-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ep4nx3hR/XN2fBfGdfwzpQPASslzi9+EOxWd/cp9x3HjxDOV45uI0vezHgHjPc5O fo6fjgpJm+drXfOLqgA+Xg== 0001005477-99-002351.txt : 19990517 0001005477-99-002351.hdr.sgml : 19990517 ACCESSION NUMBER: 0001005477-99-002351 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENE DAVID J & CO LLC CENTRAL INDEX KEY: 0000728608 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 362387938 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00663 FILM NUMBER: 99622028 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123714233 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F-HR FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Quarter Ended: March 31, 1999 Check Here if Amendment |_|; Amendment Number______________ Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC ----------------------------------------------------- Address: 599 Lexington Avenue -------------------------------------------------- New York, NY 10022 - ----------------------------------------------------------- Form 13F File Number: 28-663 ------ The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh --------------------------------------------- Title: Principal and Chief Administrative Officer --------------------------------------------- Phone: (212) 371-4200 --------------------------------------------- Signature, Place and Date of Signing: /s/ E. Stephen Walsh - --------------------------------------------- [Signature] New York, NY - --------------------------------------------- [City, State] May 13, 1999 - --------------------------------------------- [Date] Report Type: |X| 13F HOLDINGS REPORT |_| 13F NOTICE |_| 13F COMBINATION REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: -0- - --------------------------------------------------------- Form 13F Information Table Entry Total: 143 - --------------------------------------------------------- Form 13F Information Table Value Total $1,631,097 (thousands) - --------------------------------------------------------- List of Other Included Managers: None - --------------------------------------------------------- FORM 13F 03/31/99 REPORTING MANAGER: David J. Greene and Company PAGE 1
- ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6 ITEM 2 ITEM 4 ITEM 5 INVESTMENT DISCRETION ITEM 8 TITLE ITEM 3 FAIR SHARES OF SHARED ITEM 7 VOTING AUTHORITY ITEM 1 OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- ACTV INC COMMON 00088E104 114 10,000 X DJG 10,000 AGCO CORP COMMON 001084102 1,493 227,500 X DJG 203,440 24,060 AMR CORPORATION COMMON 001765106 211 3,600 X DJG 3,600 A T & T CORP COMMON 001957109 4,431 55,514 X DJG 8,169 47,345 ACX TECHNOLOGIES INC COMMON 005123104 6,972 531,225 X DJG 280,295 250,930 AERIAL COMM. INC COMMON 007655103 2,364 305,000 X DJG 297,000 8,000 AETNA INC COMMON 008117103 49,566 597,175 X DJG 360,005 237,170 AIRTOUCH COMMUNICATIONS COMMON 009491100 536 5,544 X DJG 1,200 4,344 ALLEN TELECOM INC COMMON 018091108 1,300 200,000 X DJG 200,000 ALLTEL CORPORATION COMMON 020039103 3,480 55,793 X DJG 27,472 28,321 AMERICAN EXPRESS CO COMMON 025816109 2,963 25,160 X DJG 700 24,460 AMERICAN HOMEPRODUCTS COR COMMON 026609107 947 14,508 X DJG 14,508 AMERICAN INTERNATIONAL GRO COMMON 026874107 2,434 20,179 X DJG 12,120 8,059 AMERICAN STORES CO NEW W/R COMMON 030096101 21,393 648,276 X DJG 304,210 344,066 AMERITECH CORP NEW COMMON 030954101 2,114 36,692 X DJG 1,000 35,692 AMGEN INC COMMON 031162100 457 6,100 X DJG 6,100 APCO ARGENTINA INC. CAYMAN COMMON 037489101 146 10,269 X DJG 10,269 BHC COMMUNICATIONS INC COMMON 055448104 26,775 218,130 X DJG 161,005 57,125 BJ'S WHOLESALE CLUB COMMON 05548J106 1,079 41,000 X DJG 18,500 22,500 BP AMOCO PLC ADS COMMON 055622104 921 9,118 X DJG 9,118 BANCTEC INC COMMON 059784108 6,896 560,050 X DJG 299,580 260,470 BELL ATLANTIC CORP COMMON 077853109 4,635 89,680 X DJG 8,518 81,162 BELLSOUTH CORP W/RTS COMMON 079860102 530 13,220 X DJG 13,220 BRISTOL MYERS SQUIBB CO W- COMMON 110122108 2,148 33,496 X DJG 33,496 C.I.T GROUP INC-A COMMON 125577106 2,952 96,600 X DJG 86,600 10,000 CNA SURETY CORPORATION COMMON 12612L108 911 73,600 X DJG 14,000 59,600 CVS CORP COMMON 126650100 267 5,620 X DJG 1,400 4,220 CALGON CARBON CORP COMMON 129603106 5,400 1,040,800 X DJG 328,340 712,460 CENDANT CORPORATION COMMON 151313103 161 10,100 X DJG 10,100 CERNER CORP COMMON 156782104 233 14,500 X DJG 14,500 CHARTER ONE FINANCIAL INC COMMON 160903100 253 8,763 X DJG 8,163 600 CHASE CAPITAL 7.34% 12/6/ PREFER 16147N208 202 8,000 X DJG 8,000 CHASE MANHATTAN CORP NEW COMMON 16161A108 3,990 49,028 X DJG 28,000 21,028 CHEMFAB, INC COMMON 16361L102 223 13,500 X DJG 6,750 6,750 CHEVRON CORP W/RTS COMMON 166751107 965 10,876 X DJG 10,876 CITIGROUP INC COMMON 172967101 9,110 142,627 X DJG 16,446 126,181 CITICORP CAPITAL TR 111.7 PREFER 17303U200 237 9,400 X DJG 2,000 7,400 CITIGROUP CAP I 8% TRUPS 9 PREFER 17305F201 337 13,200 X DJG 1,000 12,200 CITIGROUP CAPITAL IV 6.85% PREFER 17305J203 317 13,000 X DJG 2,000 11,000 CITY INVESTING CO LIQUIDAT COMMON 177900107 24 19,100 X DJG 15,300 3,800 COMDISCO INC COMMON 200336105 102,229 5,719,114 X DJG 3,013,838 2,705,276 COMSAT CORP COMMON 20564D107 61,190 2,114,550 X DJG 1,232,215 882,335 COMSAT CAP I LP 8.125% MON PREFER 205930209 391 15,600 X DJG 3,000 12,600 CONSOLIDATED EDISON INC COMMON 209115104 216 4,770 X DJG 4,770 CRESTLINE CAPITAL CORPORAT COMMON 226153104 2,429 157,990 X DJG 140,350 17,640 --------- PAGE COLUMN TOTALS 335,941
FORM 13F 03/31/99 REPORTING MANAGER: David J. Greene and Company PAGE 2
- ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6 ITEM 2 ITEM 4 ITEM 5 INVESTMENT DISCRETION ITEM 8 TITLE ITEM 3 FAIR SHARES OF SHARED ITEM 7 VOTING AUTHORITY ITEM 1 OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- CYTEC INDUSTRIES INC COMMON 232820100 2,241 100,453 X DJG 64,000 36,453 DLJ CAPITAL TR I 8.42% 6/3 PREFER 23321W202 430 16,700 X DJG 2,700 14,000 DEPARTMENT 56 COMMON 249509100 1,443 47,400 X DJG 5,000 42,400 DEXTER CORP COMMON 252165105 2,378 75,500 X DJG 75,500 DIAL CORPORATION (NEW) COMMON 25247D101 626 18,200 X DJG 1,100 17,100 DIME BANCORP INC.NEW COMMON 25429Q102 23,636 1,019,353 X DJG 476,998 542,355 DOLE FOOD CO COMMON 256605106 33,797 1,126,551 X DJG 708,912 417,639 DOVER CORP COMMON 260003108 227 6,920 X DJG 6,920 E I DU PONT DE NEMOURS & C COMMON 263534109 209 3,600 X DJG 3,600 EQK REALTY INVESTORS 1 SBI COMMON 268820107 60 119,900 X DJG 64,300 55,600 EASTMAN CHEMICAL COMPANY COMMON 277432100 1,350 32,087 X DJG 32,087 EASTMAN KODAK CO COMMON 277461109 222 3,480 X DJG 3,480 EVEREST REINSURANCE HLDING COMMON 299808105 39,870 1,278,400 X DJG 808,400 470,000 EXXON CORP COMMON 302290101 3,267 46,306 X DJG 2,600 43,706 FEDERAL NATIONAL MTGR ASSN COMMON 313586109 914 13,200 X DJG 12,000 1,200 FISCHBACH CORP CONV SUB DE CONV C 337659AA4 21 20,000 X DJG 20,000 FLEMING COS INC COMMON 339130106 942 110,000 X DJG 110,000 FOOTSTAR, INC COMMON 344912100 83,103 2,596,965 X DJG 1,621,559 975,406 FOUNDATION HEALTH SYSTEMS COMMON 350404109 38,344 3,146,144 X DJG 2,047,310 1,098,834 GATX CORP COMMON 361448103 34,380 1,043,800 X DJG 728,052 315,748 GENERAL ELECTRIC CO COMMON 369604103 2,726 24,646 X DJG 24,646 GENERAL MOTORS CORP COMMON 370442105 40,730 468,162 X DJG 327,700 140,462 GEON COMPANY COMMON 37246W105 648 28,500 X DJG 18,500 10,000 GREAT LAKES CHEMICAL COMMON 390568103 390 10,600 X DJG 10,600 HAYES LEMMERZ INTL INC COMMON 420781106 1,323 56,300 X DJG 200 56,100 HERSHEY FOODS CORP COMMON 427866108 225 4,016 X DJG 4,016 HOMEBASE INC COMMON 43738E108 20,892 4,708,105 X DJG 2,685,910 2,022,195 HONEYWELL INC W/RTS COMMON 438506107 349 4,600 X DJG 4,600 HOST MARRIOTT CORP (REIT) COMMON 44107P104 1,295 116,400 X DJG 103,000 13,400 HOUSEHOLD INTL, INC COMMON 441815107 289 6,339 X DJG 6,339 HUSSMANN INTL INC COMMON 448110106 38,709 2,635,515 X DJG 1,517,725 1,117,790 IMC GLOBAL INC COMMON 449669100 51,968 2,542,762 X DJG 1,581,637 961,125 IMC GLOBAL WTS - EXPIRE 12 COMMON 449669118 265 604,672 X DJG 385,197 219,475 ITT INDUSTRIES, INC COMMON 450911102 325 9,200 X DJG 6,000 3,200 INTEL CORPORATION COMMON 458140100 2,198 18,492 X DJG 500 17,992 INTL BUSINESS MACHINES COR COMMON 459200101 1,557 8,786 X DJG 400 8,386 INTERNATIONAL GAME TECH COMMON 459902102 37,016 2,531,000 X DJG 1,380,445 1,150,555 JSB FINANCIAL INC COMMON 46624M100 401 8,000 X DJG 1,000 7,000 JOHNSON & JOHNSON COMMON 478160104 4,052 43,333 X DJG 43,333 KANSAS CITY STHRN INDS INC COMMON 485170104 3,648 64,000 X DJG 20,000 44,000 KIMBERLY CLARK CORP COMMON 494368103 497 10,360 X DJG 10,360 ELI LILLY & CO COMMON 532457108 276 3,250 X DJG 3,250 LIMITED INC COMMON 532716107 389 9,805 X DJG 9,805 LOCKHEED MARTIN CORP COMMON 539830109 1,133 30,000 X DJG 30,000 LUCASVARITY PLC ADS(REP 10 COMMON 549395101 637 13,766 X DJG 13,766 ------- PAGE COLUMN TOTALS 479,397
FORM 13F 03/31/99 REPORTING MANAGER: David J. Greene and Company PAGE 3
- ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6 ITEM 2 ITEM 4 ITEM 5 INVESTMENT DISCRETION ITEM 8 TITLE ITEM 3 FAIR SHARES OF SHARED ITEM 7 VOTING AUTHORITY ITEM 1 OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- LUCENT TECHNOLOGIES, INC COMMON 549463107 2,097 19,421 X DJG 258 19,163 MCI WORLDCOM INC COMMON 55268B106 246 2,782 X DJG 2,782 MPTV INC COMMON 553424102 0 10,000 X DJG 10,000 MANPOWER INC COMMON 56418H100 14,191 607,100 X DJG 433,600 173,500 MAXWELL LABS COMMON 577763105 935 40,000 X DJG 40,000 McMORAN EXPLORATION CO. COMMON 582411104 3,067 189,462 X DJG 95,194 94,268 MEDIAONE GROUP, INC COMMON 58440J104 1,214 19,140 X DJG 1,200 17,940 MERCK & CO INC COMMON 589331107 1,261 15,738 X DJG 15,738 MIRAGE RESORTS INC. COMMON 60462E104 26,163 1,231,200 X DJG 795,583 435,617 MOBIL CORP W/RTS COMMON 607059102 1,095 12,442 X DJG 2,000 10,442 MUELLER IND COMMON 624756102 10,881 486,300 X DJG 151,700 334,600 NATIONAL INSURANCE GROUP COMMON 636525107 96 10,000 X DJG 10,000 NAVISTAR INTL COMMON 63934E108 67,223 1,672,725 X DJG 998,680 674,045 OLSTEN CORP COMMON 681385100 14,127 2,283,200 X DJG 1,074,450 1,208,750 OWENS ILLINOIS INC COMMON 690768403 16,620 664,800 X DJG 472,400 192,400 PHOSPHATE RESOURCES PARTNE COMMON 719217101 792 67,429 X DJG 67,429 PITTSTON BRINK'S GROUP COMMON 725701106 52,976 2,254,300 X DJG 1,253,100 1,001,200 PLAYTEX PRODUCTS INC COMMON 72813P100 1,513 100,000 X DJG 100,000 PRIMEX TECHNOLOGIES INC. COMMON 741597108 1,411 68,000 X DJG 61,000 7,000 PROCTER & GAMBLE CO COMMON 742718109 666 6,800 X DJG 1,000 5,800 PUBLIC SERVICE ENTERPRISE COMMON 744573106 305 7,987 X DJG 7,987 RAYCHEM CORP W/RTS COMMON 754603108 38,879 1,723,169 X DJG 1,100,719 622,450 ROYAL DUTCH PETE 1.25 GUIL COMMON 780257804 442 8,496 X DJG 8,496 RYDER SYSTEM INC W/RTS COMMON 783549108 67,135 2,430,225 X DJG 1,432,645 997,580 SBC COMMUNICATIONS INC COMMON 78387G103 1,718 36,400 X DJG 1,374 35,026 SAFETY KLEEN CORP COMMON 78648R203 908 68,500 X DJG 68,500 SAFEWAY INC COMMON 786514208 205 4,000 X DJG 4,000 SCHERING-PLOUGH CORP. COMMON 806605101 444 8,040 X DJG 8,040 SENSORMATIC ELECT. CO COMMON 817265101 36,409 3,832,550 X DJG 2,558,700 1,273,850 SHARED MEDICAL SYSTEMS COR COMMON 819486101 19,830 356,100 X DJG 219,000 137,100 SMITHKLINE BEECHAM PLC- AD COMMON 832378301 508 7,100 X DJG 7,100 SPACELABS MEDICAL COMMON 846247104 1,253 74,500 X DJG 74,500 SPRINT CORP (FON GROUP) COMMON 852061100 38,926 396,699 X DJG 176,469 220,230 SPRINT CORP (PCS GROUP) COMMON 852061506 414 9,345 X DJG 250 9,095 STANDARD REGISTER CO. COMMON 853887107 1,202 40,500 X DJG 40,500 SUBURBAN PROPANE PARTNERS COMMON 864482104 350 19,100 X DJG 19,100 TDS CAPITAL I PREF 8.5% 12 PREFER 87235W202 310 12,300 X DJG 6,000 6,300 TIG HOLDINGS COMMON 872469101 32,053 1,964,925 X DJG 1,259,890 705,035 TANDY CORP COMMON 875382103 46,156 723,300 X DJG 432,700 290,600 TEKTRONIX INC COMMON 879131100 1,515 60,000 X DJG 60,000 TELEPHONE & DATA SYS INC COMMON 879433100 124,577 2,209,800 X DJG 1,309,550 900,250 TEXACO INC COMMON 881694103 2,665 46,967 X DJG 2,700 44,267 TOYS R US COMMON 892335100 56,231 2,989,024 X DJG 1,837,420 1,151,604 TRICON GLOBAL RESTAURANTS COMMON 895953107 225 3,200 X DJG 1,900 1,300 U.S. INDUSTRIES, INC COMMON 912080108 513 31,187 X DJG 14,200 16,987 ------- PAGE COLUMN TOTALS 689,747
FORM 13F 03/31/99 REPORTING MANAGER: David J. Greene and Company PAGE 1
- ----------------------------------------------------------------------------------------------------------------------------------- ITEM 6 ITEM 2 ITEM 4 ITEM 5 INVESTMENT DISCRETION ITEM 8 TITLE ITEM 3 FAIR SHARES OF SHARED ITEM 7 VOTING AUTHORITY ITEM 1 OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) GERS (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- U S WEST INC. COMMON 91273H101 358 6,499 X DJG 32 6,467 UNOVA INC COMMON 91529B106 24,992 1,895,100 X DJG 1,268,000 627,100 VARIAN ASSOCIATES INC W/RT COMMON 922204102 51,809 1,337,000 X DJG 766,900 570,100 VARIAN INC COMMON 922206107 189 20,000 X DJG 20,000 WARNER LAMBERT CO COMMON 934488107 1,570 23,700 X DJG 23,700 WATKINS JOHNSON CO COMMON 942486101 3,531 156,050 X DJG 86,000 70,050 WESTINGHOUSE AIR BRAKE CO COMMON 960386100 6,226 298,250 X DJG 119,600 178,650 WHITMAN CORP COMMON 96647K102 37,064 2,156,475 X DJG 1,327,350 829,125 XEROX CORP COMMON 984121103 250 4,800 X DJG 4,800 --------- PAGE COLUMN TOTALS 125,988 --------- AGGREGATE COLUMN TOTALS 1,631,073
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