DJG 14,800 SYBRON DENTAL SPECIALTIES, Common Stock 871142105 4,870,717 263,282 X DJG 202,348 60,934 TJX COS INC Common Stock 872540109 27,910,913 1,423,300 X DJG 655,500 767,800 TARGET CORP Common Stock 87612E106 228,600 6,000 X DJG 6,000 TELEDYNE TECHNOLOGIES Common Stock 879360105 37,633,196 1,813,648 X DJG 1,394,760 418,888 TELEPHONE & DATA SYS INC. Common Stock 879433100 52,381,018 865,087 X DJG 454,250 410,837 TIBCO SOFTWARE INC Common Stock 88632Q103 4,562,875 820,661 X DJG 660,400 160,261 TYCO INTERNATIONAL Common Stock 902124106 10,772,604 797,380 X DJG 114,577 682,803 TYSON FOODS INC - CL A Common Stock 902494103 13,287,572 856,710 X DJG 688,500 168,210 UNIFI INC Common Stock 904677101 6,571,904 602,927 X DJG 498,700 104,227 UNISYS CORP Common Stock 909214108 38,046,762 4,227,418 X DJG 2,822,970 1,404,448 U.S. INDUSTRIES, INC. Common Stock 912080108 8,925,636 2,587,141 X DJG 2,026,060 561,081 UNITED STATES STEEL CORP Common Stock 912909108 2,601,612 130,800 X DJG 130,800 UNOCAL CORP Common Stock 915289102 8,215,456 222,400 X DJG 156,500 65,900 UNOVA INC Common Stock 91529B106 15,233,893 2,347,287 X DJG 1,787,430 559,857 VERIZON COMMUNICATIONS Common Stock 92343V104 5,930,597 147,711 X DJG 31,580 116,131 VISX INC Common Stock 92844S105 11,173,732 1,025,113 X DJG 802,600 222,513 WABTEC CORP Common Stock 929740108 23,070,651 1,618,993 X DJG 1,164,750 454,243 WAL MART STORES INC Common Stock 931142103 214,539 3,900 X DJG 3,900 WALLACE Common Stock 932270101 721,325 33,550 X DJG 3,850 29,700 PAGE COLUMN TOTALS 383,544,925
FORM 13 F
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 FAIR INVESTMENT DISCRETION VOTING AUTHORITY TITLE MARKET SHARES OR SHARED NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C) WASHINGTON MUTUAL INC Common Stock 939322103 42,209,921 1,137,427 X DJG 493,081 644,346 WYETH Common Stock 983024100 274,176 5,355 X DJG 900 4,455 YUM BRANDS INC Common Stock 988498101 22,361,040 764,480 X DJG 340,200 424,280 HISCOX PLC Common Stock G45105106 21,360 12,000 X DJG 12,000 INGERSOLL RAND CO CL A Common Stock G4776G101 310,488 6,800 X DJG 6,800 LORAL SPACE & Common Stock G56462107 5,448,124 5,503,156 X DJG 4,253,880 1,249,276 RENAISSANCE RE HLDGS LTD Common Stock G7496G103 2,803,560 76,600 X DJG 76,600 CNH GLOBAL N.V. Common Stock N20935107 5,078,243 1,260,110 X DJG 967,400 292,710 PAGE COLUMN TOTALS 78,506,912 AGGREGATE COLUMN TOTALS 2,057,632,086