13F-HR 1 d01-34038.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC Address: 599 Lexington Avenue New York, NY 10022 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer (212) 371-4200 Phone: Signature, Place, and Date of Signing: /s/ E. Stephen Walsh New York, NY July 20, 2001 -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 144 Form 13F Information Table Value Total: $2,149,503,818 List of Other Included Managers: None No. 13F File Number Name
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
FORM 13 F
06/60/01 REPORTING MANAGER : David J. Greene and Company, LLC Page 1 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) AGCO CORP Common 001084102 8,468,206 925,487 X DJG 691,860 233,627 A T & T CORP Common 001957109 7,121,092 323,686 X DJG 67,977 255,709 ADVANCE PCS Common 00790K109 12,358,448 192,950 X DJG 64,200 128,750 ALBERTO-CULVER CO Common 013068200 424,800 12,000 X DJG 12,000 ALBERTSONS INC Common 013104104 37,252,828 1,242,175 X DJG 566,414 675,761 ALLEN TELECOM INC Common 018091108 22,848,180 1,523,212 X DJG 1,126,570 396,642 ALPHARMA INC. CL A Common 020813101 9,942,408 364,859 X DJG 272,200 92,659 AMERICAN EXPRESS CO Common 025816109 2,364,472 60,940 X DJG 1,100 59,840 AMERICAN INTERNATIONAL Common 026874107 2,920,688 34,357 X DJG 19,248 15,109 ANNTAYLOR STORES CORP Common 036115103 2,727,387 76,184 X DJG 53,100 23,084 ANTEC CORP Common 03664P105 13,374,492 1,078,588 X DJG 782,594 295,994 APCO ARGENTINA INC Common 037489101 267,507 10,269 X DJG 10,269 APOGENT TECHNOLOGIES INC Common 03760A101 3,833,024 155,814 X DJG 102,200 53,614 BHC COMMUNICATIONS INC Common 055448104 10,493,745 75,500 X DJG 41,200 34,300 BJ'S WHOLESALE CLUB INC. Common 05548J106 271,626 5,100 X DJG 500 4,600 BP AMOCO PLC ADS Common 055622104 689,176 13,825 X DJG 13,825 BARON SMALL CAP FUND Common 068278308 216,027 13,716 X DJG 13,716 BAUSCH & LOMB INC Common 071707103 11,668,193 321,970 X DJG 239,920 82,050 BELLSOUTH CORP W/RTS Common 079860102 259,742 6,450 X DJG 6,450 BRISTOL MYERS SQUIBB CO Common 110122108 1,524,859 29,156 X DJG 29,156 CIGNA CORP Common 125509109 10,540,200 110,000 X DJG 60,500 49,500 CNA SURETY CORPORATION Common 12612L108 665,000 47,500 X DJG 27,000 20,500 CALGON CARBON CORP Common 129603106 19,149,722 2,439,455 X DJG 1,628,090 811,365 CENDANT CORPORATION Common 151313103 47,628,750 2,442,500 X DJG 1,000,900 1,441,600 CHARTER ONE FINANCIAL INC Common 160903100 13,396,660 419,958 X DJG 232,598 187,360 CHEVRON CORP W/RTS Common 166751107 525,262 5,804 X DJG 5,804 CITIGROUP INC. Common 172967101 10,925,198 206,760 X DJG 26,091 180,669 CITY INVESTING CO Common 177900107 19,650 13,100 X DJG 9,300 3,800 COCA-COLA ENTERPRISES INC Common 191219104 3,726,165 227,900 X DJG 32,700 195,200 COMDISCO INC Common 200336105 9,874,643 7,424,544 X DJG 4,006,734 3,417,810 CONSTELLATION ENERGY Common 210371100 20,528,940 481,900 X DJG 225,600 256,300 COORSTEK INC. Common 217020106 30,081,225 802,166 X DJG 509,242 292,924 COVANCE INC Common 222816100 15,441,252 681,733 X DJG 479,200 202,533 CRESTLINE CAPITAL Common 226153104 4,842,264 155,800 X DJG 113,670 42,130 CYTEC INDUSTRIES INC. Common 232820100 67,875,144 1,786,188 X DJG 916,070 870,118 DELUXE CORP Common 248019101 317,900 11,000 X DJG 8,000 3,000 DIAL CORPORATION Common 25247D101 29,310,825 2,056,900 X DJG 903,800 1,153,100 DIEBOLD INC Common 253651103 13,625,170 423,800 X DJG 233,800 190,000 DIME BANCORP INC. Common 25429Q102 43,992,586 1,181,009 X DJG 485,618 695,391 DIME BANCORP-LITIGATION Common 25429Q110 1,284,792 4,588,542 X DJG 2,714,681 1,873,861 DOLE FOOD CO. Common 256605106 441,141 23,157 X DJG 6,544 16,613 PAGE COLUMN TOTALS 493,219,389
FORM 13 F
06/60/01 REPORTING MANAGER : David J. Greene and Company, LLC Page 2 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) DOVER CORP Common 260003108 222,888 5,920 X DJG 5,920 EQK REALTY INVESTORS 1 SBI Common 268820107 914 91,400 X DJG 51,000 40,400 EASTMAN KODAK CO Common 277461109 23,153,373 496,002 X DJG 238,600 257,402 EDWARDS LIFESCIENCES CORP Common 28176E108 2,374,825 90,092 X DJG 74,700 15,392 EXXON MOBIL CORPORATION Common 30231G102 3,471,988 39,748 X DJG 1,920 37,828 FAIRCHILD SEMICON INTL -CL Common 303726103 11,367,911 494,257 X DJG 351,880 142,377 FERRO Common 315405100 791,703 36,300 X DJG 28,400 7,900 FINOVA GROUP INC Common 317928109 4,009,564 1,083,666 X DJG 826,500 257,166 FIRST AMERICAN FINL CORP Common 318522307 9,595,307 506,616 X DJG 374,500 132,116 FOOTSTAR, INC. Common 344912100 74,402,866 2,162,874 X DJG 1,181,300 981,574 H.B. FULLER CO. Common 359694106 4,511,110 90,403 X DJG 71,600 18,803 GATX CORP Common 361448103 56,329,873 1,404,735 X DJG 768,752 635,983 GSI LUMONICS INC Common 36229U102 963,850 104,200 X DJG 76,000 28,200 GALILEO INTERNATIONAL INC Common 363547100 50,937,543 1,567,309 X DJG 653,030 914,279 GENCORP INC Common 368682100 672,000 52,500 X DJG 52,500 GENENCOR INTERNATIONAL Common 368709101 9,076,670 571,219 X DJG 411,800 159,419 GENERAL ELECTRIC CO Common 369604103 2,466,360 50,592 X DJG 50,592 GENERAL MOTORS CORP Common 370442105 404,247 6,282 X DJG 5,500 782 GENUITY INC Common 37248E103 73,269,886 23,483,938 X DJG 13,208,177 10,275,761 GILEAD SCIENCES INC Common 375558103 548,848 9,432 X DJG 9,432 GLAXOSMITHKLINE PLC- ADR Common 37733W105 281,337 5,006 X DJG 5,006 GRAPHIC PACKAGING INTL Common 388690109 3,606,861 759,339 X DJG 496,185 263,154 HARRIS CORP Common 413875105 46,586,241 1,712,100 X DJG 1,141,300 570,800 HEALTHSOUTH CORPORATION Common 421924101 86,041,393 5,387,689 X DJG 3,147,500 2,240,189 HEALTH NET INC Common 42222G108 35,515,088 2,041,097 X DJG 1,159,670 881,427 HERSHEY FOODS CORP Common 427866108 247,827 4,016 X DJG 4,016 HEXCEL CORP Common 428291108 709,448 55,643 X DJG 40,500 15,143 HOMEBASE INC Common 43738E108 10,153,281 2,942,980 X DJG 1,457,860 1,485,120 HONEYWELL Common 438516106 6,878,894 196,596 X DJG 129,100 67,496 HOST MARRIOTT CORP (REIT) Common 44107P104 19,419,772 1,551,100 X DJG 853,200 697,900 HOUGHTON MIFFLIN CO Common 441560109 13,094,705 218,500 X DJG 102,700 115,800 HOUSEHOLD INTL, INC. Common 441815107 422,811 6,339 X DJG 6,339 ICN PHARMACEUTICALS INC Common 448924100 32,472,557 1,023,725 X DJG 464,200 559,525 HYPERION SOLUTIONS CORP Common 44914M104 7,370,400 491,360 X DJG 379,654 111,706 IMC GLOBAL INC. Common 449669100 25,306,822 2,481,061 X DJG 1,544,241 936,820 INGERSOLL RAND CO. Common 456866102 3,061,160 74,300 X DJG 74,300 INKTOMI CORP Common 457277101 3,674,514 383,161 X DJG 296,000 87,161 INTEL CORPORATION Common 458140100 1,927,224 65,888 X DJG 2,000 63,888 INTL BUSINESS MACHINES Common 459200101 1,669,688 14,776 X DJG 800 13,976 J P MORGAN CHASE & CO Common 46625H100 1,041,811 23,359 X DJG 1,500 21,859 JOHNSON & JOHNSON Common 478160104 2,974,400 59,488 X DJG 59,488 PAGE COLUMN TOTALS 631,027,960
FORM 13 F
06/60/01 REPORTING MANAGER : David J. Greene and Company, LLC Page 3 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) KIMBERLY CLARK CORP Common 494368103 29,476,629 527,310 X DJG 251,750 275,560 ELI LILLY & CO Common 532457108 240,500 3,250 X DJG 3,250 LINCOLN NATIONAL CORP Common 534187109 14,169,150 273,800 X DJG 58,700 215,100 LONGS DRUG STORES CORP Common 543162101 6,265,469 290,741 X DJG 214,900 75,841 LUCENT TECHNOLOGIES, INC. Common 549463107 196,012 31,564 X DJG 516 31,048 MPTV INC Common 553424102 90 10,000 X DJG 10,000 MACK CALI REALTY CORP Common 554489104 227,840 8,000 X DJG 8,000 MANDALAY RESORT GROUP Common 562567107 37,901,982 1,383,284 X DJG 740,250 643,034 MAXTOR CORP Common 577729205 15,624,541 2,976,103 X DJG 2,211,399 764,704 MAXWELL TECHNOLOGIES Common 577767106 5,922,657 265,590 X DJG 188,240 77,350 MAYTAG CORP. Common 578592107 4,187,106 143,100 X DJG 17,800 125,300 McMORAN EXPLORATION CO. Common 582411104 314,940 20,996 X DJG 11,230 9,766 MERCK & CO INC Common 589331107 491,148 7,685 X DJG 7,685 MEREDITH CORP Common 589433101 10,106,943 282,238 X DJG 203,360 78,878 MILLIPORE CORP Common 601073109 65,071,934 1,049,886 X DJG 520,930 528,956 MINERALS TECHNOLOGIES INC Common 603158106 729,640 17,000 X DJG 17,000 MODIS PROFESSIONAL Common 607830106 14,247,009 2,064,784 X DJG 1,522,688 542,096 MUELLER IND. Common 624756102 645,036 19,600 X DJG 1,000 18,600 NCR CORPORATION Common 62886E108 421,825 8,975 X DJG 3,500 5,475 NAVISTAR INTL Common 63934E108 71,821,713 2,553,207 X DJG 1,314,431 1,238,776 NORTH FORK Common 659424105 403,000 13,000 X DJG 3,000 10,000 ORBITAL SCIENCES CORP Common 685564106 6,282,356 1,619,164 X DJG 1,223,574 395,590 PACTIV CORPORATION Common 695257105 15,343,496 1,145,037 X DJG 199,800 945,237 PAREXEL INTERNATIONAL Common 699462107 10,262,714 526,293 X DJG 386,290 140,003 PATHMARK STORES INC Common 70322A101 11,318,362 460,096 X DJG 328,610 131,486 PEPSIAMERICAS INC Common 71343P200 46,478,419 3,494,618 X DJG 1,687,170 1,807,448 PFIZER INC Common 717081103 1,857,399 46,377 X DJG 46,377 PITTSTON BRINK'S GROUP Common 725701106 95,002,477 4,262,112 X DJG 2,153,626 2,108,486 PLAYTEX PRODUCTS INC. Common 72813P100 15,766,343 1,473,490 X DJG 1,089,850 383,640 PROCTER & GAMBLE CO Common 742718109 395,560 6,200 X DJG 1,000 5,200 QUANTUM CORP - DLT & Common 747906204 62,159,143 6,160,470 X DJG 3,465,440 2,695,030 QWEST COMMUNICATIONS Common 749121109 321,116 10,076 X DJG 55 10,021 RECKSON ASSOC REALTY CORP Common 75621K106 262,200 11,400 X DJG 8,800 2,600 ROYAL DUTCH PETE 1.25 Common 780257804 571,745 9,812 X DJG 9,812 RYDER SYSTEM INC Common 783549108 61,498,430 3,137,675 X DJG 1,731,335 1,406,340 SBC COMMUNICATIONS INC. Common 78387G103 2,464,811 61,528 X DJG 2,690 58,838 SENSORMATIC ELECTRONICS Common 817265101 24,361,510 1,433,030 X DJG 1,026,100 406,930 SILVERSTREAM SOFTWARE Common 827907106 137,144 19,453 X DJG 19,453 SOUTHTRUST CORP Common 844730101 7,118,800 273,800 X DJG 30,000 243,800 SPACELABS MEDICAL Common 846247104 9,479,937 777,044 X DJG 552,430 224,614 SPRINT CORP (FON GROUP) Common 852061100 30,416,127 1,423,976 X DJG 701,978 721,998 PAGE COLUMN TOTALS 679,963,253
FORM 13 F
06/60/01 REPORTING MANAGER : David J. Greene and Company, LLC Page 4 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) STANDARD REGISTER CO. Common 853887107 484,885 26,210 X DJG 25,320 890 SUBURBAN PROPANE Common 864482104 379,600 14,600 X DJG 14,600 SYBRON DENTAL Common 871142105 4,014,120 195,906 X DJG 146,517 49,389 TJX COS INC- NEW Common 872540109 36,924,582 1,158,600 X DJG 476,400 682,200 TELEDYNE TECHNOLOGIES Common 879360105 22,936,587 1,508,986 X DJG 1,092,560 416,426 TELEPHONE & DATA SYS INC. Common 879433100 96,624,267 888,499 X DJG 407,650 480,849 TENNECO AUTOMOTIVE INC Common 880349105 39,156 12,011 X DJG 2,000 10,011 TEXACO INC Common 881694103 1,898,144 28,475 X DJG 1,100 27,375 TRICON GLOBAL Common 895953107 34,009,330 774,700 X DJG 367,600 407,100 UNISYS CORP Common 909214108 55,166,884 3,750,298 X DJG 2,247,770 1,502,528 U.S. INDUSTRIES, INC. Common 912080108 6,136,892 1,496,803 X DJG 1,133,750 363,053 UNOVA INC Common 91529B106 11,629,305 1,690,306 X DJG 1,228,860 461,446 VERIZON COMMUNICATIONS Common 92343V104 25,844,780 483,080 X DJG 194,818 288,262 VISX INC Common 92844S105 4,855,457 250,928 X DJG 198,012 52,916 WABTEC CORP Common 929740108 22,105,380 1,473,692 X DJG 938,550 535,142 WALLACE Common 932270101 692,199 41,850 X DJG 11,850 30,000 XTRA Common 984138107 4,734,767 95,459 X DJG 68,913 26,546 HISCOX PLC Common G45105106 22,260 12,000 X DJG 12,000 LORAL SPACE & Common G56462107 12,465,446 4,451,945 X DJG 3,148,880 1,303,065 TRENWICK GROUP LTD Common G9032C109 320,880 14,000 X DJG 14,000 CNH GLOBAL N.V. Common N20935107 4,008,295 675,935 X DJG 510,600 165,335 PAGE COLUMN TOTALS 345,293,216 AGGREGATE COLUMN TOTALS 2,149,503,818
PAGE COLUMN TOTALS