-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fcrm0mRU8r6w9MfvPB+M43OzbUG+PNN7lKN6ps+RY9KiiRToWAhbmKWIMre4E3z2 IBF8OlxAgFh4NMvv0YRG0A== 0001005477-99-005117.txt : 19991115 0001005477-99-005117.hdr.sgml : 19991115 ACCESSION NUMBER: 0001005477-99-005117 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENE DAVID J & CO LLC CENTRAL INDEX KEY: 0000728608 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 362387938 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00663 FILM NUMBER: 99746895 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123714233 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment |_|; Amendment Number:____________ Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC Address: 599 Lexington Avenue New York, NY 10022 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place, and Date of Signing: /s/ E. Stephen Walsh, Principal - -------------------------------------- [Signature] New York, NY - -------------------------------------- [City, State] November 4, 1999 - -------------------------------------- [Date] Report Type: |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. Form 13F Summary Page Report Summary: Number of Other Included Managers: -0- - -------------------------------------- Form 13F Information Table Entry Total: 140 - -------------------------------------- Form 13F Information Table Value Total $1,500,065,000 - -------------------------------------- List of Other Included Managers: None - -------------------------------------- FORM 13F 09/30/99 REPORTING MANAGER: David J. Greene and Company PAGE 1
- -------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - -------------------------------------------------------------------------------------------------------------------------------- ACTV INC COMMON 00088E104 139,000 10,000 X DJG 10,000 AGCO CORP COMMON 001084102 2,620,000 201,535 X DJG 180,100 21,435 A T & T CORP COMMON 001957109 3,713,000 85,359 X DJG 12,253 73,106 ACX TECHNOLOGIES INC. COMMON 005123104 7,918,000 833,465 X DJG 361,005 472,460 AETNA INC. COMMON 008117103 26,392,000 535,875 X DJG 303,105 232,770 ALBERTSONS INC COMMON 013104104 3,906,000 98,736 X DJG 29,211 69,525 ALLEN TELECOM INC COMMON 018091108 1,839,000 188,650 X DJG 182,300 6,350 ALLTEL CORPORATION COMMON 020039103 3,659,000 51,989 X DJG 23,969 28,020 AMERICAN EXPRESS CO COMMON 025816109 3,262,000 24,160 X DJG 700 23,460 AMERICAN HOME PRODUCTS COR COMMON 026609107 602,000 14,508 X DJG 14,508 AMERICAN INTERNATIONAL GRO COMMON 026874107 2,193,000 25,222 X DJG 15,149 10,073 AMERITECH CORP NEW COMMON 030954101 2,424,000 36,320 X DJG 1,000 35,320
AMGEN INC. COMMON 031162100 318,000 3,900 X DJG 3,900 APCO ARGENTINA INC CAYMAN COMMON 037489101 168,000 10,269 X DJG 10,269 AVNET COMMON 053807103 210,000 5,000 X DJG 5,000 BHC COMMUNICATIONS INC CL- COMMON 055448104 25,030,000 179,430 X DJG 123,005 56,425 BJ'S WHOLESALE CLUB INC. COMMON 05548J106 405,000 13,700 X DJG 1,500 12,200 BP AMOCO PLC ADS COMMON 055622104 1,044,000 9,419 X DJG 9,419 BELL ATLANTIC CORP COMMON 077853109 10,356,000 153,843 X DJG 69,018 84,825 BELLSOUTH CORP W/RTS COMMON 079860102 519,000 11,530 X DJG 11,530 BRISTOL MYERS SQUIBB CO W/ COMMON 110122108 2,247,000 33,290 X DJG 33,290 C.I.T GROUP INC-A COMMON 125577106 1,450,000 70,500 X DJG 67,000 3,500 CNA SURETY CORPORATION COMMON 12612L108 966,000 73,600 X DJG 14,000 59,600 CALGON CARBON CORP COMMON 129603106 5,211,000 764,860 X DJG 313,830 451,030 CENDANT CORPORATION COMMON 151313103 179,000 10,100 X DJG 10,100 CHARTER ONE FINANCIAL INC COMMON 160903100 213,000 9,200 X DJG 8,571 629 CHASE MANHATTAN CORP (NEW) COMMON 16161A108 3,469,000 46,028 X DJG 25,000 21,028 CHEMFAB, INC. COMMON 16361L102 255,000 15,800 X DJG 9,050 6,750 CHEVRON CORP W/RTS COMMON 166751107 761,000 8,576 X DJG 8,576 CITIGROUP INC. COMMON 172967101 8,239,000 187,259 X DJG 22,567 164,692 CITICORP CAPITAL TR III 7. PREFER 17303U200 214,000 9,400 X DJG 2,000 7,400 CITIGROUP CAP I 8% TRUPS 9 PREFER 17305F201 329,000 13,200 X DJG 1,000 12,200 CITIGROUP CAPITAL IV 6.85% PREFER 17305J203 286,000 13,000 X DJG 2,000 11,000 CITY INVESTING CO LIQUIDAT COMMON 177900107 17,000 13,100 X DJG 9,300 3,800 COMDISCO INC COMMON 200336105 92,478,000 4,788,503 X DJG 2,313,848 2,474,655
COMSAT CORP COMMON 20564D107 1,977,000 66,728 X DJG 64,472 2,256 COMSAT CAP I LP 8.125% MON PREFER 205930209 372,000 15,600 X DJG 2,000 13,600 CONSOLIDATED EDISON INC COMMON 209115104 206,000 4,970 X DJG 4,970 CRESTLINE CAPITAL CORPORAT COMMON 226153104 3,072,000 149,420 X DJG 128,580 20,840 CYTEC INDUSTRIES INC. COMMON 232820100 3,692,000 157,094 X DJG 119,670 37,424 DLJ CAPITAL TR I 8.42% 6/3 PREFER 23321W202 413,000 16,700 X DJG 1,600 15,100 DEPARTMENT 56 COMMON 249509100 1,058,000 44,200 X DJG 5,000 39,200 DEXTER CORP COMMON 252165105 2,655,000 71,145 X DJG 69,200 1,945 DIAL CORPORATION (NEW) COMMON 25247D101 329,000 12,900 X DJG 1,100 11,800 DIME BANCORP INC. NEW COMMON 25429Q102 36,699,000 2,097,103 X DJG 1,134,798 962,305 ----------- PAGE COLUMN TOTALS 263,505,000
FORM 13F 09/30/99 REPORTING MANAGER: David J. Greene and Company PAGE 2
- -------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - -------------------------------------------------------------------------------------------------------------------------------- DOLE FOOD CO. COMMON 256605106 18,161,000 955,858 X DJG 600,712 355,146 DOVER CORP COMMON 260003108 242,000 5,920 X DJG 5,920 E I DU PONT DE NEMOURS & C COMMON 263534109 218,000 3,600 X DJG 3,600 EQK REALTY INVESTORS 1 SBI COMMON 268820107 28,000 112,600 X DJG 57,000 55,600 EASTMAN CHEMICAL COMPANY COMMON 277432100 1,279,000 32,087 X DJG 32,087 EASTMAN KODAK CO COMMON 277461109 263,000 3,480 X DJG 3,480 EVEREST REINSURANCE HLDING COMMON 299808105 38,993,000 1,637,500 X DJG 946,100 691,400 EXXON CORP COMMON 302290101 3,589,000 47,228 X DJG 2,600 44,628 FEDERAL NATIONAL MTGR ASSN COMMON 313586109 827,000 13,200 X DJG 12,000 1,200 FINOVA GROUP INC COMMON 317928109 55,299,000 1,515,050 X DJG 832,200 682,850 FISCHBACH CORP CONV SUB DE CONV C 337659AA4 20,000 20,000 X DJG 20,000 FOOTSTAR, INC. COMMON 344912100 63,561,000 1,803,163 X DJG 1,008,982 794,181
FOUNDATION HEALTH SYSTEMS COMMON 350404109 25,757,000 2,729,254 X DJG 1,732,290 996,964 GATX CORP COMMON 361448103 34,889,000 1,123,190 X DJG 739,902 383,288 GENERAL ELECTRIC CO COMMON 369604103 2,899,000 24,451 X DJG 24,451 GENERAL MOTORS CORP COMMON 370442105 39,444,000 626,716 X DJG 421,800 204,916 GEON COMPANY COMMON 37246W105 451,000 17,500 X DJG 7,500 10,000 GREAT LAKES CHEMICAL COMMON 390568103 270,000 7,100 X DJG 7,100 HARRIS CORP COMMON 413875105 2,122,000 76,816 X DJG 72,900 3,916 HEALTHSOUTH CORPORATION COMMON 421924101 34,155,000 5,576,300 X DJG 3,077,000 2,499,300 HOMEBASE INC COMMON 43738E108 17,416,000 4,423,220 X DJG 2,414,860 2,008,360 HONEYWELL INC W/RTS COMMON 438506107 456,000 4,100 X DJG 4,100 HOST MARRIOTT CORP (REIT) COMMON 44107P104 911,000 95,900 X DJG 82,500 13,400 HOUSEHOLD INTL, INC. COMMON 441815107 254,000 6,339 X DJG 6,339 HUSSMANN INTL INC COMMON 448110106 41,706,000 2,453,290 X DJG 1,365,175 1,088,115 IMC GLOBAL INC. COMMON 449669100 38,348,000 2,633,365 X DJG 1,606,710 1,026,655 IMC GLOBAL WTS - EXPIRE 12 COMMON 449669118 84,000 488,417 X DJG 287,793 200,624 INTEL CORPORATION COMMON 458140100 2,748,000 36,984 X DJG 1,000 35,984 INTL BUSINESS MACHINES COR COMMON 459200101 2,462,000 20,344 X DJG 800 19,544 INTERNATIONAL GAME TECH COMMON 459902102 41,629,000 2,312,700 X DJG 1,187,545 1,125,155 JSB FINANCIAL INC COMMON 46624M100 458,000 8,000 X DJG 1,000 7,000 JOHNSON & JOHNSON COMMON 478160104 3,944,000 42,933 X DJG 42,933 KIMBERLY CLARK CORP COMMON 494368103 546,000 10,360 X DJG 10,360 ELI LILLY & CO COMMON 532457108 209,000 3,250 X DJG 3,250 LOCKHEED MARTIN CORP COMMON 539830109 981,000 30,000 X DJG 30,000
LUCENT TECHNOLOGIES, INC. COMMON 549463107 2,602,000 40,110 X DJG 516 39,594 MPTV INC COMMON 553424102 10,000 X DJG 10,000 MANPOWER INC COMMON 56418H100 4,101,000 140,800 X DJG 79,500 61,300 MAXWELL LABS COMMON 577763105 525,000 40,000 X DJG 40,000 MCKESSON HBOC INC COMMON 58155Q103 26,486,000 913,300 X DJG 614,200 299,100 McMORAN EXPLORATION CO. COMMON 582411104 2,783,000 129,441 X DJG 62,478 66,963 MEDIAONE GROUP, INC COMMON 58440J104 1,187,000 17,372 X DJG 1,200 16,172 MERCK & CO INC COMMON 589331107 978,000 15,091 X DJG 15,091 MINNESOTA MINING & MFG CO COMMON 604059105 231,000 2,400 X DJG 2,400 MIRAGE RESORTS INC. COMMON 60462E104 280,000 20,000 X DJG 6,200 13,800 ----------- PAGE COLUMN TOTALS 513,795,000
FORM 13F 09/30/99 REPORTING MANAGER: David J. Greene and Company PAGE 3
- -------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - -------------------------------------------------------------------------------------------------------------------------------- MOBIL CORP W/RTS COMMON 607059102 1,310,000 13,002 X DJG 2,000 11,002 MODIS PROFESSIONAL SERVICE COMMON 607830106 555,000 41,920 X DJG 40,510 1,410 MUELLER IND. COMMON 624756102 11,195,000 377,100 X DJG 60,900 316,200 NABISCO GROUP HOLDINGS COMMON 62952P102 14,068,000 937,874 X DJG 705,400 232,474 NAVISTAR INTL COMMON 63934E108 42,186,000 907,225 X DJG 455,080 452,145 OLSTEN CORP COMMON 681385100 23,618,000 2,262,800 X DJG 1,080,060 1,182,740 OMNICARE INC COMMON 681904108 2,272,000 236,100 X DJG 66,000 170,100 OWENS ILLINOIS INC COMMON 690768403 242,000 12,200 X DJG 1,000 11,200 PAREXEL INTERNATIONAL CORP COMMON 699462107 1,362,000 149,295 X DJG 144,290 5,005 PITTSTON BRINK'S GROUP COMMON 725701106 51,609,000 2,225,710 X DJG 1,216,680 1,009,030 PLAYTEX PRODUCTS INC. COMMON 72813P100 1,546,000 104,790 X DJG 101,270 3,520 POLICY MANAGEMENT SYSTEMS COMMON 731108106 14,558,000 460,320 X DJG 316,010 144,310
PRIMEX TECHNOLOGIES INC. COMMON 741597108 2,760,000 139,770 X DJG 128,900 10,870 PROCTER & GAMBLE CO COMMON 742718109 638,000 6,800 X DJG 1,000 5,800 PUBLIC SERVICE ENTERPRISE COMMON 744573106 328,000 8,500 X DJG 8,500 QUANTUM CORP-DLT & STORAGE COMMON 747906204 29,985,000 2,132,270 X DJG 1,176,960 955,310 QUANTUM CORP - HARD DISK D COMMON 747906303 2,715,000 365,100 X DJG 310,125 54,975 RITE AID CORP COMMON 767754104 33,618,000 2,433,887 X DJG 1,363,387 1,070,500 ROYAL DUTCH PETE 1.25 GUIL COMMON 780257804 569,000 9,632 X DJG 9,632 RYDER SYSTEM INC W/RTS COMMON 783549108 51,847,000 2,544,627 X DJG 1,465,645 1,078,982 SBC COMMUNICATIONS INC. COMMON 78387G103 1,812,000 35,490 X DJG 1,374 34,116 SCHERING-PLOUGH CORP. COMMON 806605101 281,000 6,440 X DJG 6,440 SENSORMATIC ELECTRONICS CO COMMON 817265101 30,347,000 2,391,870 X DJG 1,352,000 1,039,870 SHARED MEDICAL SYSTEMS COR COMMON 819486101 23,351,000 499,490 X DJG 336,450 163,040 SMITHKLINE BEECHAM PLC- AD COMMON 832378301 409,000 7,100 X DJG 7,100 SPACELABS MEDICAL COMMON 846247104 1,030,000 68,125 X DJG 65,830 2,295 SPRINT CORP (FON GROUP) COMMON 852061100 37,456,000 690,434 X DJG 310,138 380,296 SPRINT CORP (PCS GROUP) COMMON 852061506 668,000 8,962 X DJG 250 8,712 STANDARD REGISTER CO. COMMON 853887107 616,000 26,210 X DJG 25,320 890 STERLING SOFTWARE INC COMMON 859547101 8,608,000 430,400 X DJG 122,500 307,900 SUBURBAN PROPANE PARTNERS COMMON 864482104 389,000 19,100 X DJG 19,100 TDS CAPITAL I PREF 8.5% 12 PREFER 87235W202 300,000 12,800 X DJG 5,000 7,800 TANDY CORP. COMMON 875382103 6,611,000 127,900 X DJG 7,700 120,200 TEKTRONIX INC COMMON 879131100 13,124,000 391,755 X DJG 137,170 254,585 TELEPHONE & DATA SYS INC. COMMON 879433100 143,727,000 1,618,321 X DJG 837,650 780,671
TEXACO INC COMMON 881694103 2,857,000 45,267 X DJG 1,700 43,567 TOYS R US COMMON 892335100 56,063,000 3,737,524 X DJG 2,197,120 1,540,404 U.S. INDUSTRIES, INC. COMMON 912080108 506,000 32,150 X DJG 14,200 17,950 U S WEST INC. COMMON 91273H101 422,000 7,399 X DJG 32 7,367 UNOVA INC COMMON 91529B106 12,814,000 958,020 X DJG 650,330 307,690 VARIAN INC COMMON 922206107 23,246,000 1,309,615 X DJG 729,480 580,135 VARIAN SEMICONDUCTOR EQUIP COMMON 922207105 4,000,000 189,900 X DJG 15,800 174,100 VARIAN MEDICAL SYSTEMS INC COMMON 92220P105 11,793,000 539,125 X DJG 163,030 376,095 VODAPHONE GROUP PLC SPONSO COMMON 92857T107 306,000 1,289 X DJG 7 1,282 WARNER LAMBERT CO COMMON 934488107 1,042,000 15,700 X DJG 15,700 ----------- PAGE COLUMN TOTALS 668,761,077
FORM 13F 09/30/99 REPORTING MANAGER: David J. Greene and Company PAGE 4
- ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------------------- WATKINS JOHNSON CO COMMON 942486101 5,475,000 163,140 X DJG 93,090 70,050 WESTINGHOUSE AIR BRAKE CO COMMON 960386100 10,584,000 581,930 X DJG 171,030 410,900 WHITMAN CORP COMMON 96647R107 37,129,000 2,605,525 X DJG 1,577,250 1,028,275 XEROX CORP COMMON 984121103 201,000 4,800 X DJG 4,800 XTRA COMMON 984138107 615,000 15,480 X DJG 15,130 350 ------------- PAGE COLUMN TOTALS 54,005,000 ------------- AGGREGATE COLUMN TOTALS 1,500,065,000
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